Compliance Officer

You can find out more about this in ourApex is looking for a Client Compliance & AML Officer (Cayman Islands) who will be responsible for ensuring that the assigned portfolio of client entities has comprehensive and effective systems and controls in place to maintain compliance with relevant legal and regulatory requirements, to advise on such systems and controls and to monitor for compliance with them.The successful candidate will be appointed as the Anti-Money Laundering Compliance Officer (“AMLCO”) and/or Money Laundering Reporting Officer (“MLRO”) or Deputy MLRO (“DMLRO”) as required under the Cayman Islands Anti-Money Laundering Regulations (as revised).Work with the Compliance team to ensure Apex are compliant with legal and regulatory requirements and best risk/compliance practice.- Understand the Cayman AML Regulations and ability and willingness to perform AMLCO, DMLRO and MLRO functions in line with Cayman requirements and relevant international standards, including but not limited to, FATF.Ability to identify and summarize any material developments in its business and other activities.- Monitoring the systems and controls (including, without limitation, the AML/CFT Procedures and other documented policies and procedures, in line with the requirements of the Regulations, as amended from time to time) .Carrying out regular audit of the AML/CFT Procedures and any other policies and procedures used by, or on behalf of, the Company, to adhere to the requirements of the Regulations.Functioning as the point of contact with CIMA for the purpose of the Regulations; andBe able to perform the role of the DMLRO, in discharging the functions of the MLRO, pursuant to the MLRO Services, in the absence of the MLRO.**Skills Required:**In depth knowledge of the Finance industry.Excellent people management, interpersonal (at all levels), analytic, and diplomacy skills.Strong organizational and time management skills, with the ability to meet deadlines in a fast-paced environment.Strong working knowledge of MS Office applications.Sound working knowledge of statutory requirements and financial services legislation, together with relevant guidance notes and Codes of Practice.Sound knowledge and application of relevant AML/CFT legislation, the AML/CFT Handbook and relevant guidance notes and codes of practice.Ability to communicate complex and potentially sensitive issues to client entities / across the business.Discretion / ability to handle confidential information.**About Apex Group**We are dedicated to driving positive change in financial services while fuelling the growth and ambitions of asset managers, allocators, financial institutions, and family offices. Established in Bermuda in 2003, the Group has continually disrupted the asset serving industry through our investment in innovation and talent. Today, we set the pace in asset servicing and stand out for our unique single-source solution and unified cross asset-class platform which supports the entire value chain, harnesses leading innovative technology, and benefits from cross-jurisdictional expertise delivered by a long-standing management team and over 13,000 highly integrated professionals. We’re a people-powered business, and our people are full of ambition. Together, we’re inspired to lead the new era of data and tech enabled service. Bringing new products and services to market. Sharpening our client focus. Disrupting the market to exceed expectations. Innovating across a range of specialisms. With our focus on making a difference to our people, our planet and our society, you’ll experience more here than you would at most other companies.#J-18808-Ljbffr