Compliance Officer

Posted by - David Symes- Recruiter**HEAD OF COMPLIANCE (CAPE TOWN) - AML (INC FRAUD & KYC) AND STAFF MANAGEMENT EXPERIENCE REQUIRED** **Ref: 4001G** **ZAR 100K-120K Per Month + Good Bens & Bonus inc Flexible Working Cape Town** Our client, a rapidly expanding Fintech in the money transfer sector, seeks an experienced Head of AML & Compliance to develop...

Junior Compliance OfficerThe Recruitment Council is seeking a highly motivated and detail-oriented Junior Compliance Officer to join our team. As a key member of our Compliance Unit, you will play a vital role in ensuring adherence to regulatory requirements, best practices, and internal policies.Key Responsibilities:Support the Compliance Officer in...

A fund management company based in **Stellenbosch**, with two funds under their stewardship, is looking for a **Compliance Officer** to join their team to help ensure compliance within the company. As a **Compliance Officer**, you will be staying ahead of regulations globally, establishing robust controls and procedures for compliance across all...

**Job summary**: - The successful applicant will be part of the Regulatory Compliance Team and will be responsible for engaging with stakeholders, monitoring, and reporting compliance related issues to the business and the relevant Board committees and Boards where applicable.- The role will report to a Compliance Manager and work closely with the reporting...

**The Company**:The Red Fox **Role Name**: Compliance Officer **Location**: Cape Town **Hours of work**: Monday to Friday 9:00am - 17:00pm **Role summary** The Red Fox, an enterprising contributor in the sports betting industry, provides targeted marketing and operational support for two unique brands. With one brand enjoying established success and the...

Our client partners with more top-tier operators than any other provider in the industry, setting the standard in B2B online casino services. Delivering exceptional experiences to players across various channels and devices, our client leverages cutting-edge software and a robust enterprise-class infrastructure to elevate their customers’ gaming...

A Compliance Officer performs an essential role within the business; a role that ensures the company’s compliance processes are followed. Your responsibilities would include: - To assist the company’s recruitment campaigns. - To support the Compliance Manager with audits. - To book training dates and DBS renewals. - To liaise with occupational health...

My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. **Responsibilities**: - Compliance reporting on behalf of business unit; internal and external (statutory) requirements -...

Job SummaryThe Compliance Officer will be responsible for assisting Stonehage Fleming in complying with all applicable legislative and regulatory requirements. This includes identifying, assessing, managing, monitoring, and reporting on compliance risks facing the organization.Key ResponsibilitiesAct as the FAIS Compliance Officer for various local and...

Our Client is looking for an experienced Compliance officer to join their team Key Responsibilities:· Make necessary updates to KYC processes to meet regulatory deadlines.· Oversee staff compliance, especially for supervised representatives.· Conduct quarterly reviews, manage Fit and Proper declarations, and track training and...

Job Title: Compliance AuditorJob Overview:Takealot.com is seeking a highly skilled Compliance Auditor to join our Takealot Delivery Team in Cape Town. As a Compliance Auditor, you will be responsible for ensuring that our franchise operations are in compliance with regulatory requirements and industry standards.Key Responsibilities:Conduct in-field audits to...

_Elevate Safety and Sustainability: Join us as a SHEQ Compliance Officer in Renewable Energy_ **Is this you?** Are you dedicated and trustworthy with a passion for ensuring safety, health, environmental, and quality standards in a regulated environment? Do you possess exceptional organisational skills and the ability to communicate effectively while...

Who we are? Sanlam Investments Group is one of South Africa’s largest investment management companies. We have a performance history spanning over 100 years, and offer a range of investment and financial planning solutions to protect and grow the long-term wealth of our clients. **We take particular pride in**: - Sanlam’s longevity and innovation -...

**Who we are?** Admirals is a global growing FinTech company from Estonia. We started as a Neobroker, and today evolved into Admirals Financial Ecosystem, meeting people's life-long needs and making personal financial management easy-to-use, affordable and secure. We are constantly expanding and diversifying our product offerings using the market...

Description This role assists the business unit Compliance Officer to establish & embed a culture of compliance across the business unit through the development of compliance risk management & monitoring plans. Ensures that applicable legislation is being complied with by staff across the business unit. Regularly reviews & monitors compliance processes...

The Recruitment Council is seeking a skilled Compliance Officer to join their team. The ideal candidate will be responsible for ensuring adherence to regulatory requirements, best practice guidelines, and internal policies.Key Responsibilities:Support the Compliance Officer in fostering a culture of compliance.Ensure compliance with relevant laws and...

Compliance and Recruitment Specialist at CallForceThe role of a Compliance and Recruitment Specialist at CallForce is to provide a robust and efficient administration service to the healthcare teams.Key responsibilities include ensuring that all workers have the right to work in the UK, are registered with a DBS check, and have certificates or relevant proof...

Job Summary:This role assists the business unit Compliance Officer in establishing and embedding a culture of compliance across the business unit. The successful candidate will develop and implement compliance risk management and monitoring plans, ensuring that applicable legislation is being complied with by staff across the business unit.Key...

Exceptional opportunity for a Compliance Officer with relevant financial services experience to join a stockbroking team. Role is responsible for all compliance legislation for their team including JSE. Ideal candidates will have completed their RPE and JSE exams, or be willing to complete these. Role reports to the Chief Operating...

**Overview**: Our client, a leading global Asset Manager is seeking to hire a FAIS Compliance Officer, to assist the compliance team in implementing and maintaining an effective, committed compliance and integrity program, to prevent and detect violations of legislation, internal rules and policies and investment guidelines. **Responsibilities**: - Monitor...