Senior Manager: Compliance

2 weeks ago


Johannesburg, South Africa Nedbank Full time

**Job Title and Requisition Number**
- Senior Manager: Compliance**Location**
- Johannesburg- 135 Rivonia Sandton- Job Family- RISK, AUDIT & COMPLIANCE- Career Stream- Compliance- Leadership Pipeline- Manage Managers**Job Purpose**
- To assist the cluster compliance function with the coordination; facilitation and management of the Compliance function for the Division through oversight and advisory, reporting and developing networks; providing advice to minimise regulatory; reputational and compliance risk and endeavour to avert potential litigations/ penalties and ultimately increase shareholder value for the bank.

**Responsibilities**:

- Assist the cluster / business unit's compliance function to set an annual budget.
- Provide guidance to relevant cluster's with regard to compliance and monitoring risks by providing support or offering expert advice to compliance officers.
- Review reports and provide input for all stakeholder engagements.
- Compile reports for the various governance forums and Exco
- Present findings and engage business on mitigation of compliance risks.
- Assist with providing direction and support to the compliance officers through alignment to the standards, processes and procedure and where possible identify and recommend opportunities for enhancements.
- Maintain effective internal and external stakeholder relationships and mutually beneficial partnerships.
- Effectively and efficiently manage the team across the HR value chain including recruitment, performance management, retention of critical staff and succession planning.
- Motivate staff to perform and contribute to the success of the business by creating an environment of teamwork through engaging with staff (sharing information) and encouraging participation in decision-making processes.
- Keep abreast of developments in field of expertise, including legislation and other industry changes that impact on role by reading relevant newsletters and websites and attending sessions to remain current.
- Contribute to a culture of transformation by participating in Nedbank culture building initiatives, business strategy, and Corporate Social Initiatives (CSI).
- Participate in developing, implementing and addressing issues raised in culture surveys to improve results.
- Ensure transformational targets are met.

**Minimum Experience Level**

**8+ years appropriate and relevant experience; 3-5 years Compliance experience**

**Essential Qualifications - NQF Level**
- Advanced Diplomas/National 1st Degrees
- Preferred Certifications- Compliance Institute of South Africa (CISA) - preferred, not essential

**Technical / Professional Knowledge**
- Relevant regulatory, compliance and risk legislation
- Compliance reporting
- Governance and Compliance in Banking
- Legislation Knowledge (e.g. BEE, POPI, etc.)
- Auditing
- Corporate Governance & Compliance
- Behavioural Competencies- Adaptability
- Building Partnerships
- Building Networks
- Delegation and Empowerment
- Execution
- Influencing
- **_Please contact the Nedbank Recruiting Team at +27 860 555 566_



  • Johannesburg, South Africa The Coca-Cola Company Full time

    As a Compliance Counsel/Senior Compliance Manager for The Coca-Cola Company, you will work with a team of highly engaged and skilled compliance professionals to drive the compliance program within your region of responsibility. This includes enabling strategic compliance thinking across all levels of business leadership. Learn more about our Code of...

  • Compliance Manager

    4 weeks ago


    Johannesburg, South Africa LMP RECRUIT Full time

    Our client in the financial / tech sector is looking for your passion on compliance and experience to join the team .Qualification and ExperienceLegal, Risk or Compliance related degree or equivalent. CISA membership would be advantageous.3-5+ Years experience in a Compliance environment and/ or managing/ leading a Compliance team preferably in the Financial...


  • Johannesburg, South Africa LMP RECRUIT Full time

    **Our listed corporate client seeks your passion and sound experience to head the operational and strategic compliance across the Group.** **Ideally either from the Financial Sector (Finance tech, Banking or insurance industry** **Qualification and Experience** - LLB, BCom Honours or relevant Risk Management related Degree or equivalent. - Affiliation to a...


  • Johannesburg, South Africa LMP RECRUIT Full time

    **Our listed corporate client seeks your passion and sound experience to head the operational and strategic compliance across the Group.** **Ideally either from the Financial Sector (Finance tech, Banking or insurance industry** **Qualification and Experience** - LLB, BCom Honours or relevant Risk Management related Degree or equivalent. - Affiliation to a...


  • Johannesburg, South Africa TechnoServe Full time

    **Enterprise, and Supplier Development Program** **South Africa, **June **2023** **Role Title: Senior Compliance Coordinator** **Reports to**:M&E Manager **Grade**: 6 **Location**:Johannesburg, South Africa **Travel**:Occasional travel within target geography will be required. **Company Background** In 2021, TechnoServe’s work helped improve 2.3...


  • Johannesburg, South Africa Interim Consulting Full time

    As a Senior Compliance Analyst, you will play a critical role in overseeing and enhancing our compliance program. You will be responsible for ensuring that our operations adhere to all relevant laws and regulations, internal policies, and industry standards. This role offers an excellent opportunity for a detail-oriented and proactive professional to make a...


  • Johannesburg, South Africa Taylored Appointments Full time

    Reporting to the Executive: Legal and Compliance, the incumbent will be responsible to develop, implement, monitor and manage the organisations compliance function while working in close collaboration with the internal audit, legal, sustainability, finance, human resources and information technology divisions. - CA (SA)/ MBA / Law Degree - At least 4+...


  • Johannesburg, South Africa PRR Recruitment Services Full time

    Group Compliance manager for a software house based in Rosebank. The ideal candidate will have: LLB, BCom Honours or relevant Risk Management related Degree or equivalent.Affiliation to a Compliance Body is advantageous. 7 Years + working in a Compliance environment and/or managing/leading a Compliance team preferably in the Financial Services sector...

  • Compliance Manager

    4 weeks ago


    Johannesburg, South Africa Secondments Recruitment Full time

    **Job Advert Summary**: Under the direction of the Chief Operating Officer, the Compliance Manager is responsible for ensuring consistent implementation of the Ethics and Compliance program. The role exists to foster and strengthen “Tone at the Top” with country and business leadership and to support the development of “Tone in the Middle”,...


  • Johannesburg, South Africa Apex Group Full time

    Senior Client Compliance Administrator Location: Johannesburg, South Africa Date Posted: Feb 17, 2023 **Description** **Senior Client Compliance Administrator** **Role Location**: Johannesburg, South Africa / Guernsey, Channel Islands **Department**: Client Compliance **Company**: Apex Fund and Corporate Services (Guernsey) Limited (“Apex...

  • Manager Compliance

    4 weeks ago


    Johannesburg, South Africa South African Bankers Services Company Pty Ltd Full time

    **Job Description**: BankservAfrica form part of the South African National Payments System and are a trusted partner of the financial industry, including banking institutions, and therefore require that employees adhere to unwavering standards of honesty and transparency in performing their duties. **PURPOSE** The main purpose of the Manager Compliance is...

  • Compliance Manager

    4 weeks ago


    Johannesburg, South Africa BGA Recruitment Full time

    Job Summary:The Compliance Manager overall responsibility is the legal and compliance function within the Company. It involves ensuring the company's integrity, and adherence to legal standards and in-house policies. Enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters.Job Tasks (Duties):Develop and...

  • Compliance Officer

    4 weeks ago


    Johannesburg, South Africa SET Recruitment Consultants Full time

    **Compliance Officer** **Market-related Salary** **Johannesburg** **Role Purpose** The role of the Compliance Officer is to focus on the implementation and management of an effective legal compliance program - focusing on global electrical safety standards while ensuring that the Company complies with its outside regulatory and legal requirements, as...


  • City of Johannesburg, Gauteng, South Africa OutsideCapital Full time

    **Purpose** Reporting to the Executive: Legal and Compliance, the incumbent will be responsible to develop, implement, monitor and manage the organisations compliance function while working in close collaboration with the internal audit, legal, sustainability, finance, human resources and information technology divisions. **Qualifications and Experience...

  • Manager Compliance

    4 weeks ago


    Johannesburg, South Africa BankservAfrica Full time

    This details all the information about the job posting. - Share this job as a link in your status update to LinkedIn. **Do you see a future that includes more?** **More exposure to innovative technologies, more personal growth, more experience?** **Look at the position we have available and see how, together we can shape your future, so that you can give...


  • Johannesburg, South Africa Delthorn Full time

    **Company Overview**: We are a reputable retail butchery franchise with a strong presence across the country. With a total of 21 stores and a commitment to providing high-quality products to our customers, we are seeking a skilled and dedicated Food Safety, Risk, and Compliance Manager to join our team. This position plays a critical role in ensuring that...

  • Compliance Manager

    4 weeks ago


    Johannesburg, South Africa The Payments Association of South Africa (PASA) Full time

    **Overall job purpose** To maintain the Compliance function in Payments Association of South Africa (PASA) through the execution of defined monitoring, investigating and reporting to ensure PASA, PASA Members and the internal committees comply with legislation, regulations and supervisory requirements and to provide advice, consultation and facilitation on...


  • Johannesburg, South Africa Network Recruitment Full time

    Key Responsibilities: Act as a central point of contact with Financial Services sector regulators, ensuring the timely collation and submission of information. Support the Senior Manager in identifying, escalating, and managing regulatory risks. Maintain an understanding of the legislation affecting the Group, to provide support and solutions. Foster...


  • Johannesburg, South Africa Hollard Recruitment Full time

    **Job Advert Summary**: This role will be responsible for helping to form and express a central group view about regulatory changes across the Hollard Group. This involves: - Providing a central point of contact with the financial services sector regulators (such as the Prudential Authority, Financial Sector Conduct Authority, National Credit Regulator,...

  • Compliance Manager

    4 weeks ago


    Johannesburg, South Africa FirstRand Full time

    About us, purpose, experience and qualifications **about us**: **purpose**: - To ensure the implementation of the Group’s compliance frameworks and programmes and in consultation with business ensure conformance and adherence with regulations and delivers through a team of compliance specialists**experience and qualifications**: - Minimum Qualification...