Internal Compliance Officer

4 days ago

Umhlanga, South Africa Apzor Full time

**Job Summary**:
The Internal Compliance Officer will be responsible for ensuring that the organization adheres to regulatory requirements and internal policies related to banking and cryptocurrency operations. This role involves developing, implementing, and monitoring compliance programs, conducting risk assessments, and providing guidance to staff on compliance matters.

**Key Responsibilities**:
**Regulatory Compliance**:

- Monitor and interpret applicable laws and regulations in the banking and crypto sectors.
- Ensure compliance with the Financial Sector Conduct Authority (FSCA) and South African Reserve Bank (SARB) regulations.

**Compliance Program Development**:

- Design, implement, and maintain compliance policies and procedures.
- Conduct regular reviews and updates of compliance programs to reflect changes in legislation.

**Risk Assessment**:

- Perform compliance risk assessments to identify potential areas of non-compliance.
- Develop strategies to mitigate compliance risks.

**Training and Awareness**:

- Conduct training sessions for employees on compliance policies, procedures, and ethical standards.
- Promote a culture of compliance and ethical behavior within the organization.

**Monitoring and Reporting**:

- Monitor compliance with internal policies and external regulations.
- Prepare and present compliance reports to senior management and the board.

**Investigation and Resolution**:

- Investigate compliance breaches and recommend corrective actions.
- Collaborate with relevant departments to resolve compliance issues.

**Stakeholder Engagement**:

- Liaise with regulatory bodies and external auditors on compliance matters.
- Maintain relationships with industry groups and associations to stay informed on best practices.

**Qualifications**:

- **Education**:

- Bachelor’s degree in Finance, Law, Business Administration, or a related field.
- Professional certification (e.g., CAMS, CCEP, or similar) is preferred.
- RE1, RE3, RE5
- **Experience**:

- Minimum of 3 years of experience in compliance within the banking or cryptocurrency industry.
- Strong understanding of South African financial regulations and compliance frameworks.

**Skills**:

- Excellent analytical and problem-solving skills.
- Strong communication and interpersonal skills.
- Ability to work independently and as part of a team.
- Proficient in compliance software and Microsoft Office Suite.

**Personal Attributes**:

- High ethical standards and integrity.
- Detail-oriented with a proactive approach to compliance.
- Ability to handle sensitive information with confidentiality.

Work Location: In person

  • International Banking Officer

    1 week ago

    Umhlanga, KwaZulu-Natal, South Africa Hire Resolve Full time

    Job Title: International Banking OfficerLocation: Umhlanga, KwaZulu-NatalIndustry: BankingHire Resolve is looking for a motivated and detail-oriented International Banking Officer to join our client's team in Umhlanga. The ideal candidate will have a thorough understanding of the banking industry, particularly with regards to international transactions and...

  • Compliance Officer- Kzn

    3 days ago

    Umhlanga, South Africa Discovery Ltd. Full time

    **Business Unit**:Discovery Central Services **Function**:Compliance **Date**:29 Jan 2025 **Compliance Officer (Oversight) KZN** **About Discovery** Discovery’s core purpose is to make people healthier and to enhance and protect their lives. We seek out and invest in exceptional individuals who understand and support our core purpose, and whose own...

  • Senior Legal and Compliance Officer

    2 weeks ago

    Umhlanga, South Africa BET Software Full time

    BET Software is looking for a **Senior Legal and Compliance Officer** that will develop efficient compliance systems, and work with Teams to implement effective and adequate operations (strategic across our organisation. Your responsibilities will include collaborating with local and international certification boards, regulators and partners. You must have...

  • Compliance Officer

    3 days ago

    Umhlanga, South Africa Hampshire Independent Advisors Full time

    We are looking for an energtic person with an aspiration for growth to join a young team; to manage the legal and compliance aspect of the operation. Must be suitably qualified and at least 3 years insurance industry experience. **Job Types**: Full-time, Permanent **Salary**: R12,000.00 - R30,000.00 per month **Education**: - High School (matric)...

  • Internal Auditor

    7 days ago

    Umhlanga, KwaZulu-Natal, South Africa Gbs Full time

    About the RoleWe are seeking experienced Internal Auditors to join our dynamic Call Centre division within a regulated Financial Services Provider (FSP). This role is critical in ensuring the quality, compliance, and operational integrity of our call centre activities. You will be responsible for reviewing calls, assessing documentation, conducting process...

  • Internal Auditor

    4 days ago

    Umhlanga, KwaZulu-Natal, South Africa GBS Full time

    About the RoleWe are seeking experienced Internal Auditors to join our dynamic Call Centre division within a regulated Financial Services Provider (FSP). This role is critical in ensuring the quality, compliance, and operational integrity of our call centre activities. You will be responsible for reviewing calls, assessing documentation, conducting process...

  • Junior Manager

    1 week ago

    Umhlanga, South Africa Rewardsco Full time

    **Requirements**: - Matric - A minimum of 3 years Management experience in a call centre environment - Proven track record across the International markets, mainly US - Proficient in Microsoft Office Suite - Must have excellent communication skills and sound understanding of the International Market - Clear Criminal record **Benefits** - Comprehensive...

  • Compliance Agent Required

    4 days ago

    Umhlanga, South Africa Strauss Daly Full time

    **Compliance Agents**: We are recruiting compliance agents to work at our branch in Umhlanga. The position involves data verification to ensure that information complies with the compliance regulations of the clients. **Skills**: - Attention to detail - Ability to work under pressure - Adaptability - Interpersonal skills - Working systemically and...

  • Legal Intern

    1 week ago

    Umhlanga, South Africa Remove Debt Full time

    As a Legal Intern at Remove Debt, you will gain valuable hands-on experience in a fast-paced and supportive environment. You will work closely with our experienced legal team on a variety of tasks, providing you with exposure to different areas of law and the day-to-day operations of a legal setting. **Responsibilities**: - Conduct legal research and...

  • Compliance & Regulatory Manager (Banking)

    3 days ago

    Umhlanga, South Africa Sakhona HR Full time

    Our client, a leading banking institution is looking to employ an experienced, dynamic and suitably qualified Compliance & Regulatory Manager to be based at their office in Durban. **Duties & Responsibilities** Compliance responsibilities including but not limited to guiding Personnel, Training, Analysis and Monitoring etc. **Desired Experience &...