CISCA Regulatory Compliance Specialist

Role Summary: As a Regulatory Compliance Specialist, you will assist in ensuring regulatory compliance across various business units within our organization. Reporting to the Head of Regulatory Compliance, you will implement and maintain processes and procedures to ensure adherence to relevant acts and licenses. Additionally, you will provide support...

Responsibilities:Review and maintain Compliance Requirement Universe for relevant acts and licenses.Review critical policies and contribute to Compliance Monitoring Plan development.Implement and maintain breach management and reporting processes.Engage with internal and external stakeholders including regulators and industry bodies.Provide support services,...

Responsibilities:Review and maintain Compliance Requirement Universe for relevant acts and licenses. Review critical policies and contribute to Compliance Monitoring Plan development. Implement and maintain breach management and reporting processes. Engage with internal and external stakeholders including regulators and industry bodies. Provide support...

Company Overview: A leading financial services group is dedicated to helping individuals and businesses achieve their financial goals and life aspirations, providing practical financial solutions to communities and businesses alike.Role Purpose: The Regulatory Compliance Specialist is tasked with assisting in implementing and maintaining processes and...

Preferred Skills:Professional certifications such as Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist (CAMS).Must have experience in a CAT II / III / CIS Manco environment with pension fund and life insurance experience.Experience with compliance technology and software tools.Prior experience in a similar role...

Responsibilities: Maintains Compliance Requirement Universe, ensuring accuracy.Reviews policies for compliance and aids in Compliance Monitoring Plans.Manages breach processes for timely resolution.Facilitates reporting to stakeholders.Provides compliance support and training.Offers guidance on compliance matters.Submits statutory applications to...

Responsibilities: Maintains Compliance Requirement Universe, ensuring accuracy.Reviews policies for compliance and aids in Compliance Monitoring Plans.Manages breach processes for timely resolution.Facilitates reporting to stakeholders.Provides compliance support and training.Offers guidance on compliance matters.Submits statutory applications to...

Responsibilities: Maintains Compliance Requirement Universe, ensuring accuracy. Reviews policies for compliance and aids in Compliance Monitoring Plans. Manages breach processes for timely resolution. Facilitates reporting to stakeholders. Provides compliance support and training. Offers guidance on compliance matters. Submits statutory applications to...

**Introduction** **Role Purpose** We are seeking a highly experienced and dynamic Head of Compliance to join our reputable financial services company, specializing in investments and savings. As the Head of Compliance, you will play a critical role in ensuring that our organization adheres to all relevant regulatory rules, regulations, and policies. This...

Gauteng, Centurion - Annually Cost To Company (Market related) A well-established business is seeking to appoint a Specialist: Compliance Risk To identify and assess regulatory compliance risks, and ensure monitoring through appropriate compliance systems and processes and further provide compliance advice throughout. **Qualifications & Experience**: - A...

**Job Advert Summary**: The Land and Agricultural Development Bank of South Africa (Land Bank) is South Africa’s only specialist agricultural bank established in 1912, the bank’s sole objective is to serve South African commercial and emerging farmers and bring specially designed financial services within their reach. These services enable farmers to...

**Introduction** Through our client-facing brands Metropolitan and Momentum, with Multiply (wellness and rewards programme), and our other specialist brands, including Guardrisk and Eris Property Group, the group enables business and people from all walks of life to achieve their financial goals and life aspirations. **Role Purpose** The Exchange Control...

**Job Advert Summary**: To identify and asess regulatory risk and ensure monotoring through appropriate compliance system and processes and further provide compliance advice throughout the Bank. Provide the reporting on the regulatory compliance risk to management, Provide and ensure compliance reporting in terms of legislation to all applicable regulatory...

**Introduction** Through our client-facing brands Metropolitan and Momentum, with Multiply (wellness and rewards programme), and our other specialist brands, including Guardrisk and Eris Property Group, the Momentum Metropolitan group enables business and people from all walks of life to achieve their financial goals and life aspirations. **Role...

Our client a leader in facilities management are looking to appoint a Compliance Specialist to ensure that the required Health, Safety, Environmental and Quality client submissions in line with contractual obligations are met. **Main Functions**: - Ensure that contractors are vetted timeously according to standards - Support any other Compliance key...

**Job Advert Summary**: **PURPOSE**: - Lead and oversee the development, implementation, and management of robust Information Management (IM) risk management and compliance programs. - Identifying, assessing, and mitigating Information Management related risks while ensuring adherence to regulatory requirements, industry standards, and internal policies. -...

**Core Description**: Responsible to assist the board, management, and appropriate staff members in discharging their responsibility to comply with applicable compliance obligations through the provision of compliance risk management services, based on the development of an efficient risk-based compliance methodology and plan, aligned with the...

**Job Advert Summary**: The Land and Agricultural Development Bank of South Africa (Land Bank) is South Africa’s only specialist agricultural bank established in 1912, the bank’s sole objective is to serve South African commercial and emerging farmers and bring specially designed financial services within their reach. These services enable farmers to...

As a Quality Compliance Officer in our manufacturing facility, you will play a pivotal role in ensuring the highest standards of quality, compliance, and operational excellence. You will be responsible for the development, implementation, and continuous improvement of our Quality Management System, helping to maintain and enhance product quality, regulatory...

**Qualifications & Experience**: - Bachelors Degree in Finance or Law - 3 years experience within the Financial Services Industry - 3 years of Compliance Management experience within financial services **Critical Competencies**: - Knowledge of financial services industry - Knowledge of life and non-life legislative framework - Compliance Management...