Head of Compliance

1 month ago

Centurion, South Africa Network Recruitment Full time
Responsibilities:
  • Oversight of Compliance: Lead and oversee all compliance-related activities, ensuring strict adherence to regulatory standards and industry best practices.
  • Development of Policies and Procedures: Create, implement, and update compliance policies and procedures to reflect evolving regulations and industry guidelines.
  • Monitoring of Regulations: Stay informed about relevant laws, regulations, and directives affecting the financial services and investment industry. Assess their impact on our organization and suggest necessary adjustments.
  • Training on Internal Compliance: Design and deliver compliance training programs for employees at all levels to cultivate a culture of compliance.
  • Assessment of Risks: Conduct regular assessments of compliance risks to identify potential weaknesses and develop strategies to address them.
  • Reporting and Documentation: Prepare and submit accurate compliance reports to senior management and regulatory bodies in a timely manner.
  • Enhancement of Internal Controls: Review and improve internal control processes to prevent compliance breaches and enhance efficiency.
  • Investigation of Compliance Issues: Lead impartial investigations into reported compliance concerns or incidents, ensuring thorough analysis and resolution.
  • Management of External Relations: Serve as the primary point of contact for regulatory agencies, responding promptly and professionally to inquiries and requests.
  • Coordination of Compliance Audits: Manage internal and external compliance audits, collaborating closely with auditors to address findings and implement corrective actions.
  • Team Leadership: Provide strong leadership and guidance to the compliance team, fostering a collaborative and high-performing environment.
  • Alignment with Strategy: Ensure that the compliance team's activities are aligned with the strategic objectives of the organization.
Qualifications:
  • Bachelors degree
  • Minimum of 10 years of compliance experience in the financial services sector
  • FAIS, FICA, POPIA, PFA, LTI, and CISCA
  • Minimum of 3 years of successful experience in compliance management, including the implementation of effective compliance programs.
If you're ready to take on this crucial role in their organization and drive their compliance efforts to new heights, apply now
Join them in their mission to maintain the highest standards of regulatory compliance and ethical conduct. #Compliance #FinancialServices #LeadershipOpportunity

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