Strategic Compliance Manager #fintech #strongleader

7 months ago

Johannesburg, South Africa Recruiter Ruth | Performability Recruitment Full time

**INSURGENCE**: noun
**_Being an active challenger_**
- : _**_Prepared to break new ground and create a large increase_**

**_ -_**

An exciting, once in a career opportunity awaits an **(Insurgent) Risk & Compliance Manager** with a history of inspirational leadership.

As a Compliance Manager you know what a critical part of the team and this role requires commitment and resilience.

If you
- Are known for **good governance and leadership accountability**:

- Seeking a culture that is **transparent and authentic **with a** **strong and deliberate focus on ethical and accountable behaviours
- Treating their staff, colleagues, customers and merchant partners with **care and respect** is a **core belief** in parallel to **d**iversity and inclusion at all levels**:

- ** You've been trying to find a way to use your skillset to play an** active role in improving the wellbeing of the communities the clients and merchants live within
- Dream about being a part of building a rewarding, performance-based culture and **force for good**

...KEEP READING AND PREPARE TO APPLY FOR YOUR FUTURE.

This Compliance Manager (CM) is responsible for driving and overseeing compliance within the organisation to ensure that financial and operational procedures and personal conduct within the organisation comply with relevant and applicable laws, regulations, and contractual agreements.

This position** involves informing and executing on the compliance strategy** as well as taking direct accountability for the efficient and effective execution of day-to-day operational compliance activities.

This is an excellent opportunity for an individual to make their mark within the organisation whilst supporting the Group Compliance Manager to achieve the compliance objectives and partnering with business to ensure compliance.

**WHATS NEEDED**
- ** Legal, Risk or Compliance related degree or equivalent** (CISA membership would be advantageous)
- ** 3+ Years experience in a Compliance environment** and/ or managing/ leading a Compliance team
- Experience must come from Financial Services sector, Fintech, Tech or insurance sector
- ** Previous FICA or AML Compliance Officer experience required**:

- Sarbanes-Oxley **(SOX)** Act and Insurance compliance experience is advantageous
- Experience with **Key Stakeholders such as**:

- Senior and executive management
- Audit Committee
- The organisation's sponsoring bank
- Regulatory /Industry Bodies viz. the NCR, FIC, FSCA, BASA and other relevant regulators

**Key Responsibilities**
- Ensure compliance with the NCA, FAIS, FICA, POPIA and any other applicable legislation.
- Roll-out and monitor the implementation of the Risk Management and Compliance (RMCP) program and provide input into the same as part of the enhancement process.
- Ensure efficient and effective running of the daily compliance operational activities.
- Assist in communicating key aspects of the compliance policies and frameworks to business stakeholders.
- Take ownership for the compilation and review of compliance policies and procedures.
- Monitor and execute on the outputs of the compliance dashboards.
- Review new/ existing processes and products to identify and mitigate compliance risk and sign-off on the same.
- Be proactive and monitor changes to the regulatory landscape and provide the necessary compliance advice and guidance to business partners.
- Assist in the design, development and delivery of compliance awareness and training interventions.
- Efficiently attend to requests from our sponsoring bank and build good relationships with your corresponding counterparts.
- Ensure that the fraud and ethics hotline queries are followed up on timeously and receive sufficient resolution.
- Assist to produce/ contribute to the Compliance quarterly board reporting.
- Ensure that any outstanding compliance allocated internal audit actions are closed within deadline; and
- Assist with the annual SOX process - perform and review control adequacy and effectiveness testing, compile written reports on findings, and liaise with and report to Senior Management.
- This role is based IN-OFFICE in Sandton.
- Salary bracket is under R1m per annum.
- Aiming for a 1 Dec/ 1 Jan start #urgent

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