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Branch Compliance Officer
2 weeks ago
Job Duties/Responsibilities will include:
- Assist in monitoring compliance with applicable legislation and internal requirements, policies and procedures
- Monitoring that employees adhere to company procedures and compliance guidelines including sample testing of employees to ensure compliance
- Reviewing QA escalations and advising Compliance officer
- Assist in developing, promoting, implementing and maintaining compliance standards and procedures that enable employees to act in a compliant manner
- conducting research, assist in proper establishment and maintenance of procedures on the identification, reporting and resolution of breaches and other compliance and regulatory issues
- preparing compliance presentations
- managing and reviewing filing and office systems
- managing ad hoc projects
- Handling incoming calls and other communications on behalf of manager
- Review draft mandates and investment guidelines for compliance purposes, updating paperwork, maintaining documents and word processing
- Matric
- Solid computer skills, including MS Office
- Excellent communication skills and warm personality
- Valid drivers licence and own car preferable
- Ability to work well under pressure
- Ability to write and present clearly
- Detail orientated and due diligent
- Excellent administrative skills
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Office Manager
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