Manager: Legal, Risk and Compliance

1 week ago

Johannesburg, Gauteng, South Africa PPS Recruitment Full time

Job Advert Summary:

Minimum Requirements:

Education:

  • Grade 1
  • Legal or Commerce bachelor's degree NQF 7, or professional qualification NQF 8 (i.e., LLB).
  • Post Graduate Diploma in Compliance Management, NQF 7, essential.
  • C.Prac (SA) designation, preferred.

Experience:

  • At least 57 years' experience in financial services compliance.
  • Experience in insurance (Longterm or Short-Term) and/or financial services preferably at a large corporate or a bank, but alternatively in legal practice dealing with insurance and/or financial services matters.
  • Working knowledge of the CURA system or related system.
  • Experience working with financial services legislation for example Insurance Act, LTIA, STIA, FAIS, FICA, CISCA etc.

Knowledge and Skills:

  • Knowledge of Financial Services Regulatory Environment.
  • General Legislative Knowledge.
  • Ability to draft formal legal opinions on issues which are of a moderately complex (independently) to complex (under guidance) nature.
  • Ability to draft legal documents, for example contracts, policy documentation etc. which are of a moderately complex (independently) to complex (under guidance) nature.
  • Demonstrated knowledge of Compliance Risk Management Methodology Ability to implement annual compliance plan and requirements arising from new and
Ability to advise business on compliance matters under some guidance.

  • ISO 9001 quality management and CURA system.
  • Drafting of policies and contracts as well as communicating of legal opinion

Competencies:

  • Confident and professional manner.
  • Good verbal, presentation, and written skills.
  • Facilitation.
  • Conflict Handling.
  • Analytical Thinking and problemsolving skills.
  • Judgments.
  • Collaborative.
  • Sense of urgency.
  • Results & Learning orientation

Duties and Responsibilities:

All the accountabilities listed below will be performed with some (but limited) guidance from the

CFO:
Project Gemini and will align with the requirements of the PPS Executive: Legal and Compliance.

Legal and Compliance:

  • Identify applicable legislation, provide comments, perform risk and impact analysis, and give advice and guidance to business unit.
  • Liaising with key stakeholders in the business, regulators, ASISA, and other regulatory bodies when required.
  • Identify gaps or potential deficiencies in compliance and other business areas and work with business unit to resolve.
  • Drafting, revising, and supporting the negotiation of policies and contracts, ensuring that contractual terms provide compliance with relevant regulations and legislation, but also considering commercial factors.
  • Provide legal opinions.
  • Litigation management.
  • Handling potential and actual disputes, in coordination with internal and external resources.
  • Comment on and implement policies and standards from Group Compliance.
  • Demonstrate high level of technical and product knowledge.
  • Information Governance.
  • Ensure business awareness and compliance with data protection laws.
  • Liaise with the Groups data owner for breach reporting and escalations from the business unit.
  • Recommended corrective actions prescribing and escalations.
  • Manage breaches and risk exposures.

Corporate Governance:

  • Ensure the effective delivery of company secretariat services for the sub
- boards and committees (internal or outsourced).

  • Attend to recommendations from the Board, Risk Committee, management, Group Compliance, and applicable regulators.
  • Prepare reports (adhic or in line with regular governance reporting requirements).

Business Support:

  • Ensure the Compliance Risk Management Plans are loaded on CURA in terms of the CURA plan.
  • Report monitoring conducted to and to be reviewed by Group Compliance monthly.
Keep records of all monitoring and activities conducted.

  • Conduct regular, riskbased compliance monitoring to ensure appropriate levels of compliance are maintained for prioritised regulatory items on CURA.
  • Support business in providing necessary updates on CURA.
  • Provide advice to business on compliance matters and implementation of controls, including control effectiveness assessments.
  • Track, report and manage compliance incidents and risk issues and report to Group Compliance and Executive: Internal Audit and Compliance.
  • Provide compliance training to staff on new or current legislation.
  • Assists Management in identifying, assessing, and implementing potential compliance issues, guides.
  • Liaising with key stakeholders in the business and other regulatory bodies when required.

  • Manager: Legal, Risk and Compliance

    1 week ago

    Johannesburg, Gauteng, South Africa Vivo Group Full time

    Manager: Legal, Risk and ComplianceTo oversee and manage the Legal, Risk and Compliance department for the organisation to ensure compliance to all relevant legislation and to proactively identify and manage potential risks and litigation.Key Performance Areas (KPAs).Strategy Inputs and Implementation Contribute to the development of the Risk and Compliance...

  • Senior Manager: Legal, Compliance and Risk

    1 week ago

    Johannesburg, Gauteng, South Africa Hollard Recruitment Full time

    Job Advert Summary:Hello an exciting new opportunity has just become available in Hollard Group Risk, in our Legal, Compliance and Risk area.We are looking to recruit a Senior Manager: Legal, Compliance and RiskKey Outputs:Management of the teamEnsure that the legal, compliance and risk team are aware of their specific roles and responsibilitiesAssist with...

  • IT Governance, Risk and Compliance Specialist

    1 week ago

    Johannesburg, Gauteng, South Africa National Risk Managers Full time

    A Medical Insurance Company based in Benoni, Gauteng is looking for a IT Governance, Risk and Compliance Specialist who will assist in the development and implementation of IT Governance frameworks and IT controls following appropriate methodology approved by management that is aligned with international and financial industry standards (e. g, GOI standards...

  • IT Governance, Risk and Compliance Specialist

    1 week ago

    Johannesburg, Gauteng, South Africa National Risk Managers (Pty) Ltd Full time

    A Medical Insurance Company based in Benoni, Gauteng is looking for a IT Governance, Risk and Compliance Specialist who will assist in the development and implementation of IT Governance frameworks and IT controls following appropriate methodology approved by management that is aligned with international and financial industry standards (e. g, GOI standards...

  • Head Legal, Risk and Compliance

    1 week ago

    Johannesburg, Gauteng, South Africa Salt Employee Benefits Full time

    RESPONSIBILITIES:Responsible for all compliance, governance and risk management structures of all Funds administered by SALT.Ensure proper implementation of legislative requirements across all Funds.Create awareness of compliance and foster a culture of compliance within and across all Fund structuresMonitor the liaison between the Funds and stakeholders in...

  • Junior Legal and Compliance Risk Officer

    1 week ago

    Johannesburg, Gauteng, South Africa TalentCru Full time

    Launch your Compliance Career, Our client in the Telecommunication industry is looking for a Junior Legal and Risk Analyst. This role, you will gain valuable experience while providing critical support to our operations. We are a collaborative team where you will have the opportunity to learn from experienced professionals and make a real impact on the...

  • Legal and Compliance Specialist

    1 week ago

    Johannesburg, Gauteng, South Africa PPS Recruitment Full time

    Job Advert Summary:LegalTo assist business proactively and constructively in identifying and interpreting applicable legislation and minimise legal risks through the provision of legal advice and assistance to the business.ComplianceMinimum Requirements:Qualifications: Matric. LLB degree. Admitted as an attorney of the High Court (advantageous). Postgraduate...

  • Risk & Compliance Manager

    1 week ago

    Johannesburg, Gauteng, South Africa Macdonald & Company Full time

    Our client is a leading real estate investment company who own and manage a large portfolio of commercial, industrial and retail assets throughout South Africa and abroad. With an exciting opportunity available in their busy Johannesburg based team, they are currently seeking an experienced Risk & Compliance Manager to join the business. Reporting directly...

  • Head of Legal, Risk

    1 week ago

    Johannesburg, Gauteng, South Africa Measured Ability Group Holdings Full time

    South Africa - Gauteng, Johannesburg - North (Sandton / Midrand / Diepsloot)**R R Our client in the Hospitality Industry is looking for Head of Legal, Risk & Compliance to mitigate potential risks to the Group by providing Global expert advice, and instruction on all legal, governance and compliance matters to the Group.Key Requirements***- Law degree***: -...

  • Risk & Compliance Manager

    1 week ago

    Johannesburg, Gauteng, South Africa Macdonald & Company Full time

    Location:JohannesburgSalary: Job Type:PermanentReference:54503Job Summary: Our client is a leading real estate investment company who own and manage a large portfolio of commercial, industrial and retail assets throughout South Africa and abroad. With an exciting opportunity available in their busy Johannesburg based team, they are currently seeking an...

  • Legal and Compliance Counsel

    1 week ago

    Johannesburg, Gauteng, South Africa M-KOPA Full time

    Are you looking for an opportunity to work in a company where progress and humility are valued as highly as technical excellence? You can join our journey too as a Legal and Compliance Counsel:Imagine stepping into a role where you become the cornerstone of legal and compliance excellence within a dynamic, forward-thinking organization.In this pivotal role,...

  • Manager Risk and Compliance

    1 week ago

    Johannesburg, Gauteng, South Africa Salt Employee Benefits Full time

    To manage company wide-risks and track compliance status considering the changes in the regulatory landscape for retirement funds and benefit administrators introduced by the Financial Sector Conduct Regulatory Act (FSCA); and To embed and promote a compliance culture within SALT EB business units to enhance corporate governance and to ensure that standard...

  • Chief Governance Risk and Compliance Officer

    1 week ago

    Johannesburg, Gauteng, South Africa LENOHLAHLA CONSULTING Full time

    KEY PERFORMANCE AREASStrategy & Leadership - Lead conceptualisation, design and implementation of the overall Governance, Risk & Compliance strategy aligned to the business needs, Companys vision and business strategy. Provide the Governance, Risk & Compliance input into the long-term Companys strategy. Set clear targets for the Governance, Risk & Compliance...

  • Risk & Compliance Specialist

    1 week ago

    Johannesburg, Gauteng, South Africa Antal International Network Full time

    You are open to considering joining a vibrant and innovative company holding both non-life and life insurance licenses, as their new Risk and Compliance Specialist Our client is committed to ensuring regulatory adherence and effective risk management across the group. As a Risk and Compliance Specialist, you'll work closely with the Head of Risk and...

  • Legal and Compliance Officer

    1 week ago

    Johannesburg, Gauteng, South Africa Hollard Recruitment Full time

    Job Advert Summary:Hello an exciting new opportunity has just become available in our Hollard Risk Group area. We are looking to recruit a Legal and Compliance Officer.Assist Hollard Group Risk ("HGR") in managing the legal and compliance risk across the different licenses, maintain strong Client relationship management (internal and external)Assist with...

  • Junior Legal and Compliance Officer

    1 week ago

    Johannesburg, Gauteng, South Africa Munich Re Full time

    Junior Legal and Compliance Officer6 Months Fixed Term ContractCompanyMunich ReLocationJohannesburg, South AfricaMunich Reinsurance Company of Africa Limited (MRoA) has been operating in South Africa for over 50 years, although the Munich Re (Group) was active on the Continent via Munich Re in Munich for some years prior to commencing the Southern African...

  • Risk and Compliance Officer

    1 week ago

    Johannesburg, Gauteng, South Africa Ultra Personnel Full time

    Degree in LawCertified Anti Money Laundering Specialist (CAMS) will be an added advantageMinimum of 2-5 years compliance-related experience is essentialInsurance and financial services industry experience is preferredPrimarily you will be responsible for the development and monitoring implementation of business risk and compliance framework as well as...

  • Risk and Compliance Officer

    1 week ago

    Johannesburg, Gauteng, South Africa Unique Personnel Full time

    Job Number 68927Job Type PermanentJob Title Risk and Compliance OfficerComputer Skills Ms OfficeIndustry Insurance BrokeringCity JohannesburgProvince Gauteng Establishing, implementing, and maintaining a regulatory compliance management framework and function within the business in accordance with the overall risk management framework and group and licence...

  • Legal & Compliance Co-ordinator

    1 week ago

    Johannesburg, Gauteng, South Africa Flight Centre Travel Group Full time

    Job no: 517827Brand: Flight Centre Travel GroupWork type: Full timeLocation: Johannesburg WestCategories: Operations & Professional ServicesAt Flight Centre Travel Group (FCTG) our purpose is to 'open up the world for those who want to see'. Every day, we give people all around the world the opportunity to experience something really amazing -...

  • Governance, Risk and Compliance Specialist

    1 week ago

    Johannesburg, Gauteng, South Africa FROGG Recruitment Full time

    Governance, Risk and Compliance Specialist SandtonOur well-established client is looking for a Governance, Risk and Compliance ("GRC") Specialist with 5+ years of experience with relevant Risk and Compliance experience.Salary: Market-Related CTCMinimum Requirements: Matric with Bachelor of Commerce (B Com) Degree (Finance / Accounting / Legal Certificate in...