Trade Support Specialist

1 week ago


Cape Town, South Africa Tracking Talent Full time

A multinational Investment Management company is seeking a Trade Support Specialist to join their operations team. This role will provide support to the Operations and Dealing desks with daily post trade settlement, private client and global markets dealing.

**Qualifications & Experience**:

- BCom, B.Compt, BSC Degree
- Completion of ideally all / some of the JSE Exams as listed below:

- Introduction to Financial Markets (RPE)
- Regulations and Ethics of the South African Financial Markets (RPE)
- Equity Settlement Officer Exams (JSE)
- Bond Settlement Officer Exams (JSE)
- 2+ years in a financial services environment with exposure to investments
- Understanding of financial instruments
- Advanced Excel, Nutron, Mecras, BDA, & Swordfish

**Duties & Responsibilities**:

- Responsible for monitoring daily post-trade settlements for international equity trades and escalate promptly
- Provide assistance with settlements for local equity, bond and derivative markets when required
- Resolve external and internal queries relating to all trades from brokers, clients and custodians
- You will need to build and maintain healthy client and counterparty relationships to ensure resolution of settlement issues identified
- Ensure trades are matched between client and counterparty
- Trading Desk Allocations, including OMGEO uploads
- Co-ordinate Private Client trading instructions and reporting with trading desk
- Compiling of incident reports
- Analyze the root cause of any possible breaches and recommend preventative measures
- Take note of relevant JSE Communications and participate in JSE Testing as required
- Project related tasks, testing and implementing new solutions.
- Assist with various month-end brokerage reports and analysis
- Adherence to Specific Internal Rules and Procedures as communicated
- Develop and document business processes
- Support the Compliance Officer to ensure Compliance with applicable legislation including Exchange Rules and Directives, taxation, etc.



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