Senior Compliance Officer

1 week ago

Johannesburg, Gauteng, South Africa MMC Corporate Full time

Senior Compliance Officer:

What you can expect
You will report into the Head of Compliance for Africa. The team is business facing with an international footprint and diversity of team members.

We provide end-to-end expertise on key Compliance Risks including Anti-Money Laundering, International Trade Sanctions, Anti-Bribery & Corruption, Data Protection, Conduct Risk, Conflict of Interest, Inside Trading and others relating to Swiss Re's Corporate Solutions business.

Our clients are diverse and are committed to delivering value and innovative services and products with integrity.

Whats in it for you

  • An international wellestablished company with a strong brand and strong results to match
  • Opportunity to make the difference and to work on both local and regional projects
  • Attractive benefits coverage, outstanding learning and mentoring programs, and internal mobility opportunities
  • Stable employment and hybrid working model (3 compulsory days onsite)

We will count on you to


Lead compliance activities in support of the Marsh businesses in South Africa to ensure compliance with the applicable rules and regulations.

You will also have the opportunity to engage in broader Compliance initiatives.

Specifically, you will:

  • Monitor, assess and support implementation of regulatory developments relating to Compliance Risks.
  • Support development of local Compliance Risk Frameworks, including drafting local standards and processes, training and communication for new and changes to regulations.
  • Provide enabling guidance and communication to the business with respect to Compliance requirements and implementation of the Compliance Programme, including Global Compliance topics, with a particular focus on South African requirements
  • Perform Compliance Risk Assessments and monitoring on the legal entity and business specific topics.
  • Deliver regular and relevant reporting to management and the Board of Directors
  • Ensure FAIS registers are monitored and maintained, fit and proper requirements tracked.
  • Serve as point of contact for regulators. Includes actively participating during regulatory inspections and exams, managing and responding to regulatory inquiries and requests.

What you need to have
You always act with integrity, regardless of the situation

You bring:

  • University degree in business, legal or relevant field
  • Minimum of 5 years compliance, legal or risk management experience, preferably in an insurance company and/or insurance broker and/or financial institution
  • Solid understanding of compliance risks and requirements in South Africa (e.g. FAIS act, Short-Term Insurance Act, Insurance Act and Prudential Regulations, FSRA, POPIA, TCF and Market Conduct), other knowledge of compliance requirements in IMEA a plus
  • Must adhere to the Fitness and Propriety requirements for Compliance Officers in terms of the FAIS Act and the Key Persons requirements as set out in Prudential Standard GOI 4 of the Insurance Act
  • Completed Regulatory Examination for Key Individuals (RE1)
  • Excellent written and verbal communication skills in English. Proficiency in French will be an added advantage.

What makes you stand out

  • An inquisitive mind that is not afraid to question current ways of thinking
  • Coming up with creative solutions to business problems
  • Excellent communication and business partnering skills

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