Regulatory Compliance Specialist

2 weeks ago


Centurion, South Africa ARCS Full time
Responsibilities:
  • Maintains Compliance Requirement Universe, ensuring accuracy.
  • Reviews policies for compliance and aids in Compliance Monitoring Plans.
  • Manages breach processes for timely resolution.
  • Facilitates reporting to stakeholders.
  • Provides compliance support and training.
  • Offers guidance on compliance matters.
  • Submits statutory applications to regulators.
  • Supports compliance in business projects.
  • Coaches junior staff and promotes knowledge sharing.
Requirements:
  • A relevant degree (Law degree preferred)
  • Relevant Compliance qualifications and certifications (experience as appointed compliance officer for CAT III license preferred)
  • Strong preference for experience in FAIS, LTIA, PPRs and / or CISCA. Exposure to FICA, PFA, POPIA beneficial.
  • At least 5 8 years relevant compliance/risk management experience in an Asset Manager / CIS Manco / LISP environment (working knowledge).


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