Senior Business Compliance Officer

22 hours ago

Johannesburg, South Africa Be Different Recruitment Full time

Gauteng, JHB - Central
- (Market related)

Our client, one of the biggest banks in South Africa based in Johannesburg who is a firm believer in technical innovation and leading-edge financial solutions is urgently looking for Senior Business Compliance Officer to enable the execution of Compliance Risk Management processes and activities within a specific business unit and across all its jurisdictions to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties or reputational damage to the organisation and enable the competitive advantage of the organisation.

**NOTE: This is a hybrid working model position and vaccination against COVID is now mandatory**

**In order to be considered the following is required**:

- Degree in Business Commerce / Legal / Audit
- Preferential: Post Graduate Degree in Legal / Audit
- Completed the required regulatory qualification as required by the role (e.g. STRATE Compliance Officer, JSE Compliance Offer)
- 8 - 10 years of experience in compliance: the role requires a seasoned expert in compliance with a sound knowledge of the relevant regulatory requirements and upcoming developments applicable to a specific business area as well as a solid understanding of banking products and activities
- Able to comply with relevant legislation, regulatory and professional standards

**Responsibilities**:
**Risk, Regulatory, Prudential & Compliance**
- Complete and contribute to compliance reports as required by various governance structures, committees and regulations, particularly regarding the compliance performance of the business areas
- Proactively identify and address gaps in controls, processes and procedures as well as advice on and monitor remediation plans to address any short-comings
- Review and provide input into compliance training material to ensure that it is appropriate for the needs of the business unit therefore providing sufficient understanding and awareness of compliance requirements within the relevant area of operations and develop and deliver bespoke face-to-face training where required
- Provide appropriate management information from a Compliance perspective in respect of the business area services
- Connect Centre of Excellence execution into the business area delivery in a manner that enables effective adherence to the required frameworks, policies and standards
- Oversee the completion and maintenance of a business unit specific regulatory universe to effectively enable the organisations adherence to the required legislative requirements
- Fulfil the required regulatory role as prescribed by the relevant governing bodies
- Inform Business Line Heads, relevant CoE Heads, other Compliance Heads about regulatory inspections and act as a conduit for any information requests, comments and findings
- Review compliance frameworks, standards and procedures in the context of the business unit and advice on their customisation or amendment, where necessary
- Analyse the operational activities within the business unit to identify compliance risks and therefore ensure adherence to the relevant bank's compliance frameworks and standards
- Provide advice to management, employees and relevant committees, across a specific business unit, regarding the regulatory universe, relevant compliance frameworks underpinning their operations and any other regulatory developments, to ensure that the business unit can comfortably manage compliance risks and conduct business in a compliant manner
- Drive customisation and maintain generic risk management plans (RMPs) to ensure it is appropriate within the regulatory context of the specific business unit and all its jurisdictions
- Develop, track and report on the progress of the compliance monitoring plans for the business area in order to identify significant compliance breaches, exposures and potential areas of improvement
- Keep abreast of and analyse regulatory and legislative developments, applicable to the business unit across all jurisdictions in which it operates, in order to deliver expert advice to relevant stakeholders
- Maintain and align the compliance manual to ensure it is appropriate for the unique regulatory requirements of the business unit
- Report all material compliance issues, using the established escalation and reporting mechanisms and processes to ensure these issues are resolved swiftly and therefore minimising the impact of any financial or reputational damages

**Financial Management**:

- Manage cost centre or team specific finances and strive to influence a continual reduction in costs within the areas under control to ensure that service delivered remains cost-effective and efficient

**People**:

- Provide guidance, mentorship and supervision to Business Compliance Officers to enhance their understanding of business unit operations and related legislation / regulation
- Guide them in the resolution of more complex compliance matters in a manner that enables s

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