Compliance Officer

1 week ago

Pretoria Centurion GP ZA Primary FIC Full time R300 000 - R600 000 per year
Description

Perform compliance monitoring tasks and activities on the universe of entities subject to the Financial Intelligence Centre Act, No. 38 of 2001 (FIC Act) utilising compliance monitoring systems and processes. 


•    Undertake compliance monitoring tasks and activities on compliance monitoring systems and applications in relation to the compliance universe of entities, as directed, including: 

    Conducting desktop monitoring of institutions regarding registration and reporting compliance;

    Responding to public and stakeholder queries on the FIC Act compliance and ML/TF/PF risk matters within prescribed timelines;

    Drafting responses to stakeholder correspondence and drafting minutes of stakeholder meetings, within prescribed timelines and format.

•    Engage with supervisory bodies and external institutions to monitor and enhance the level of understanding of ML/TF/PF risks and compliance with FIC Act.

•    Identify compliance issues experienced and provide compliance solutions to identified issues within assigned industry sectors affected by the FIC Act.

•    Develop a sound understanding of the activities and the ML/TF/PF risks of assigned regulated institutions and sectors under the FIC Act.

•    Develop expertise in providing forward-thinking compliance direction and advice to regulated institutions, persons and sectors under the FIC Act.

•    Build and maintain professional relationships with assigned supervisory bodies, regulated institutions and other stakeholders affected by FIC Act

•    Work closely with other Programmes within the Division and FIC to deliver on all outputs.

•    Conduct compliance reviews of identified entities, within specified timelines, prepare reports on such reviews and follow up on remedial actions when necessary.

•    Review and revise risk-based compliance research papers of existing and new industry sectors or stakeholders, including universe, scope and industry ML/TF/PF risks.

•    Timeously respond to assigned public queries.

•    Assist with the inspections when required, including the follow up of remedial actions.

•    Assist with compliance awareness initiatives including presentations.

•    Assist with industry sector risk assessments, including analysing responses, drafting and reviewing resultant reports.

•    Adhere to administration and record management policies/procedures within the FIC. 

Education, Skills and Experience

•    Relevant University Degree (e.g. LLB, BCom). Post Graduate Compliance Management qualification is preferred.

•    3 or more years' experience in relevant field i.e. compliance/risk experience, including practical experience in the application of compliance methodologies, of which 1 year must be practical experience in the AML/CFT environment

•    Relevant experience in sectors subject to Financial Intelligence Centre Act.


  • Assistant Enforcement Officer

    1 week ago

    Pretoria - Centurion, GP ZA (Primary) FIC Full time R250 000 - R500 000 per year

    Description To assist with the administration of enforcement matters in terms of non-compliance with the Financial Intelligence Centre Act 38 of 2001 (the FIC Act). KEY PERFORMANCE AREAS:TECHNICAL COMPETENCIES• Assist with enforcing compliance with the provisions of the FIC Act. • Assist in drafting relevant administrative sanction notices for the...

  • Compliance Officer

    4 days ago

    Centurion, South Africa PSG Insure Full time

    **Job description**: PSG Distribution is currently recruiting for a Category I Compliance Officer position. Reporting to the Head: Compliance - Distribution, you will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence on the PSG Admin platform and adviser...

  • Compliance Officer

    7 days ago

    Centurion, South Africa Progressive Edge Full time

    Permanent Centurion ( Hybrid) An insurance company based in Centurion is looking to hire a Compliance Officer to join their organisation. Your role will have you implement the compliance strategy aligned to the compliance monitoring plan and assist the business in honouring their responsibility to comply with applicable regulatory requirements through...

  • Compliance Officer

    1 week ago

    Centurion, South Africa OUTsurance Full time

    **Company Description** OUTsurance has been propelling the South African insurance industry forward for the last 27 years. As leaders in the field, we’re always looking for innovative ways to create digitally advanced solutions, without losing sight of our human values. Our continued success can be attributed to outstanding employees who set the bar high...

  • Compliance Officer

    1 week ago

    Centurion, South Africa Momentum Insure Company Limited Full time

    **Introduction** **Disclaimer** - As an applicant, please verify the legitimacy of this job advert on our company career page. **Role Purpose** - Implement the compliance strategy aligned to the compliance monitoring plan to assist the Momentum Insure business in honoring their responsibility to comply with applicable regulatory requirements through...

  • Compliance Officer

    2 weeks ago

    Centurion, South Africa Momentum Insure Company Limited Full time

    **Introduction**Disclaimer** - As an applicant, please verify the legitimacy of this job advert on our company career page.**Role Purpose** - Implement the compliance strategy aligned to the compliance monitoring plan to assist the Momentum Insure business in honoring their responsibility to comply with applicable regulatory requirements through directing...

  • Compliance Officer

    1 week ago

    Centurion, South Africa Smith Garb Full time

    Gauteng, Centurion - 500000pa - 500000pa Head Office of a Group of Companies based in Centurion, has an exciting opportunity for a Compliance Officer (EE). The purpose of the role is to ensure that the Group complies with the provisions of the Financial Markets Act, the Rules and Directives of the JSE as well as to identify and report any contraventions of...

  • Compliance Officer

    1 week ago

    Pretoria, South Africa SiG Labour Corporate Full time

    **COMPLIANCE OFFICER** The Compliance Officer will be responsible for ensuring that the company complies with all Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), and Financial Intelligence Centre Act (FIC Act) requirements, as well as any related legislation. The role involves implementing and maintaining the Risk Management and Compliance...

  • Compliance Officer

    3 days ago

    Pretoria, South Africa SiG Labour Corporate Full time

    COMPLIANCE OFFICER The Compliance Officer will be responsible for ensuring that the company complies with all Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), and Financial Intelligence Centre Act (FIC Act) requirements, as well as any related legislation. The role involves implementing and maintaining the Risk Management and Compliance...

  • Compliance Officer

    3 weeks ago

    Pretoria, South Africa Dante Personnel Full time

    Minimum requirements: A Legal, Accounting, or Financial degreeApproved by the FSCA as a Compliance Officer for Category IRegistered with the FSCA as a Compliance Officer (Category I)Minimum of 3 years experience in compliance or risk management within the financial services industryExperience working with Category I FSPsValid drivers licenseConsultant:...