Stockbroker in Control

4 weeks ago


Johannesburg, South Africa Candidate Connect Full time

A well rated investment team is looking to fill a key role, this being a **Stockbroker in Control**. This is a Johannesburg based opportunity.

This role provides key day-to-day operational management to the Securities team.

**Key responsibilities include**:

- Provide oversight to the entire settlement, trading and execution functions as required by the JSE
- Ensure full compliance with the rules and directives of the JSE and FSCA regulations
- Report on all operational aspects and risks to the board of directors
- Identify, quantify, control, and manage risk exposures
- Conduct constant monitoring of the company’s performance
- Ensure accurate execution and deal management for private clients, institutional equity, ETFs, currency, bond, and index futures orders
- Manage client and market participant relationships

**Key requirements and competencies include**:

- Bachelor’s degree in Finance/Accounting/Business
- 3+ years’ experience in similar role
- Certified stockbroker with the South African Institute of Stockbrokers
- Completed JSE Traders and Registered Persons Examinations (RPE) with SAIFM
- Strong MS Excel and Database skills
- Strong quantitative and analytical skills.
- Excellent communication skills.
- Good managerial and leadership skills



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