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Legal and Compliance Manager

3 months ago

Durban, KwaZulu-Natal, South Africa TLT Appointing Full time
Company Description

About Us:
TLT Appointing provides recruitment serves via a team of specialist recruitment consultants in the following areas Finance, HR, IT & Telecommunications, Financial Services, Engineering, FMCG & Retail, Consulting & Professional Services, Public Sector, Executive Search

Job Description:

Legal Function key areas of responsibility
- review and sign off legal documentation as prepared internally or externally
- maintain and review all contract templates to align with either regulatory changes and/or

Compliance Function key areas of responsibility:

  • Provide support to Senior Compliance Manager in maintaining a sound compliance culture in the group companies through the achievement of established compliance deliverables;
- legislations such as Insurance Act, Policy Protection Rules, FAIS, COFI, TCF, NCA and POPIA.

  • Establish and maintain training programmes in compliance with governing legislations such as Insurance Act, Policy Protection Rules, FAIS, COFI, TCF, NCA and POPIA.
  • Leading and/or involvement in key compliance or business projects.

Regulatory Relationships

  • Maintain relationships with regulatory bodies and assist with handling of complaints from regulators, supervisory bodies, ombuds, input into complaints received from or on behalf of consumers.

Qualifications:

Qualifications & Skills Required Essential:

  • Legal degree (LLB)
  • Admitted as a Legal Practitioner with the Legal Practice Council
  • Sound and indepth understanding of the Insurance Act, Policy Protection Rules, FAIS, COFI, TCF, NCA, POPIA, CPA and all regulations and guidance notes relating to the preceding legislation.
  • Minimum 5 to 6 years post qualification experience of which 1 to 2 was in a legal and compliance managerial role within the financial services industry.
  • Contract drafting is essential.
  • Relevant Compliance Management Certificate and/or certification as a Compliance Practitioner /CPrac (SA) would be an advantage
Additional Information

All your information will be kept confidential according to EEO guidelines.