Senior Compliance Officer

7 days ago


Johannesburg, Gauteng, South Africa CapConnect Full time R800 000 - R1 200 000 per year

The successful candidate will be responsible for delivering a high-quality outsourced compliance and risk management service to a portfolio of Financial Services Provider (FSP) clients. The role includes providing strategic guidance and technical support to the compliance team while ensuring adherence to FSCA, FICA, and other applicable regulatory frameworks.

This senior role requires deep regulatory knowledge, and the ability to manage multiple clients across different sectors within the financial services industry.

Minimum Qualifications and Experience

  • Registered and approved as a 
    Compliance Officer
     with the 
    FSCA
     (Category I & II).
  • Recognised 
    Legal or Business Degree
    .
  • Successfully completed 
    RE1, RE3, and RE5
     examinations.
  • Minimum of 
    10 years' proven experience
     in compliance and risk management within the 
    financial services industry
    .
  • Management experience
    —proven track record of leading and developing a compliance team.
  • Experience across multiple financial sectors
     (e.g., asset management, advisory, forex, or alternative investments).
  • Experience in crypto or derivative markets
     will be a distinct advantage.

Note:
 Only candidates meeting these minimum criteria will be considered.



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