Compliance Officer Cat Ii

_At Masthead, our passion is keeping businesses in business. As a national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs), we know this can only be achieved through the calibre of people we employ - people who are client focused, set themselves high standards of delivery and have a...

**Assistant Compliance Officer** **Cape Town** Assist the compliance team in ensuring that the Group implements and maintains an effective, committed compliance and integrity program, to prevent and detect violations of legislation, internal rules and policies and investment guidelines. - Assist in monitoring compliance with applicable legislation and...

**Overview**: Our client, a leading global Asset Manager is seeking to hire a FAIS Compliance Officer, to assist the compliance team in implementing and maintaining an effective, committed compliance and integrity program, to prevent and detect violations of legislation, internal rules and policies and investment guidelines. **Responsibilities**: - Monitor...

**Senior Compliance Officer (12-month Contract)** **R540k** **Cape Town** Join leading listed Investment Group and join this small established international units.: **Key responsibilities**: - Assist in monitoring compliance with applicable legislation and internal requirements with a specific focus on Collective Investment Schemes and compliance with...

Overview Hire Resolve is seeking a skilled and experienced Compliance Officer to join our client, a leading global financial services company. This is an exciting opportunity for a compliance professional to play a critical role in ensuring regulatory adherence and fostering a strong culture of compliance within a dynamic and fast-paced organization. The...

A local Investment Company is seeking a FICA and FAIS Compliance Officer to join their Fund Due Diligence Team. This company is a small, yet well-established firm located in the Northern Suburbs of Cape Town. This position is well suited to someone with high energy levels, independence, and with a sincere enthusiasm for compliance. **Qualifications &...

Our Client, a renowned asset management firm, is seeking a Compliance Assistant to join their dynamic team. With a hybrid working model offering three days in the office, this is your chance to thrive in the financial services sector while enjoying the flexibility of working remotely. This innovative firm is not just about investments— they are pioneers...

A top Investment house has a vacancy for an experienced Compliance professional with a strong regulatory focus to assist with Investment Regulatory Compliance through the implementation and maintenance of a suitable regulatory compliance strategy and programme, and by ensuring an appropriate culture of compliance. **Key Functions**: - Establishes and...

Who we are? Sanlam Investments Group is one of South Africa’s largest investment management companies. We have a performance history spanning over 100 years, and offer a range of investment and financial planning solutions to protect and grow the long-term wealth of our clients. **We take particular pride in**: - Sanlam’s longevity and innovation -...

**Operational Compliance Officer Cape Town** Well-established Financial client is looking for an **Operational Compliance Officer** with 3+ years of experience. Must have Manco, CISCA and Board Notice experience. **Salary**: Up to R800k CTC (Depending on experience) Minimum Requirements: - LLB or Relevant degree - Certificate/Diploma in Compliance...

**Operational Compliance Officer Cape Town** Well-established Financial client is looking for an **Operational Compliance Officer** with 3+ years of experience. **Must have Manco, CISCA and Board Notice experience**. **Salary: Up to R800k CTC (Depending on experience)** Minimum Requirements: - LLB or Relevant degree - Certificate/Diploma in Compliance...

Who we are? Sanlam Investments Group is one of South Africa’s largest investment management companies. We have a performance history spanning over 100 years, and offer a range of investment and financial planning solutions to protect and grow the long-term wealth of our clients. **We take particular pride in**: - Sanlam’s longevity and innovation -...

Responsibilities include: - Reviewing and ensuring that marketing material is compliant with applicable legislation. Submit and review MDDs. - Fulfil the role of Money Laundering reporting officer. - Work closely with the Money Laundering Compliance Officer and provide contribution into the embedment of the Risk Management and Compliance Program. -...

A fund management company based in **Stellenbosch**, with two funds under their stewardship, is looking for a **Compliance Officer** to join their team to help ensure compliance within the company. As a **Compliance Officer**, you will be staying ahead of regulations globally, establishing robust controls and procedures for compliance across all...

We are looking for a dynamic, passionate and results driven operational compliance officer with Collective Investment Scheme experience and knowledge to join our team. This individual needs to be confident and willing to get involved in every aspect of the business where required. Role and Responsibilities Reviewing and ensuring that marketing material is...

**Job summary**: - The successful applicant will be part of the Regulatory Compliance Team and will be responsible for engaging with stakeholders, monitoring, and reporting compliance related issues to the business and the relevant Board committees and Boards where applicable.- The role will report to a Compliance Manager and work closely with the reporting...

Our client is an innovative Boutique Asset Management company who is looking for a young and versatile Compliance Assistant who thrives on wearing multiple hats and making a significant impact in different areas of compliance. This role is perfect for someone who loves diversity in their day-to-day tasks, is passionate about tackling new challenges, and is...

Posted by - David Symes- Recruiter**HEAD OF COMPLIANCE (CAPE TOWN) - AML (INC FRAUD & KYC) AND STAFF MANAGEMENT EXPERIENCE REQUIRED** **Ref: 4001G** **ZAR 100K-120K Per Month + Good Bens & Bonus inc Flexible Working Cape Town** Our client, a rapidly expanding Fintech in the money transfer sector, seeks an experienced Head of AML & Compliance to develop...

Job OverviewWe are seeking a highly skilled and experienced Maritime Compliance Officer to join our team at the South African Maritime Safety Authority.Key ResponsibilitiesTo ensure vessels, seafarers and maritime service providers comply with applicable maritime legislation and conventions.To give effect to the objectives of SAMSA and the IMO...

Masthead Ltd, a leading national supplier of risk management services, is seeking an exceptional Compliance Officer to join their team. As a key player in the financial services industry, this role offers a unique opportunity to work with innovative thinking and unconventional ideas.Job SummaryThe successful candidate will be responsible for delivering...