Manager: Legal

1 day ago

Johannesburg, Gauteng, South Africa Hollard Insurance Full time

Job Purpose
To provide legal and compliance support to the Investments business. Develop, implement, and maintain a system of compliance (i.e. 1st Line) for Hollard Investments (HI), and in addition provide legal support, across the 4 areas of business being Hollard Investment Managers, Honey Platform, Implemented Portfolios Solutions and Balance Sheet Management.

Key Responsibilities
Compliance support:

  • Responsible for the compliance program development, annual compliance strategy planning and compliance audit planning
  • Undertake regulatory risk identification, assessments, risk management planning and monitoring activities
  • Screen the regulatory environment for changes and developments that impact Hollard Investments
  • Evaluate new regulatory requirements, advise business on practical impacts and implications
  • Represent the Investments business on new compliance projects and initiatives to be implemented and where new or amended legislation requires it
  • Guiding remedial action plans and risk mitigation strategies in line with businesses' objectives

Sit on one or more of the following trustee boards :

  • Hollard Life Retirement Annuity Fund
  • Regent Life Retirement Annuity Fund
  • ASISA Regulation 28 working group
  • ASISA Retirement Fund Reform Steering Committee
  • Maintain professional and technical knowledge by attending educational workshops, reviewing compliance related publications, and self-study

  • Legal Support:

  • Provide advice and opinions on legal issues and risks and refer complex or urgent matters for external advice where appropriate

  • Assess legal risks associated with contractual arrangements and advise the BU as to risks, thereof.
  • Advising on the management of legal risks involved in implementing the Hollard Investments business plans.
  • Manage the contracting process of appointed service providers

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