Compliance Consultant

2 weeks ago


Durban, KwaZulu-Natal, South Africa Masthead (Pty) Ltd Full time
Career Vacancy

KEY INFORMATION



POSITION:
Compliance Consultant (Category I)


REPORTING TO:
Regional Manager, Durban

LOCATION:
KwaZulu Natal - Durban

BUSINESS UNIT:
Compliance

START DATE:
1 June 2023

***To effectively deliver a quality compliance and risk management service to our clients at a regional level. Adherence to the compliance requirements as dictated by the FSCA.

MINIMUM REQUIREMENTS - QUALIFICATIONS & WORK EXPERIENCE

  • A Legal or Accounting degree.
  • A FSCArecognized qualification.
  • Registered Category I Compliance Officer with the FSCA.
  • Minimum 1 year experience in compliance or risk management within the financial services industry.
-
Please note only applicants who meet these requirements will be considered for this position._

COMPLIANCE DUTY AND RESPONSIBILITY

  • Outsourced compliance function delivered to financial services clients.
  • Fulfil compliance function required in terms of FAIS, FICA, and other applicable legislation and business requirements.
  • Establish a culture of compliance and provide a compliance risk framework to clients.
  • Assist clients to achieve TCF outcomes.
  • Perform all functions to the standard and deadlines set by Regional Manager.
  • Provide clients with highquality, personalized, and substantive reports.
  • Include clients in compliance processes and provide postmonitoring feedback.
  • Maintain records as required by the business.
  • Display behaviour and attitudes that positively contributes to the wellbeing and development of the regional team, the company, and its clients.
  • Sourcing and signing up new clients.

COMPETENCIES AND SKILLS

  • A good working knowledge of compliance legislation viz FAIS, FAIS, NCR, and POPI.
  • Understanding and knowledge of risk management principles.
  • Exceptional verbal and written communication skills.
  • Work under pressure, independently, and as part of a team.
  • Proficient presentation skills.

Closing Date

  • The cutoff date for this vacancy is
    19 April 2023
  • Masthead is committed to transformation. Meeting our employment equity goals will be taken into account in our recruitment decisions._

Job Type:
Permanent
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