Senior Specialist: Regulatory Affairs

2 weeks ago


Johannesburg, South Africa Network Recruitment Full time
Key Responsibilities:
  • Act as a central point of contact with Financial Services sector regulators, ensuring the timely collation and submission of information.
  • Support the Senior Manager in identifying, escalating, and managing regulatory risks.
  • Maintain an understanding of the legislation affecting the Group, to provide support and solutions.
  • Foster working relationships with internal stakeholders to facilitate effective communication and collaboration.
  • Assist with engagements with Financial Services sector regulators and prepare formal communications plans.
  • Provide input into established forums to communicate and share information on regulations impacting the Group.
  • Collate data, analyse trends, and provide recommendations to mitigate market conduct risks.
  • Coordinate statutory engagements with regulators, including routing requests, submitting applications, and assisting with on-site visits and investigations.
  • Monitor and analyse regulatory developments and advise on their impact on business activities.
  • Coordinate the review and input to relevant legislation and regulations.
  • Maintain industry networks and represent the Group in affiliations to increase industry expertise.
  • Assist with the annual review process of the regulatory universe across different business units.
  • Manage and retain records of changes and current state within regulatory affairs and compliance.
  • Assist with ad hoc overall Group compliance responsibilities as required.
  • Manage the administration function within regulatory affairs and compliance areas.

Required Qualifications and Experience:

  • Admitted Attorney
  • Post Graduate Diploma in Compliance
  • 7 years of relevant experience in Financial Services (Insurance)
  • Twin Peaks model of Financial Sector regulations
  • FAIS license and legal entity reporting


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