FSP Compliance Administrator Assistant

COMPLIANCE FUNCTIONS:Assist in monitoring compliance with applicable legislation and internal requirements.Fulfils Compliance functions required in terms of the FAIS legislations such as monitoring and reporting to the financial services provider and the FSCA when required.Identifies and assess compliance risk areas periodically and appropriately address...

COMPLIANCE FUNCTIONS**: Assist in monitoring compliance with applicable legislation and internal requirements. Fulfils Compliance functions required in terms of the FAIS legislations such as monitoring and reporting to the financial services provider and the FSCA when required. Identifies and assess compliance risk areas periodically and appropriately...

Press Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Create Alert Location: Johannesburg, Gauteng, South Africa This career opportunity is available at Mirabilis a division of Santam for a Compliance Administrator, who will be based in Johannesburg: Illovo.What will make you successful in this role?Compliance...

Rendering daily mandate compliance checks, communicating breaches to Portfolio Managers and monitor the clearance thereof. Load and create new mandate rules in the compliance system. Update mandate tables for the product/business development team. Compile monthly compliance reports for both clients and our internal EXCO or management meetings. Liaise with...

What will you do? This career opportunity is available at Mirabilis a division of Santam for a Compliance Administrator, who will be based in Johannesburg: Illovo.What will make you successful in this role?Compliance Administration and Assurance activities Overall responsibility for compliance administration and assurance functions of the business, including...

The Compliance Officer will be responsible for the groups day-to-day compliance with relevant legislations and regulations associated with Asset Management / Wealth Management as well as professional standards, accepted business practices, and internal standards.Completed BCom with 2-3 years relevant compliance experience as follows:Assisting with regulatory...

About Scope Markets:Scope Markets is a rapidly expanding Group of companies providing online trading services, with regulated entities and operational hubs around the world. Scope Markets aims to provide the best in class trading infrastructure to cater to the needs of all types of clients from the beginners to the very ultimate institutional traders.Overall...

Job Offer: Compliance Administrator - beBee Professionals - JohannesburgbeBee Professionals is looking for a Compliance Administrator to join our team in Johannesburg. The successful candidate will be responsible for ensuring that the company complies with all applicable laws and regulations.The ideal candidate should have a degree in law, business, or a...

2yearsJob Duties/Responsibilities will include: Assist in monitoring compliance with applicable legislation and internal requirements, policies and procedures Monitoring that employees adhere to company procedures and compliance guidelines including sample testing of employees to ensure compliance Reviewing QA escalations and advising Compliance officer...

We are seeking a highly skilled and experienced professional to join ourteam as a Compliance Officer. You will play a crucial role inensuring the organizations adherence to regulatory requirements, internalpolicies, and best practices.DUTIES:Handling physical and digital filing, systems, and all databases for the backoffice.Managing the team in respect of...

Main Purpose of the job:To provide effective, comprehensive, and efficient administrative support and ensure Donor, SARS, WHC Policies and Procedures are being adhered.Location: Parktown (JHB)Key performance areas: Ensure the adherence to the company financial and compliance requirements and take corrective action where necessary Compile reports for...

Senior Client Compliance AdministratorLocation: Johannesburg, South AfricaDate Posted: Feb 17, 2023DescriptionSenior Client Compliance AdministratorRole Location: Johannesburg, South Africa / Guernsey, Channel IslandsDepartment: Client ComplianceCompany: Apex Fund and Corporate Services (Guernsey) Limited ("Apex Guernsey")Employment Type: Permanent, Full...

Keen to become part of a truly global, collaborative team of professionals? Your journey begins here.Key PerformanceAreas Key Accountabilities of the Performance Area Client Research. Conduct a degree of personal research from public sources including:Familiarisation with a wide array of potential sources such as companyregistries, stock exchange websites,...

Bryanston, Johannesburg, Gauteng - LegalJunior Trusts and Compliance Administrator (JB4267)Bryanston, JohannesburgR R18 000 CTC per monthMedical AidPermanent A wellrespected fiduciary services specialist seeks a Junior Trusts and Compliance Administrator to assist with FAIS and other legal compliance administration of trusts._Minimum Requirements:Completed...

Our client based in Johannesburg is looking for a Compliance Administrator.Key responsibilities include:Managing the System Operator (SO) and Third Party Payment Provider (TPPP) inboxes.Completing a tracking sheet to monitor the receipt and processing of requests, along with associated volumes.Updating the Third Party Payment Provider and System Operator...

It is clear from these notes that the role of a key individual is to ensure that:the FSP remains fit and proper;the license conditions are complied with;the obligations on FSP's as detailed in the Act are complied with;the key individuals remain fit and proper;all persons falling within the definition of 'representative' are registered as representatives;the...

We are looking for a vibrant, experienced Administrator for our client to provide secretarial, office management and administrative services to the Risk and Compliance Department.KEY RESPONSIBILITIES Prioritise and categorise in tray of the office daily. Prepare correspondence for internal memos, general notice, reports, presentation etc. Attend to office...

We're looking forWe are looking for a highly proficient administration assistant to help communicate, liaise and complete certain tasks for our clients growing Financial Advisor force and compliance departments.Who are you? Exceptional organizational skill Intense attention to detail Communicate concisely and clearly Ability to multitask Must be a highly...

Main purpose of the job: To provide effective, comprehensive, and efficient administrative support to the Core Risk Management Department and assist in the implementation of various finance and compliancerelated activities and tasksLocation:- 31 Princess of Wales Terrace, Parktown JohannesburgKey performance areas: Ensure adherence to the company's...

We are hiring a **System Operator and Third-Party Payment Provider Administrator!**Managing the..mailboxesFilling out a tracking sheet to monitor requestsUpdating master listsProviding standardised responses to inquiriesPerforming basic compliance management tasksSkills required:Excellent communication skillsStrong administrative skillsDetail-oriented and...