Investigator - Enforcement Department

Purpose of the Job:To conduct forensic regulatory investigations within the financial services industry (financial markets, insurance, collective investment schemes, hedge funds, pension funds and financial and advisory services) and to take responsibility for the regulatory and enforcement action, following from such investigations. Persons appointed to...

Purpose of the Job:To conduct forensic regulatory investigations within the financial services industry (financial markets, insurance, collective investment schemes, hedge funds, pension funds and financial and advisory services) and to take responsibility for the regulatory and enforcement action, following from such investigations. Persons appointed to...

Job category: Banking, Finance, Insurance. Stockbroking Contract: Permanent Remuneration: Market Related EE position: Yes Introduction To assist the Enforcement Manager to monitor and enforce JSE regulations and rules in line with the requirements of the Financial Market Act to mitigate risks and protect JSE reputation and integrity. Partner for a...

JOB DESCRIPTION Investigate basic, intermediate and complex matters involving alleged contraventions to the Exchange Control Regulations, 419 fraud schemes and antimoney laundering (AML) enforcement investigations for the approval of the signing officer. Support the signing officer/manager on Financial Intelligence Centre Act 38 of 2001 (FICA) inspections...

The main purpose of this position is to investigate alleged contraventions with the Exchange Control Regulations, recoup capital exported from South Africa in contravention of the Exchange Control Regulations and/or 419 fraud schemes and enforce anti money laundering legislation onto Authorised Dealers in foreign exchange with limited authority.Detailed...

Purpose of the Job:To conduct forensic regulatory investigations within the financial services industry (financial markets, insurance, collective investment schemes, hedge funds, pension funds and financial and advisory services) and to take responsibility for the regulatory and enforcement action, following from such investigations. Persons appointed to...

Purpose of the Job:To conduct forensic regulatory investigations within the financial services industry (financial markets, insurance, collective investment schemes, hedge funds, pension funds and financial and advisory services) and to take responsibility for the regulatory and enforcement action, following from such investigations. Persons appointed to...

Lead the technical execution of highly complex multi-disciplinary analysis with informed conclusions in support of the Financial Intelligence Centre's mandate.TECHNICAL COMPETENCIES- Applied working knowledge of the Constitution, Criminal Procedure Act, the National Strategic Intelligence Act and the intelligence cycle, the POCA and FIC Act as well as South...

The purpose of this position is to investigate, under limited supervision of a more senior investigator, alleged contraventions of the provisions of the Exchange Control Regulations (Regulations), recoup capital exported from South Africa - in contravention of the Regulations and/or 419 fraud schemes - and enforce anti-money laundering legislation onto...

POSITION DETAILS Conduct and oversee complex investigations to include criminal acts, conflict of interest, fraud, theft, embezzlement, inappropriate use of Company resources, and other substantial violations of Company policy. Receive tip call information and handle accordingly. Conduct investigations that handle noncompliance with all Company policies,...

Purpose of the Job:To conduct or assist with forensic regulatory investigations or preliminary investigations, within the financial services industry (financial markets, insurance, collective investment schemes, hedge funds, pension funds and financial and advisory services) and to take responsibility for the regulatory and enforcement action, following from...

The main purpose of this position is to plan, direct and manage a section within the Compliance and Enforcement Division and lead investigations of alleged contraventions of the provisions of the Exchange Control Regulations, recoup capital exported in contravention and 419 fraud schemes as well as enforce anti money laundering legislation in respect of...

Purpose of the Job:To conduct forensic regulatory investigations into possible contraventions of Market Abuse legislation (i.e. insider trading, prohibited trading practices(price manipulation) and publication of false, misleading or deceptive statements, promises and forecasts) and assist with any enforcement proceedings.Person appointed to the position...

The main purpose of this position is to investigate, under limited supervision of a more senior investigator, alleged contraventions of the provisions of the Exchange Control Regulations (Regulations), recoup capital exported from South Africa in contravention of the Regulations and/or 419 fraud schemes and enforce anti money laundering legislation onto...

The main purpose of this position is to plan, direct and manage a section within the Compliance and Enforcement Division and lead investigations of alleged contraventions of the provisions of the Exchange Control Regulations, recoup capital exported in contravention and 419 fraud schemes as well as enforce anti money laundering legislation in respect of...

These jobs were popular with other job seekersWe are looking for an Investigator to join the team.Duties & ResponsibilitiesEffectively and efficiently gather evidence, applying forensic and non-forensic methods Timeously submit report(s) on loss control non-compliance issuesAct as advisor to relevant stakeholders on pre-employment and loss control...

Brief description:The main purpose of this position is to lead and provide strategic direction to the Financial Surveillance Department (FinSurv) of the South African Reserve Bank (SARB) in the administration of exchange controls in South Africa and its mandate to investigate alleged contraventions of the Exchange Control Regulations (Regulations) and to,...

Tracker requires the services of a Compliance and Investigations Manager, in the critical services department based our Head Office in Johannesburg. The incumbent will be responsible for comply with applicable legislation, identify and minimize operational risks. Operational Strategy Formulation and Implementation Provides input into strategic decisions and...

The successful candidate, will be required to assist in the enforcement and administration of the relevant provisions of the International Trade Administration Act, 71 of 2002, with specific focus on enforcement. Participate in scheduled and unscheduled inspections and investigations, ensure compliance to the Act, regulations and related regulatory and...

Assistant Director: Fraud InvestigationsREF NO:HR 5/1/2/3/03SALARY:R per annumCENTER:Compensation Fund, PretoriaREQUIREMENTS:Three-year qualification in Commerce / Law. 4 years' functional experience in fraud investigation.Knowledge:Compensation Fund regulations, policies, and procedures. Customer Service principles (Batho Pele Principles). Criminal law,...