Current jobs related to Legal and Compliance Officer - Durban, KwaZulu-Natal - HRnMORE

  • Compliance Officer

    1 week ago

    Durban, KwaZulu-Natal, South Africa beBee Professionals Full time

    BeBee Professionals is seeking a Compliance Associate to ensure the company's compliance with applicable laws and regulations. The ideal candidate will have a degree in law, finance, or a related field, and at least two years of experience in a compliance role. Key responsibilities include identifying and addressing potential compliance issues, maintaining a...

  • Senior Compliance Officer

    6 days ago

    Durban, KwaZulu-Natal, South Africa AGC Recruitment Pty Ltd Full time

    Senior Compliance SpecialistAre you a seasoned compliance professional with a keen eye for detail and a passion for regulatory excellence? Our client, a leading financial services organization, is seeking a Senior Compliance Specialist to join their team. In this pivotal role, you will be responsible for implementing robust procedures to ensure the...

  • Senior Compliance Officer

    3 days ago

    Durban, KwaZulu-Natal, South Africa AGC Recruitment Pty Ltd Full time

    Senior Compliance SpecialistAre you a seasoned compliance professional with a keen eye for detail and a passion for regulatory excellence? Our client, a leading financial services organization, is seeking a Senior Compliance Specialist to join their team. In this pivotal role, you will be responsible for implementing robust procedures to ensure the...

  • Senior Compliance Officer

    15 hours ago

    Durban, KwaZulu-Natal, South Africa AGC Recruitment Pty Ltd Full time

    Job Title: Senior Compliance SpecialistJob Summary:We are seeking a highly experienced Senior Compliance Specialist to join our team at AGC Legal Recruitment. The successful candidate will be responsible for ensuring our client's compliance with all relevant regulations and legislation in the financial services sector.Key Responsibilities:Monitor and ensure...

  • Senior Compliance Officer

    7 days ago

    Durban, KwaZulu-Natal, South Africa AGC Recruitment Pty Ltd Full time

    Senior Compliance SpecialistAre you a seasoned compliance professional with a keen eye for detail and a passion for regulatory excellence? Our client, a leading financial services organization, is seeking a Senior Compliance Specialist to join their team. In this pivotal role, you will be responsible for implementing robust procedures to ensure the...

  • Senior Compliance Officer

    6 days ago

    Durban, KwaZulu-Natal, South Africa AGC Recruitment Pty Ltd Full time

    Senior Compliance SpecialistWe are seeking a highly skilled Senior Compliance Specialist to join our team at AGC Legal Recruitment. As a key member of our compliance function, you will play a critical role in ensuring our client's adherence to all relevant regulations and legislation.Key Responsibilities:Monitor and ensure compliance with FAIS regulations,...

  • Senior Compliance Officer

    4 days ago

    Durban, KwaZulu-Natal, South Africa AGC Recruitment Pty Ltd Full time

    Senior Compliance SpecialistAre you a seasoned compliance professional with a keen eye for detail and a passion for regulatory excellence? Our client, a leading financial services organization, is seeking a Senior Compliance Specialist to join their team. In this pivotal role, you will be responsible for implementing robust procedures to ensure the...

  • Executive Assistant to the Chief Legal and Risk Officer

    14 hours ago

    Durban, KwaZulu-Natal, South Africa United Exports Full time

    Job SummaryThe Executive Assistant to the Chief Legal and Risk Officer (CLRO) is a critical role that requires exceptional administrative skills, discretion, and attention to detail. As a key member of the Legal and Risk Management team, you will provide high-level support to the CLRO, ensuring the efficient operation of the department.Key...

  • Executive Assistant to the Chief Legal and Risk Officer

    6 days ago

    Durban, KwaZulu-Natal, South Africa United Exports Full time

    Job Title: Executive Assistant CLROThe Executive Assistant to the Chief Legal and Risk Officer (CLRO) plays a pivotal role in ensuring the efficient operation of the Legal and Risk Management department. This position involves a wide range of administrative duties, from managing schedules and preparing documents to coordinating projects and liaising with...

  • Senior Compliance Officer

    3 weeks ago

    Durban North, KwaZulu-Natal, South Africa TLT Appointing Full time

    Job SummaryThe Senior Compliance Specialist: FAIS and Insurance is a critical role within the TLT Appointing organization, responsible for ensuring compliance with regulations and legislation affecting the business. This position plays a key part in developing and implementing procedures to meet compliance requirements, advising internal business units, and...

  • Senior Legal Officer

    1 week ago

    Durban, KwaZulu-Natal, South Africa Motor Industry Bargaining Council Full time

    Job SummaryWe are seeking a highly skilled Senior Legal Officer to join our team at the Motor Industry Bargaining Council. The successful candidate will be responsible for coordinating and managing the legal process related to the enforcement of collective agreements in the region.Key ResponsibilitiesCoordinate and manage the legal process with regard to the...

  • Compliance Operations Officer

    4 days ago

    Durban, KwaZulu-Natal, South Africa Armstrong Appointments Full time

    Job Title: Compliance Operations OfficerWe are seeking a highly skilled Compliance Operations Officer to join our team at Armstrong Appointments. As a key member of our compliance team, you will be responsible for ensuring that our customers' information is accurate and up-to-date, in accordance with regulatory requirements.Main Responsibilities:Conduct...

  • Contract Legal Specialist

    1 week ago

    Durban, KwaZulu-Natal, South Africa beBee Professionals Full time

    BeBee Professionals is seeking a highly skilled Contract Legal Advisor to provide expert legal advice and support to the organization. The successful candidate will be responsible for ensuring compliance with applicable laws and regulations, as well as providing guidance on legal matters related to the organization's operations. Key responsibilities...

  • Contract Legal Specialist

    1 week ago

    Durban, KwaZulu-Natal, South Africa beBee Professionals Full time

    BeBee Professionals is seeking a Contract Legal Advisor to enhance its legal capabilities. The successful candidate will provide expert legal advice and support to the organization, ensuring compliance with applicable laws and regulations. The ideal candidate should have a degree in Law, with at least 5 years of experience in a similar role. They should...

  • Senior Legal Advisor

    2 weeks ago

    Durban, KwaZulu-Natal, South Africa beBee Professionals Full time

    BeBee Professionals is seeking a highly skilled Legal Counselor to provide expert legal advice and support to our organization. The successful candidate will be responsible for representing the company in legal proceedings and ensuring compliance with relevant laws and regulations.Key Responsibilities:* Provide legal advice and guidance to the organization*...

  • Compliance Manager

    6 days ago

    Durban, KwaZulu-Natal, South Africa Initiate International Full time

    Compliance Manager Job DescriptionAre you a compliance professional looking to make a meaningful impact in the gaming industry? We're seeking a skilled Compliance Manager to lead our compliance efforts in Durban, South Africa.Key Responsibilities:Develop and implement a comprehensive compliance framework for multiple gaming licenses in Kwazulu-Natal, Western...

  • Contract Legal Specialist

    1 week ago

    Durban, KwaZulu-Natal, South Africa beBee Professionals Full time

    BeBee Professionals is seeking a Contract Legal Advisor to support the organization's legal needs. The ideal candidate will have a strong understanding of legal principles and procedures, as well as excellent communication and organizational skills. Key responsibilities include providing legal advice and support, drafting and reviewing contracts, ensuring...

  • Compliance Manager

    2 weeks ago

    Durban, KwaZulu-Natal, South Africa Initiate International Full time

    {"title": "Compliance Manager", "content": "Lead Compliance Efforts for a Fast-Paced Gaming GroupInitiate International is seeking a seasoned Compliance Manager to lead all compliance efforts for our fast-paced, regulated group licensed by South Africa's Gambling Boards. As a key member of our team, you will navigate the complexities of the gaming industry,...

  • Compliance Manager

    5 days ago

    Durban, KwaZulu-Natal, South Africa Initiate International Full time

    Compliance Manager Job DescriptionInitiate International is seeking a highly skilled Compliance Manager to lead all compliance efforts for our fast-paced, regulated group licensed by South Africa's Gambling Boards. As the Compliance Manager, you will navigate the complexities of the gaming industry and drive transformation and governance initiatives that...

  • Compliance Manager

    5 days ago

    Durban, KwaZulu-Natal, South Africa Initiate International Full time

    Job Title: Compliance ManagerInitiate International is seeking a highly skilled Compliance Manager to lead all compliance efforts for a fast-paced, regulated group licensed by South Africa's Gambling Boards. As the Compliance Manager, you will navigate the complexities of the gaming industry and drive transformation and governance initiatives that make a...

Legal and Compliance Officer

3 months ago

Durban, KwaZulu-Natal, South Africa HRnMORE Full time
FAIS and Section 43 FICA Compliance Officer responsible for governance of risk and compliance.

  • Fulfil compliance function required in terms of FAIS, FICA and other applicable legislation and business requirements.
  • Expert knowledge of FAIS and FICA and all the regulations.
  • Good understanding of POPIA, ASISA and relevant CIS Hegde Fund FSCA Board Notices.
  • Establish a culture of compliance and maintain a compliance risk framework together with the external compliance officer.
  • Ensure that TCF outcomes are achieved.
  • Working with external compliance to implement and maintain policies.
  • Oversee mandate compliance and mandate monitoring.
  • Analysis and implementation of regulatory changes.
  • Assist in the implementation of new legislative requirements.
  • Provide training or prepare material on regulatory changes.
  • Sign off on FICA, client risk rating and due diligence documents.
  • Maintaining the RMCP and ensuring that the procedures are followed.
  • Reviewing and drafting SLA's and agreements to be entered into between clients, services providers and stakeholders.
  • Review of legal documents with service providers.
  • Liaising with the regulators as and when required.
  • Implementing CPD and internal training plans.

Applicants should meet the following Requirements:

  • Legal degree.
  • FSCA recognised qualification.
  • Registered Category I, II and IIA Compliance Officer with the FSCA would be advantageous.
  • Minimum 3 years' experience in compliance or risk management within the financial services industry.