Risk and Compliance Officer

1 month ago


Johannesburg, Gauteng, South Africa Ultra Personnel Full time
Job Title: Risk and Compliance Officer

Ultra Personnel is seeking a highly skilled Risk and Compliance Officer to join our team. As a Risk and Compliance Officer, you will be responsible for implementing, maintaining, and managing regulatory requirements within the business function in an efficient, impactful, relevant, and sustainable manner.

Key Responsibilities:
  • Creation and updating of compliance risk management plans and the monitoring of compliance in terms thereof.
  • Implementing, maintaining, and managing of a regulatory compliance management framework within the business in accordance with the overall risk management framework and group requirements.
  • Creating, implementing, and maintaining processes to meet regulatory requirements and mitigate the identified compliance risks within the business.
  • Maintaining a compliance culture within the business.
  • Analysis of legislation and application thereof and advising business on regulatory changes which may impact compliance management within the business.
  • Establishing and maintaining relationships with internal and external stakeholders.
  • Assisting business in creating processes to mitigate the identified compliance risks within the business.
  • Assist in drafting and implementation of compliance policies.
  • Assist in drafting, implementing & managing annual compliance management plan.
  • Complaint investigation.
  • Administrative duties related to the above.
Requirements:
  • Relevant degree (preferably a law degree) (required).
  • Computer literate and must be proficient in MS Office (required).
  • Post graduate compliance or risk management qualification (advantageous).
  • CISA CPrac or CProf Designation (advantageous).
Experience:
  • Minimum of 3 years compliance experience in a risk or compliance role in a category I or II financial services provider environment.
  • Understanding of the financial services industry, specifically advisory.
  • Knowledge of the requirements, implementation, application, and monitoring of FAIS, FICA, and TCF (Specifically, FICA).
  • Knowledge and understanding of legal principles and ability to interpret legislation.
  • Knowledge and understanding of compliance risk management principles.
  • Knowledge and understanding of the Financial Services Industry.
Advantageous:
  • Knowledge of other legislation applicable to the business, e.g. Collective Investment Schemes Control Act, Companies Act, employment law.
  • Knowledge of broader risk management and regulatory matters.
  • Compliance experience in a category II environment.


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