Senior Compliance Officer

3 days ago

Pretoria, Gauteng, South Africa Hire Resolve Full time R900 000 - R1 200 000 per year

Hire Resolve is currently seeking a Senior Compliance Officer to join our client's team. In this role, you will be responsible for effectively delivering a quality compliance and risk management service to our clients at a regional level and adherence to the compliance requirements as dictated by the FSCA. This is a great opportunity for an experienced compliance professional to take on a leadership role and make a significant impact within a dynamic organization.

Responsibilities 

  • Outsourced compliance function delivered to financial services clients and other FICA-accountable
    institutions.
  • Fulfil compliance function required in terms of FAIS, FICA, and other applicable legislation and business
    requirements.
  • Establish a culture of compliance and provide a compliance risk framework to clients.
  • Assist clients to achieve the TCF outcomes.
  • Perform all functions to the standard and deadlines set by Regional Manager.
  • Provide clients with high quality, personalised and substantive reports.
  • Include clients in compliance processes and provide post monitoring feedback.
  • Maintain records as required by the business.
  • Display behaviour and attitudes that positively contributes to the well-being and development of the
    regional team, the company, and its clients.
  • Sourcing and signing up of new clients.

Requirements 
  • A Legal/Accounting/Financial degree or
  • A FSCA (FSB) recognised qualification.
  • Registered as a FSCA approved Compliance Officer, Category I (Category II if possible).
  • Minimum 5 years' experience in compliance or risk management within the financial services industry

Contact Hire Resolve for your next career-changing move today

  • Our client is offering a highly competitive salary for this role based on experience.
  • Apply for this role today, contact Michaela Boustred at Hire Resolve or on LinkedIn
  • You can also visit the Hire Resolve website:  or email us your CV: [email protected]

We will contact you telephonically in 3 days should you be suitable for this vacancy. If you are not suitable, we will put your CV on file and contact you regarding any future vacancies that arise.

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