Compliance Officer
2 days ago
1. University degree or above (B-com, LLB or relevant majors) 2. At least 2 years’ experience in regulatory/compliance monitoring 3. With one or more qualification of regulator: FSCA registered Compliance Officer FIC registered AML Compliance Officer FSD registered ExCon Manager Certificate in AML/CFT management (e.g. CAMS). Job Description Report to the Chief Compliance Officer and work closely with the Head of each department. Assess and evaluate compliance. (including compliance with contractual covenants and applicable laws/regulations) Conduct and manage both policy and compliance audits, which will include liaising with internal stakeholders. Engage with stakeholders formally through determining scope of work, understanding and identifying business’ needs. Execute the annual compliance risk-based program. Monitoring business in accordance with the compliance methodology. Ensuring adherence and quality in terms of all assurance conducted. Monitor compliance risks and determine the state of compliance in the respective business departments. Drafting of assurance reports including departmental reporting to various committees. Provide advice and/or input to internal stakeholders on possible contraventions of compliance risks through early detection. Provide input, review and ensure accurate reporting and articulation of compliance. Maintaining records, policies and compliance documentation. Building compliance awareness amongst staff by providing support and training within the Branch. Managing cross-departmental initiatives to help foster a strong compliance culture. Skills Analytical skills and an eye for detail. Numerical skills. Planning and organisational skills. Excellent English verbal and written communication skills, good at presenting ideas and discussing solutions in large groups. Self-motivation to work independently and to support a teamwork. Updated knowledge of compliance management and best practices. Ability to multitask with efficiency, overview, structure, and attention to details. Seniority level Mid-Senior level Employment type Full-time Job function Legal Industries Banking #J-18808-Ljbffr
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Compliance Officer
2 weeks ago
Johannesburg, South Africa PSG Konsult Full timePSG is currently recruiting for a Category I Compliance Officer position. Reporting to the Head of Compliance: Distribution, you will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence. **Responsibilities**: - Compiling of compliance and statistical reports to the...
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Compliance Officer
7 days ago
Johannesburg, South Africa Trive Full timeTrive South Africa (PTY) Ltd offices are at 4 Karen Street, Bryanston (off Peter Place). Headquartered in Netherlands, Trive was established in 2010 and has grown in a mere 11 years to a global financial services company, with offices currently over 20 countries and a total workforce of over 2.000 people. Trive services provide investors services with easy...
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Compliance Officer
1 day ago
Johannesburg, South Africa Affirmative Portfolios Full time**Legal ~ Miscellaneous** **JHB North** ***: **JOB OUTLINE** **COMPLIANCE OFFICER** **JOHANNESBURG NORTH** **SALARY - MARKET RELATED** **MUST HAVE EXPERIENCE WORKING IN THE BANKING AND FINANCE INDUSTRY - NOT NEGOTIABLE** **Anti-Money Laundering Control Officer** **Category**: Legal **Reports to** - The Compliance Manager **Education Level**: -...
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Compliance Officer
1 week ago
Johannesburg, South Africa Lexdan Select Full timeCompliance Officer Gauteng, Johannesburg Deadline: December 01, 2025 Responsibilities Responsible for maintaining and improving the compliance framework (including policies, manuals, templates, and related processes) to identify, assess, monitor, and report major compliance risks. Responsible for ensuring all cases of non-compliance are reported accurately...
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Compliance Officer
2 weeks ago
Johannesburg, South Africa Private Security Sector Provident Fund (PSSPF) Full timeThe Private Security Sector Provident Fund (PSSPF) is a compulsory provident fund for the security officials in South Africa, with over 240 000 active members and R14,5 billion in assets. The Compliance Officer is responsible for ensuring that the Private Security Sector Provident Fund complies with all relevant legislation, regulations and governance...
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Compliance Officer
7 hours ago
Johannesburg, South Africa 60 Degrees Full timeJob Description An innovative organisation is seeking a skilled Compliance Officer to join their Group Risk & Compliance team at Head Office. This role offers the chance to work at the heart of governance, risk, and compliance, ensuring operational integrity while influencing strategic decision-making. You will play a key role in identifying and mitigating...
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Compliance Officer
7 days ago
Johannesburg, South Africa Nedbank Full time**Job Classification** - **REQ: 135970 - Refilwe Falatsi**: - **Closing Date: 23 September 2024**: - **Division: Wealth Management SA | Compliance Officer**: - **Employment Equity Statement: Preference will be given to Individuals from underrepresented groups.** - Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership...
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Compliance Officer
7 days ago
Johannesburg North, South Africa Moving Heads Personnel Full timeResponsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence. - Maintain a compliance framework in collaboration with the relevant stakeholders. - Identify potential compliance breaches and investigate compliance irregularities or areas of concern. - Review, register and resolve complaints...
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Information Security Officer
1 week ago
Johannesburg, South Africa Kalagadi Manganese | View - Information Security Officer Full timeOverview The Information Security Officer is responsible for protecting the organisation’s information assets by implementing and maintaining effective information security policies, procedures, and controls. This role ensures compliance with security standards, mitigates risks, and supports business continuity while safeguarding confidential and sensitive...
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Compliance Officer
7 days ago
Johannesburg, South Africa Sagen Advisory Full timeThe vibrant family-friendly, community-focused, social club is expanding its club to different regions of South Africa and would like to hire a motivated and experienced compliance officer to guarantee that their social club processes and transactions follow all relevant legal and internal guidelines. Our client has their focuses on developing a great...
