Assistant Compliance Officer

1 week ago


Bellville, Western Cape, South Africa DataTech Recruitment Full time
Assistant Compliance Officer required in Bellville - Hybrid, to implement and enforce the company's or business units' compliance initiative. You will ensure conformance with applicable laws and regulations covering diverse fields. Performs statistical sampling and monitoring. Relevant tertiary qualification with 4+ years' experience in the Collective Investment Scheme environment. Certificate in Compliance Management and Financial Advisory and Intermediary experience will be advantageous.

Responsibilities

  • Assist in monitoring compliance with applicable legislation and internal requirements
  • Review and comment on draft Supplemental Deeds
  • Monitor compliance with Supplemental Deeds, ASISA Mandates and relevant legislative requirements
  • Assist with the compilation and submission of the quarterly and annual FSB reporting
  • Advise management, employees and clients on all compliance and regulatory matters that affect business decisions
  • Analyse draft legislation, comment to the applicable persons, inform and comment to the applicable employees
  • Assist in developing, promoting, implementing and maintaining compliance standards and procedures that enable employees to act in a compliant manner
  • Assist with the proper establishment and maintenance of procedures on the identification, reporting and resolution of breaches and other compliance and regulatory issues
  • Train and assist employees to improve their regulatory knowledge and enhance their compliant behaviour.

Requirements:

  • Relevant tertiary qualification
  • A minimum of 4 years' experience in the Collective Investment Scheme environment and working experience with regards to the Collective Investments Control act and subordinate legislation
  • Certificate in Compliance Management would be an advantage
  • Financial Advisory and Intermediary experience will be advantageous
  • Compliance Monitoring and Reporting: Compliance monitoring and regulatory reporting
  • Risk management: Manage company risk to avoid legal action, ensuring treating customers fairly and other related legislation are adhered to
  • Compliance and legal projects management: Ensure legislative compliance is adhered to at all times and manage compliance projects in adherence with relevant legislation
  • Compliance advice and training: Provide compliance advice and training to organisation
  • Documentation reviews: Review of compliance documentation through statistical sampling and monitoring
  • Collaborative
  • Results Driven
  • Flexible and Adaptable
  • Client Focussed
  • Cultivates innovation
  • Business Insight
  • Build Networks
  • Manages Complexity
  • Persuasive
The company offers very competitive salaries.

Salary:
R500, R700,000.00 per year

Ability to commute/relocate:

  • Bellville,

Western Cape:
Reliably commute or planning to relocate before starting work (required)

Education:

  • Certificate (required)

Experience:

  • Collective Investment Scheme environment: 4 years (required)
  • Collective Investments Control act legislation: 4 years (required)
Financial Advisory: 4 years (required)

Application Deadline: 2023/01/20

  • Bellville, Western Cape, South Africa Sanlam Full time

    Who are we?Sanlam was established as a life insurance company in South Africa but has since transformed into a diversified financial services group that operates across the African continent, India, Malaysia and selected developed markets, with listings on the Johannesburg, A2X and Namibian stock exchanges. In 2018 the Group celebrated its centenary as well...

  • Compliance Officer

    1 week ago


    Bellville, Western Cape, South Africa Sanlam Full time

    Who are we?Sanlam Life and Savings (SLS) is focused on serving our retail and corporate clients in South Africa and further developing our strategic advantages in the South African market. Sanlam Life and Savings consists of three clusters - Sanlam Corporate, Sanlam Retail Mass and Sanlam Retail Affluent. The Sanlam Life and Savings Office provides strategic...


  • Bellville, Western Cape, South Africa Metropolitan Life Full time

    Introduction Metropolitan is one of the oldest financial services brands in South Africa. With a 125year legacy of serving the communities in which it operates, Metropolitan represents true empowerment in serving Africa's people through affordable financial solutions that create financial growth and security. Metropolitan operates in South Africa, but the...


  • Bellville, Western Cape, South Africa CA Support Full time

    TAX COMPLIANCE OFFICERCape Town Hybrid positionThe role is hybrid based with office and home office, with agreed regular office time to manage and coach staff.RESPONSIBILITIES: Complete Individual, Corporate and Trust Income Tax Returns Complete Provisional Income Tax Returns 6 monthly within the deadlines Ensuring that all clients are tax compliant....

  • Compliance Manager

    1 week ago


    Bellville, Western Cape, South Africa A24 Group Full time

    Purpose:The purpose of the Compliance Manager is to oversee the A24 Group's South African agencies policies and procedures and ensure that it complies with regulatory and ethical standards.The Compliance Manager must make sure that the Company is conducting its business in full compliance with all laws and regulations, professional standards, accepted...

  • Compliance Officer

    1 week ago


    Bellville, Western Cape, South Africa Medical Recruitment Agency Full time

    Basic requirements include: Handling queries as they ariseSalary: R8, R10,000.00 per monthApplication Question(s): Do you have your own reliable transport that will be available at work daily?Application Deadline: 2023/02/10


  • Bellville, Western Cape, South Africa Sanlam Full time

    Build a successful career with usWe're all about building strong, lasting relationships with our employees. We know that you have hopes for your future - your career, your personal development and of achieving great things. We pride ourselves in helping our employees to realise their worth. Through its four business clusters - Sanlam Life and Savings, Sanlam...


  • Bellville, Western Cape, South Africa F and G Sourcing Specialist Full time

    Our Accounting and Tax client that is based in Bellville, Cape Town is seeking a Company Compliance Secretary to join their team.Salary: Market RelatedRequirements: A diploma or degree in secretarial studies, administration, or a related field. At least 2 years of experience in a similar role, preferably within an accounting or legal firm. Knowledge of...

  • Executive Assistant

    1 week ago


    Bellville, Western Cape, South Africa Emerald Life Full time

    We seek to recruit a positive and self-motivated individual to join our company in the capacity of an Executive Assistant. The incumbent will be based at our head office in Bellville and will work Monday to Friday 08h00am to 17h00pm.Key duties & Responsibilities Preparation of management and board meetings, including all administration:Notify all attendees...


  • Bellville, Western Cape, South Africa Millionsure Tax Consultants (Pty) Ltd Full time

    Tax firm in Bellville, Cape Town, requires the services of a dedicated individual with a sound knowledge of Income Tax processing.Services required include, the calculating, capturing, and processing of annual tax returns for a varity or clients, including normal individual taxpayers, parliament members and members of legislature. Sufficient knowledge of...


  • Bellville, Western Cape, South Africa Sanlam Full time

    What will you do?CloudThis role will support Cloud Engineers to ensure that the design, implementation and maintenance of logical access conforms to security best practices to comply to our Sanlam Group and SGT policies, baselines, configurations and standards. This role will also fulfil a governance role in identifying non-compliance and to monitor agreed...


  • Bellville, Western Cape, South Africa Sanlam Full time

    What will you do?This role will support Database Administrators on various DBMSs to ensure that the design, implementation and maintenance of logical access conforms to security best practices to comply to our Sanlam Group and SGT policies, baselines, configurations and standards. This role will also fulfil a governance role in identifying non-compliance and...


  • Bellville, Western Cape, South Africa Anova Health Institute NPC Full time

    Anova is an NGO that empowers people and changes lives. Good health and quality of life is what motivates us to provide healthcare solutions and provide support to those who need it most.We are seeking for an Office Administrator to assist with the general administration of the CBS program in respective nodes and to liaise with the provincial and site...

  • Liaison Officer

    1 week ago


    Bellville, Western Cape, South Africa University of the Western Cape Full time

    Post Number Faculty/Department- University of the Western Cape -> Registrar -> Deputy Registrar: Academic Administration -> Faculty Liaison Office- Type of Position- Permanent - Full Time- Length of Contract Period- Location- Main Campus - Bellville, WC ZA (Primary)- Closing Date- 8/3/2024Role Clarification & Key Performance AreasThe Department of Student...


  • Bellville, Western Cape, South Africa Santam Full time

    What will you do?A position exists at Santam Head Office in Cape Town in the UW Risk Management for a Administration Officer: Risk Management. What will make you successful in this role?The role is responsible to provide support in policy administration (i.e. flood actions and review of previous flood actions (mop ups)), risk data integration with...


  • Bellville, Western Cape, South Africa Sanlam Full time

    Who are we?Sanlam was established as a life insurance company in South Africa but has since transformed into a diversified financial services group that operates across the African continent, India, Malaysia and selected developed markets, with listings on the Johannesburg, A2X and Namibian stock exchanges. In 2018 the Group celebrated its centenary as well...


  • Bellville, Western Cape, South Africa Perfect Placement Recruitment Full time

    Join our client's dynamic team in Cape Town (with an option in George as well). They are dedicated to innovation and seeking an enthusiastic HR Officer to contribute to their success.Job Title:HR OfficerLocation: Bellville OR GeorgeSalary:R R20 000Closing date: End April 2024As an HR Officer, you will play a crucial role in supporting our HR department in...


  • Bellville, Western Cape, South Africa Camino Recruit Full time

    The Coreline Group has an exciting opportunity available for an Executive assistant. This assistant will be the link between all EXCO members. The roles and responsibilities for this role are explained below.The Coreline Group provides solutions within the Telecoms, Energy, and Construction industries. We offer a variety of services such as planning, supply...

  • Officer

    1 week ago


    Bellville, Western Cape, South Africa University of the Western Cape Full time

    The Department of Biotechnology is recognized for its leadership in teaching, research and innovation; with local, regional and global impact. The department aim to produce outstanding professionals in the field of biotechnology and contribute to the body of scientific knowledge through research and innovation for the advancement of society.Therefore, the...


  • Bellville, Western Cape, South Africa Sanlam Full time

    What will you do?This role will support Linux administrators to ensure that the design, implementation and maintenance of logical access conforms to security best practices to comply to our Sanlam Group and SGT policies, baselines, configurations and standards. This role will also fulfil a governance role in identifying non-compliance and to monitor agreed...