Compliance Monitoring Specialist

2 weeks ago

Johannesburg, Gauteng, South Africa FirstRand Full time
Job Description

To provide robust regulatory compliance advice, guidance, and support by monitoring processes and related controls in accordance with compliance methodology and minimum standards

Hello Future (Anti-Bribery and Corruption Compliance Monitoring Specialist)

Welcome to FNB, the home of the #changeables.

We design for the shapeshifters and deliver products and services that make us incredibly proud of people that make it happen.


As part of our talent team, you will be surrounded by unique talents, diverse minds, and an adaptable environment that lives up to the promise of staying curious.

Now's the time to imagine your potential in a team where experts come together and ignite effective change.

We are looking for an experienced Anti-Bribery and Corruption Compliance Monitoring Specialist to ensure our business operations meet the regulatory requirements and governance obligations.


Are you someone who can:

  • Independently assess and create a monitoring programme/plan.
  • Understanding of the regulatory landscape relating to portfolio (Integrated Financial Crime)
  • Efficiently manage team of specialist in execution of coverage.
  • Efficiently and effectively conduct planned compliance reviews in accordance with the approved coverage plan, within allotted time frames and in line with the Monitoring Operating Procedures. (Produce consistently highquality outputs within agreed deadlines).
  • Identify the scope and testing approach for regulatory engagements.
  • Build and execute engagement test procedures for regulatory key controls.
  • Conduct fieldwork including performing walkthroughs, sample testing and validation of potential issues.
  • Build sound relationships based on trust and openness and escalate delays timeously to expedite engagement execution.
  • Draft reports which include rationale for findings, detailed root cause analysis, risks posed, and action required to address the identified risks.
  • Work with business owners and management to agree on appropriate action plans that address identified root causes.
  • Use of data analytics and scripts during testing to create efficiencies and create continuous monitoring opportunities.
  • Ensure development and continuous value add improvement to operational processes.
  • Deliver customer experience excellence in own service delivery aligned to Organisational values and service standards.
  • Conduct through research and analysis and keep abreast of regulatory and industry best practice.
  • Compile and conduct ABC and related training.
  • Bachelor's degree (in a businessrelated discipline, Legal, Compliance or Auditing)
  • Postgraduate Diploma in Compliance, Risk Management, or related field.
  • 3 to 5 years of experience in a Risk Management, Compliance, Regulatory, Audit or similar environment.
  • 35 years functional experience in Ethics, Anti-Corruption or Anti-Bribery, Human Rights (Essential).
  • Knowledge of Prevention and Combating of Corrupt Activities Act (PRECCA), UK Bribery Act, Foreign Corrupt Practices Act (FCPA).
  • Certified Fraud Examiner (CFE).
  • Certified Ethics Officer.
  • Preferred but not compulsory: ACAMS, AMLC PRAC or relevant AML certification.

You will have access to:

  • Opportunities to network and collaborate with stakeholders at all levels of the organization.
  • Opportunities to innovate and use data analytics.

We can be a match if you:

  • Have strong project and time management skills with the ability to work independently or lead others.
  • Have excellent stakeholder management skills with the ability to communicate confidently and influence stakeholders.
  • Have strong written and oral communication skills with the ability to articulate findings and business trends.
  • Are curious & courageous you're driven by always wanting to know more and learn more and you're brave enough to ask challenging questions.
  • Are obsessed with mastery you know what it takes to become good at what you do and are constantly pushing yourself to do it.


 Are observant
  • Strong observation skills with a keen eye for detail.
  • Are resilient Be able to work under pressure and be unflappable
  • Have the ability to stay cool.
  • Are decisive you are able to make sound judgments and work independently.
  • Are collaborative
- you are able to work within a team environment and to create and leverage synergies.

Job Details

Application Closing Date

22/03/24

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