Compliance Officer

Posted by - David Symes- Recruiter**HEAD OF COMPLIANCE (CAPE TOWN) - AML (INC FRAUD & KYC) AND STAFF MANAGEMENT EXPERIENCE REQUIRED** **Ref: 4001G** **ZAR 100K-120K Per Month + Good Bens & Bonus inc Flexible Working Cape Town** Our client, a rapidly expanding Fintech in the money transfer sector, seeks an experienced Head of AML & Compliance to develop...

Job Description:The Recruitment Council is seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will be responsible for ensuring that the company complies with regulatory requirements and best practices.About the Role:This is a full-time position that requires a strong understanding of compliance laws and regulations....

A fund management company based in **Stellenbosch**, with two funds under their stewardship, is looking for a **Compliance Officer** to join their team to help ensure compliance within the company. As a **Compliance Officer**, you will be staying ahead of regulations globally, establishing robust controls and procedures for compliance across all...

Compliance officer **Responsibilities**: Implement and manage an effective legal compliance program. Develop and review company policies. Advise management on the company’s compliance with laws and regulations through detailed reports. Create and manage effective action plans in response to audit discoveries and compliance violations. Regularly audit...

**Compliance Officer Cape Town** Well-established client is looking for a Compliance Officer with at least 3-5 years of experience working at a bank in a similar role. **Salary**: Market Related **Minimum Requirements**: - LLB / BComm or other relevant qualification - Must have qualifications in compliance and risk management - Must have CPrac - 3-5...

A local Investment Company is seeking a FICA and FAIS Compliance Officer to join their Fund Due Diligence Team. This company is a small, yet well-established firm located in the Northern Suburbs of Cape Town. This position is well suited to someone with high energy levels, independence, and with a sincere enthusiasm for compliance. **Qualifications &...

About The RoleWe are seeking a highly skilled Compliance Officer to join our risk and compliance team in Rondebosch.This role will support and implement risk and compliance policies and procedures for our advisory, fiduciary, and consulting operations.The position involves accurate risk and compliance reporting, including ad-hoc review and analysis work for...

**Job summary**: - The successful applicant will be part of the Regulatory Compliance Team and will be responsible for engaging with stakeholders, monitoring, and reporting compliance related issues to the business and the relevant Board committees and Boards where applicable.- The role will report to a Compliance Manager and work closely with the reporting...

Overview Hire Resolve is seeking a skilled and experienced Compliance Officer to join our client, a leading global financial services company. This is an exciting opportunity for a compliance professional to play a critical role in ensuring regulatory adherence and fostering a strong culture of compliance within a dynamic and fast-paced organization. The...

We are seeking a skilled Compliance Officer to facilitate the seamless integration of new clients into our organization while ensuring strict adherence to regulatory requirements and internal policies.The ideal candidate will have 3+ years of experience in a similar role, with a strong understanding of compliance and regulatory requirements.Key...

Job Title: Compliance OfficerSalary: $90,000 - $120,000 per yearAbout the CompanyRareCruit is a leading recruitment agency that specializes in placing top talent in quality assurance roles. We are committed to delivering exceptional service to our clients and candidates.Job Description:The Compliance Officer will be responsible for ensuring that all quality...

A Compliance Officer performs an essential role within the business; a role that ensures the company’s compliance processes are followed. Your responsibilities would include: - To assist the company’s recruitment campaigns. - To support the Compliance Manager with audits. - To book training dates and DBS renewals. - To liaise with occupational health...

My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. **Responsibilities**: - Compliance reporting on behalf of business unit; internal and external (statutory) requirements -...

**Assistant Compliance Officer** **Cape Town** Assist the compliance team in ensuring that the Group implements and maintains an effective, committed compliance and integrity program, to prevent and detect violations of legislation, internal rules and policies and investment guidelines. - Assist in monitoring compliance with applicable legislation and...

**Junior Compliance Officer** to be based in Cape Town CBD, Western Cape. The company is looking for an exciting talent to join and fill the said role in our Compliance Unit. DUTIES AND RESPONSIBILITIES: - Assist the Compliance Officer in embedding a culture of compliance - Assist in the development of risk-based Monitoring Plans - Take ownership of...

**Operational Compliance Officer Cape Town** Well-established Financial client is looking for an **Operational Compliance Officer** with 3+ years of experience. Must have Manco, CISCA and Board Notice experience. **Salary**: Up to R800k CTC (Depending on experience) Minimum Requirements: - LLB or Relevant degree - Certificate/Diploma in Compliance...

**Assistant compliance Officer** to be based in Cape Town CBD, Western Cape. The company is looking for an exciting talent to join and fill the said role in our Compliance Unit. We are looking for a graduate fresh out of university and wanting to work within the insurance industry. DUTIES AND RESPONSIBILITIES: - Assist the Compliance Officer in embedding...

Who we are? Sanlam Investments Group is one of South Africa’s largest investment management companies. We have a performance history spanning over 100 years, and offer a range of investment and financial planning solutions to protect and grow the long-term wealth of our clients. **We take particular pride in**: - Sanlam’s longevity and innovation -...

Responsibilities include: - Reviewing and ensuring that marketing material is compliant with applicable legislation. Submit and review MDDs. - Fulfil the role of Money Laundering reporting officer. - Work closely with the Money Laundering Compliance Officer and provide contribution into the embedment of the Risk Management and Compliance Program. -...

_Elevate Safety and Sustainability: Join us as a SHEQ Compliance Officer in Renewable Energy_ **Is this you?** Are you dedicated and trustworthy with a passion for ensuring safety, health, environmental, and quality standards in a regulated environment? Do you possess exceptional organisational skills and the ability to communicate effectively while...