Current jobs related to Compliance Officer: GO: LS: Compliance: Houghton - Sandton - Sanlam

  • Compliance Officer: Go: Ls: Compliance: Houghton

    4 months ago

    Sandton, South Africa Sanlam Full time

    **Who are we?** Sanlam Life and Savings (SLS) is focused on serving our retail and corporate clients in South Africa and further developing our strategic advantages in the South African market. Sanlam Life and Savings consists of three clusters - Sanlam Corporate, Sanlam Retail Mass and Sanlam Retail Affluent. The Sanlam Life and Savings Office provides...

  • Compliance Officer

    3 months ago

    Sandton, South Africa Ericsson Full time

    **About this opportunity** We are looking for a **Compliance Officer** to assist us on our journey to sustainable compliance program that would be fully embedded in Ericsson’s culture and ways of working. The Compliance Officer duties will focus on continuously enhancing our culture of integrity, promoting awareness and alignment in the organization, and...

  • Compliance Officer

    4 weeks ago

    Sandton, South Africa Central Energy Fund Full time

    The purpose of the Compliance officer is to ensure that CEF SOC operates within legal and ethical boundaries, safeguarding its reputation and ensuring sustainable business practices. **REQUIRED MINIMUM QUALIFICATIONS AND EXPERIENCE** - Minimum 9 years demonstrated experience in legal compliance and compliance monitoring of which 3 -5 years must be at...

  • Compliance Officer

    3 months ago

    Sandton, South Africa IDC Full time

    The Compliance Officer is responsible for assisting and supporting SBUs/Departments in complying with the all applicable regulatory requirements (i.e. Laws, Regulations and Supervisory requirements (i.e. rules, codes and self-regulatory organizational standards) applicable to the IDC by facilitating the implementation, management and maintenance of the...

  • Compliance Officer

    3 weeks ago

    Sandton, South Africa IDC Full time

    The Compliance Officer is responsible for assisting and supporting SBUs/Departments in complying with the all applicable regulatory requirements (i.e. Laws, Regulations and Supervisory requirements (i.e. rules, codes and self-regulatory organizational standards) applicable to the IDC by facilitating the implementation, management and maintenance of the...

  • Compliance Officer

    2 months ago

    Sandton, South Africa Adzuna ZA B C2 Full time

    The Compliance Officer is responsible for assisting and supporting SBUs/Departments in complying with all applicable regulatory requirements (i.e. Laws, Regulations and Supervisory requirements (i.e. rules, codes and self-regulatory organizational standards) applicable to the organization by facilitating the implementation, management and maintenance of the...

  • Compliance Officer

    2 months ago

    Sandton, South Africa TalentCru Full time

    The Compliance Officer is responsible for assisting and supporting SBUs/Departments in complying with all applicable regulatory requirements (i.e. Laws, Regulations and Supervisory requirements (i.e. rules, codes and self-regulatory organizational standards) applicable to the organization by facilitating the implementation, management and maintenance of the...

  • Compliance Officer

    1 month ago

    Sandton, South Africa TalentCru Full time

    The Compliance Officer is responsible for assisting and supporting SBUs/Departments in complying with all applicable regulatory requirements (i.e. Laws, Regulations and Supervisory requirements (i.e. rules, codes and self-regulatory organizational standards) applicable to the organization by facilitating the implementation, management and maintenance of the...

  • Officer Group Compliance

    3 weeks ago

    Sandton, South Africa PPC Recruitment Full time

    The Compliance Officer is responsible for implementing and monitoring the adoption of PPC's compliance program across the group, business units, and site levels. This role involves ongoing consultation with operational managers to ensure alignment with compliance requirements and providing assistance and support accordingly.The Compliance Officer ensures...

  • Junior Compliance Officer

    4 months ago

    Sandton, South Africa B6 Group Full time

    **Job Posting: Junior Compliance Officer** **Position**: Junior Compliance Officer **Location**: Sandton, Johannesburg **Company**: Global Twelve Pty Ltd **About Us**: Global 12 is a trailblazing digital offshore bank, engineered to transform the financial sector by offering a comprehensive solution for banking, cryptocurrency exchange, credit card...

  • Legal and Compliance Specialist

    3 weeks ago

    Sandton, South Africa Motus Corporation Full time

    Job SummaryThe successful candidate will be involved in the on-going administration of legal and compliance procedures and controls, together with the development/enhancement thereof. The individual will be based at Motus Corporation and will be responsible to assist the Head of Legal, Compliance and Company Secretariat with audits, investigations, quarterly...

  • Compliance Officer

    3 weeks ago

    Sandton, South Africa PPC Recruitment Full time

    Job Summary:The Compliance Officer is responsible for implementing and monitoring the adoption of PPC's compliance program across the group, business units, and site levels. This role involves ongoing consultation with operational managers to ensure alignment with compliance requirements and providing assistance and support accordingly.Key...

  • Legal and Compliance Administrator

    3 weeks ago

    Sandton, South Africa Motus Corporation Full time

    The successful candidate will be involved in  the on-going administration of legal and compliance procedures and controls, together with the development/enhancement thereof. The individual will be based at Motus Mobility Solutions and will be responsible to assist the Head of Legal, Compliance and Company Secretariat with audits, investigations, quarterly...

  • Junior Compliance Officer

    3 months ago

    Sandton, South Africa CA Financial Appointments Full time

    Investment client seeks a Junior Compliance Officer to join their team. You'll need to have competed both your RE1 and RE3 with current relevant financial services industry compliance experience as listed below. Role reports to their Compliance Manager and works within a dynamic and passionate team.ResponsibilitiesResponsible for assisting with driving of...

  • Financial Crime Compliance Officer

    4 weeks ago

    Sandton, South Africa Discovery Ltd. Full time

    **Business Unit**:Discovery Bank**Function**:Banking**Date**:5 Sep 2024- Financial Crime Compliance Officer**About Discovery** - Discovery’s core purpose is to make people healthier and to enhance and protect their lives. We seek out and invest in exceptional individuals who understand and support our core purpose, and whose own values align with those of...

  • Compliance Monitoring Manager

    4 months ago

    Sandton, South Africa Bidvest Bank Full time

    The successful incumbent will be responsible for analyzing and monitoring regulatory and compliance risk indicators to ensure risks to the Bank and Strategic Alliance Partners are mitigated. Plan monitoring activities to be undertaken over a defined period, for example, review of specific policies and procedures, a compliance risk assessment, routine...

  • Junior Compliance Officer/ Aml

    4 months ago

    Sandton, South Africa Global 12 Pty Ltd Full time

    **Position**: Junior Compliance Officer **Location**: Sandton, Johannesburg **Company**: Global Twelve Pty Ltd **About Us**: Global 12 is a trailblazing digital offshore bank, engineered to transform the financial sector by offering a comprehensive solution for banking, cryptocurrency exchange, credit card services, international security trading, and...

  • Legal and Compliance Officer

    6 months ago

    Sandton, South Africa EMPIRE RECRUITMENT Full time

    An investment firm requires the expertise of a Legal and Compliance Officer. The candidate shall have:Three years’ post qualificationExcellent team working skillsAppetite to work with service providers in multiple jurisdictionsAppetite to take on new tasks and gain experience in new areas The role shall include:Money Laundering Reporting Office...

  • Chief Compliance Officer, Aro

    4 weeks ago

    Sandton, South Africa Absa Bank Limited Full time

    Empowering Africa’s tomorrow, together one story at a time. - With over 100 years of rich history and strongly positioned as a local bank with regional and international expertise, a career with our family offers the opportunity to be part of this exciting growth journey, to reset our future and shape our destiny as a proudly African group. Job Summary To...

  • Legal and Compliance Officer

    4 months ago

    Sandton, South Africa AJ Personnel Full time

    **Responsibilities** - Measure the Group’s compliance to legislation and report on all potential and actual compliance breaches - Facilitate the resolution of compliance breaches that reduces the risk to the Group - Maintain and update all compliance risk management plans for the Group Legal and Compliance Department - Resolve compliance issues by...

Compliance Officer: GO: LS: Compliance: Houghton

4 months ago

Sandton, South Africa Sanlam Full time

Who are we?

Sanlam Life and Savings (SLS) is focused on serving our retail and corporate clients in South Africa and further developing our strategic advantages in the South African market. Sanlam Life and Savings consists of three clusters - Sanlam Corporate, Sanlam Retail Mass and Sanlam Retail Affluent. The Sanlam Life and Savings Office provides strategic direction, coordination and support to the three clusters, as well as performing governance oversight that includes assurance provided by second line of defense functions in SLS, to enable us to meet our business objectives.

Build a successful career with us

We’re all about building strong, lasting relationships with our employees. We know that you have hopes for your future – your career, your personal development and of achieving great things. We pride ourselves in helping our employees to realise their worth. Through its five business clusters – Sanlam Fintech, Sanlam Life and Savings, Sanlam Investment Group, Sanlam Allianz, Santam, as well as MiWay and the Group Office – the group provides many opportunities for growth and development.

What will you do?

Analyse and interpret regulation and legislation, and using a risk-based approach. Identification and risk rating of applicable laws and regulations for responsible business units;  Development and implementation of compliance/legislative universe for responsible business units Development and implementation of Compliance Risk Management Plans (CRMPs) for core legislative and regulatory provisions; Compiling monitoring plans indicating the compliance monitoring methodology used and the frequency thereof;  Compiling monitoring reports on the results of monitoring;  Incident reporting, to ensure timeous escalation of compliance risks and incidents,  Interpret regulation and legislation and assist business units with practical implementation thereof  Advise and provide guidance to management on systems, policies, processes and controls implemented to enable compliance. Research and communicate applicable legislative developments to all stakeholders Assist with the promotion of a culture of compliance and awareness within Sanlam Sky and actively participating in compliance projects and training initiatives. Provide training on regulatory requirements to channels

Qualification and Experience

A legal or commercial degree  Compliance qualification (PG Diploma in Compliance Management) would be advantageous.  Meeting the competence, qualifications and experience requirements to be registered as a Compliance Officer with the Financial Sector Conduct Authority would be advantageous 3-6 years’ experience as a Compliance Officer in the Financial Services Industry

Knowledge and Skills

Knowledge of the financial services industry, especially insurance A thorough understanding and knowledge of compliance risk management and monitoring programmes A thorough understanding and knowledge of the regulatory requirements impacting on the various businesses (. FAIS, FICA, LTIA, PPR, POPIA) will be advantageous Decision making skills Technical professional skills Report writing skills Good communication and presentation skills

Behavioral Competencies

Analytical thinking Thorough and detail minded Ethical and principled The ability to manage people and processes effectively in instances where non-compliance is identified

Core Competencies

Being resilient - Contributing through othersCollaborates - Contributing through othersCultivates innovation - Contributing through othersCustomer focus - Contributing through othersDrives results - Contributing through others

Turnaround time

The shortlisting process will only start once the application due date has been reached. The time taken to complete this process will depend on how far you progress and the availability of managers.