Investment Compliance Officer

Key Responsibilities:Monitor and report compliance with regulations like REG28, REG30, LTIA, CISCA, and more.Oversee compliance for Collective Investment Schemes, Pension Funds, Medical Aid Schemes, and Hedge Funds.Conduct Regulation 28 analysis, assist with quarterly reporting, and investigate breaches.Manage compliance data, liaise with regulators, and...

**Assistant Compliance Officer** **Cape Town** Implement and enforce the organisation's or business units' compliance program, consults on an on-going basis with Operational Managers. Ensures conformance with applicable laws and regulations covering diverse fields. Performs statistical sampling and monitoring. - Assist in monitoring compliance with...

The Investment Compliance Officer role is a combination of a Money Laundering Reporting Officer as well as the Deputy Information Officer (Data Protection) across the retail and institutional businesses for our client in SA. Key Responsibilities - Handling of all anti-money laundering matters for our client’s South African business, providing a compliance...

**Compliance Officer (Manco) Cape Town** Well-established client is looking for a Compliance Officer with **Manco compliance** experience in an investment or asset management environment **Salary**: Market Related **Minimum Requirements**: - Relevant tertiary qualification - Certificate in Compliance Management - Must have at least two years' **Manco...

Job DescriptionPss Recruitment is seeking a highly skilled Compliance Officer - Investment Industry Professional to join our team in Cape Town.The successful candidate will be responsible for providing compliance support and implementing risk and compliance policies and procedures for our advisory, fiduciary and consulting operations.This role is ideal for...

My client in Financial/Fund Services is looking for a Registered Compliance Officer ( CAT I or CAT III) to join their team in CPT. This is a Regulatory Compliance function - FAIS, S13B of the Pension Funds Act & FIC Compliance (FIC MLRO). Must have relevant Degree / Post Graduate Qualification with 3-5 years experience in a related regulatory Compliance...

Assistant Compliance Officer - 6 month fixed term contractDate: 13 Mar 2025Location: Tygervalley, Western Cape, ZAWho we are?Sanlam Investment GroupThe Sanlam Investment Group is uniquely equipped and positioned to deliver on its purpose of empowering generations to be financially confident, secure and prosperous. Through our vast in-house expertise and...

Job SummaryWe are seeking a skilled Compliance Specialist to join our Group Regulatory Compliance Team. The ideal candidate will have experience in driving regulatory excellence processes and shaping a digital customer experience in the investment management industry. You will be responsible for supporting technical expertise, vetting companies and trusts...

Our client is a **business financier** for viable small and medium enterprises (SMEs) in the world. They are passionate about financing, supporting and mentoring entrepreneurs. They have an exciting career opportunity for an experienced **Investment Officer** within their **Business Investment team** based in Bellville, Cape Town. **Responsibilities**: -...

Responsibilities include: - Reviewing and ensuring that marketing material is compliant with applicable legislation. Submit and review MDDs. - Fulfil the role of Money Laundering reporting officer. - Work closely with the Money Laundering Compliance Officer and provide contribution into the embedment of the Risk Management and Compliance Program. -...

Compliance Officer - Onboarding CorporateFull-timeManagerial role: NoBuilding the bank of tomorrow takes more than skills. It means combining our differences to imagine, discuss, code, develop, test, learn… and celebrate every step together. Share our vibes? Join Swissquote to unleash your potential.We are the Swiss Leader in Online Banking and we provide...

Who we are?Sanlam Investment GroupThe Sanlam Investment Group is uniquely equipped and positioned to deliver on its purpose of empowering generations to be financially confident, secure and prosperous. Through our vast in-house expertise and strategic partner networks, we can access all asset classes across the globe, private and public, actively and...

OPERATIONAL COMPLIANCE OFFICER (CAPE TOWN) Looking for a dynamic, passionate and results driven operational compliance officer with Collective Investment Scheme (CIS) experience and knowledge to join our team. This individual needs to be confident and willing to get involved in every aspect of the business where required. ROLE AND RESPONSIBILIES: -...

Company OverviewThe Sanlam Investment Group is a leading financial services and investment firm in Southern Africa. With assets under management and administration of over R2 trillion, the group provides comprehensive investment solutions to clients across various asset classes.Sanlam Limited: A Pioneer in Financial ServicesThe Sanlam Group has been a...

EXCLUSIVE AND UNIQUE OPPORTUNITY TO TRAIN IN INVESTMENT BANKING LOCATED IN MAURITIUS The deVere Group of companies is one of the world’s leading independent financial institutions offering clients across the globe the powerful combination of personal financial advice and innovative digital solutions. Founded in 2002 and now comprising of 97 different...

Who we are? Sanlam Investments Group is one of South Africa’s largest investment management companies. We have a performance history spanning over 100 years, and offer a range of investment and financial planning solutions to protect and grow the long-term wealth of our clients. **We take particular pride in**: - Sanlam’s longevity and innovation -...

Compliance Officer - Investment IndustryThis vacancy has been created within our client's risk and compliance team, based at their Cape Town office. This role is responsible for compliance support and implementation of risk and compliance policies and procedures for the advisory, fiduciary and consulting operations. The role also includes the accurate...

EXCLUSIVE AND UNIQUE OPPORTUNITY TO TRAIN IN INVESTMENT BANKING LOCATED IN MAURITIUS The deVere Group of companies is one of the world’s leading independent financial institutions offering clients across the globe the powerful combination of personal financial advice and innovative digital solutions. Founded in 2002 and now comprising of 97 different...

Compliance Officer - Investment IndustryThis vacancy has been created within our client's risk and compliance team, based at their Cape Town office.This role is responsible for compliance support and implementation of risk and compliance policies and procedures for the advisory, fiduciary and consulting operations.The role also includes the accurate...

Introduction Our client is a niched and well-established investment company that has an enviable track record of growth and commitment to service excellence. They now have a new role which will provide a great opportunity to work with a group awesome people in a great organisational culture and working environment based in Claremont in Cape Town. In this...