Risk and Compliance Officer

3 hours ago

Johannesburg, South Africa Adzuna ZA B C2 Full time
The purpose of the Risk and Compliance Officer role is to implement, maintain and manage the
regulatory requirements within the business function in an efficient, impactful, relevant and sustainable manner.

Creation and updating of compliance risk management plans and the monitoring of compliance in terms
thereof. This applies to both the primary and secondary legislation applicable to the business
Implementing, maintaining and managing of a regulatory compliance management framework within the business in accordance with the overall risk management framework and group requirements
Creating, implementing and maintaining processes to meet regulatory requirements and mitigate the identified compliance risks within the business
Maintaining a compliance culture within the business
Analysis of legislation and application thereof and advising business on regulatory changes which may impact compliance management within the business
Establishing and maintaining relationships with internal and external stakeholders
Assisting business in creating processes to mitigate the identified compliance risks within the business. (With a focus of FICA)
Assist in drafting and implementation of compliance policies
Assist in drafting, implementing & managing annual compliance management plan
Complaint investigation
Administrative duties related to the above

Qualifications
Relevant degree (preferably a law degree) (required)
Computer literate and must be proficient in MS Office (required)
Post graduate compliance or risk management qualification (advantageous)
CISA CPrac or CProf Designation (advantageous)

Knowledge and Experience

Minimum of 3 years compliance experience in a risk or compliance role in a category I or II financial services
provider environment
Understanding of the financial services industry, specifically advisory
Knowledge of the requirements, implementation, application and monitoring of FAIS, FICA and TCF (Specifically, FICA)
Knowledge and understanding of legal principles and ability to interpret legislation
Knowledge and understanding of compliance risk management principles
Knowledge and understanding of the Financial Services Industry

Advantageous:

Knowledge of other legislation applicable to the business, e.g. Collective Investment Schemes Control Act, Companies Act, employment law
Knowledge of broader risk management and regulatory matters
Compliance experience in a category II environment

  • Risk and Compliance Officer

    13 hours ago

    Johannesburg, Gauteng, South Africa Ultra Personnel Full time

    Job Title: Risk and Compliance OfficerUltra Personnel is seeking a highly skilled Risk and Compliance Officer to join our team. As a Risk and Compliance Officer, you will be responsible for implementing, maintaining, and managing regulatory requirements within the business function in an efficient, impactful, relevant, and sustainable manner.Key...

  • Risk and Compliance Officer

    16 hours ago

    Johannesburg, South Africa Ultra Personnel Full time

    The purpose of the Risk and Compliance Officer role is to implement, maintain and manage theregulatory requirements within the business function in an efficient, impactful, relevant and sustainable manner.Creation and updating of compliance risk management plans and the monitoring of compliance in termsthereof. This applies to both the primary and secondary...

  • Risk and Compliance Officer

    4 hours ago

    Johannesburg, South Africa Ultra Personnel Full time

    The purpose of the Risk and Compliance Officer role is to implement, maintain and manage theregulatory requirements within the business function in an efficient, impactful, relevant and sustainable manner.Creation and updating of compliance risk management plans and the monitoring of compliance in termsthereof. This applies to both the primary and secondary...

  • Risk and Compliance Officer

    2 months ago

    Johannesburg, South Africa Adzuna ZA B C2 Full time

    We have a list of clients who are eagerly seeking a well-rounded and experienced Risk and Compliance Officer to join their team in Johannesburg, Gauteng. Duties and responsibilities include:Conduct risk assessments to identify potential threats and vulnerabilities.Develop and implement compliance policies and procedures.Monitor regulatory developments and...

  • Risk and Compliance Officer

    1 month ago

    Johannesburg, South Africa Adzuna ZA B C2 Full time

    We have a list of clients who are eagerly seeking a well-rounded and experienced Risk and Compliance Officer to join their team in Johannesburg, Gauteng. This role is ideal for a candidate with experience overseeing multiple departments within an organisation, namely insurance, financial, legal and the credit divisions. You will be expected to ensure...

  • Risk and Compliance Officer

    1 month ago

    Johannesburg, South Africa Network Recruitment Full time

    We have a list of clients who are eagerly seeking a well-rounded and experienced Risk and Compliance Officer to join their team in Johannesburg, Gauteng. This role is ideal for a candidate with experience overseeing multiple departments within an organisation, namely insurance, financial, legal and the credit divisions. You will be expected to ensure...

  • Risk and Compliance Officer

    1 month ago

    Johannesburg, South Africa Network Recruitment Full time

    We have a list of clients who are eagerly seeking a well-rounded and experienced Risk and Compliance Officer to join their team in Johannesburg, Gauteng. This role is ideal for a candidate with experience overseeing multiple departments within an organisation, namely insurance, financial, legal and the credit divisions. You will be expected to ensure...

  • Risk and Compliance Officer

    1 week ago

    Johannesburg, South Africa Red Ember Recruitment PTY Ltd Full time

    Are you a detailoriented professional with a passion for risk management and compliance Join our client based in Kempton Park and be part of their dynamic Risk Control Department as a Risk and Compliance Officer. In this pivotal role youll help shape and maintain the companys comprehensive risk management and compliance systems ensuring they stay ahead in a...

  • IT Governance, Risk and Compliance Specialist

    4 months ago

    Johannesburg, South Africa National Risk Managers (Pty) Ltd Full time

    A Medical Insurance Company based in Benoni, Gauteng is looking for a **IT Governance, Risk and Compliance Specialist** who will assist in the development and implementation of IT Governance frameworks and IT controls following appropriate methodology approved by management that is aligned with international and financial industry standards (e. g, GOI...

  • IT Governance, Risk and Compliance Specialist

    4 months ago

    Johannesburg, South Africa National Risk Managers (Pty) Ltd Full time

    A Compliance Company based in Benoni is looking for a IT Governance, Risk and Compliance Specialist who will Assist in the development and implementation of IT Governance frameworks and IT controls following appropriate methodology approved by management that is aligned with international and financial industry standards. And advise the company on best...

  • Risk and Compliance Specialist

    7 days ago

    Johannesburg, Gauteng, South Africa First Risk and Advisory Services (Pty) Ltd Full time

    Job SummaryWe are seeking a highly skilled and experienced Risk and Compliance Specialist to join our team at First Risk and Advisory Services (Pty) Ltd. The successful candidate will be responsible for providing required support and services to both internal and external stakeholders related to policy administration, ensuring continuous service to customers...

  • National Risk and Compliance officer

    4 weeks ago

    Johannesburg, South Africa CDI HR Consulting Full time

    Seeking an experienced Risk & Compliance Officer who will manage the day to day operations of risk mitigation and policy and procedure development with primary responsibility for the overall implementation and maintenance of our client's compliance and incident management for all National branches, including the development and delivery of system support...

  • Group Risk

    2 weeks ago

    Johannesburg, South Africa Capital Recruit Full time

    The Group Risk & Compliance Officer is responsible for overseeing the Groups compliance with government laws and regulations and assisting with risk management at a Group level. Duties include: coordinating with Group management to identify potential risks; developing and implementing policies and procedures to ensure compliance with laws and...

  • Group Risk Compliance Officer

    1 week ago

    Johannesburg, South Africa Capital Recruit Full time

    The Group Risk & Compliance Officer is responsible for overseeing the Groups compliance with government laws and regulations and assisting with risk management at a Group level. Duties include: coordinating with Group management to identify potential risks; developing and implementing policies and procedures to ensure compliance with laws and regulations...

  • Risk and Compliance Officer

    2 months ago

    Johannesburg, South Africa Staff Solutions Recruitment Full time

    Duties:Formulate and improve the basic system and management principles of the company's comprehensive risk management system, establish the company's credit risk management and control system, market risk, operational risk and internal control management system, and formulate and improve the relevant management systems, processes and methods;Organize the...

  • Risk and Compliance Officer

    2 months ago

    Johannesburg, South Africa Adzuna ZA B C2 Full time

    Duties:Formulate and improve the basic system and management principles of the company's comprehensive risk management system, establish the company's credit risk management and control system, market risk, operational risk and internal control management system, and formulate and improve the relevant management systems, processes and...

  • Risk and Compliance Officer

    2 months ago

    Johannesburg, South Africa Staff Solutions Recruitment Full time

    Duties: Formulate and improve the basic system and management principles of the company's comprehensive risk management system, establish the company's credit risk management and control system, market risk, operational risk and internal control management system, and formulate and improve the relevant management systems, processes and methods; Organize the...

  • Risk and Compliance Officer

    2 days ago

    Johannesburg, South Africa Staff Solutions Recruitment Full time

    Duties:Formulate and improve the basic system and management principles of the company's comprehensive risk management system, establish the company's credit risk management and control system, market risk, operational risk and internal control management system, and formulate and improve the relevant management systems, processes and methods;Organize the...

  • Risk and Compliance Officer

    4 hours ago

    Johannesburg, South Africa Staff Solutions Recruitment Full time

    Duties: Formulate and improve the basic system and management principles of the company's comprehensive risk management system, establish the company's credit risk management and control system, market risk, operational risk and internal control management system, and formulate and improve the relevant management systems, processes and methods; Organize the...

  • Risk and Compliance Officer

    3 hours ago

    Johannesburg, South Africa Adzuna ZA B C2 Full time

    Duties:Formulate and improve the basic system and management principles of the company's comprehensive risk management system, establish the company's credit risk management and control system, market risk, operational risk and internal control management system, and formulate and improve the relevant management systems, processes and...