Senior Legal and Compliance Officer

6 days ago

Cape Town, South Africa Finovate Full time

Our client, an Investment Consultant Company, is looking for a **Senior Legal and Compliance Officer** to join their team in the **Plattekloof, **Cape Town, area.

To assist the Head of Governance, Governance Team and External Compliance Officer with group governance risk and compliance.

**Areas of Responsibility**:
**Compliance**:

- Expert knowledge and in-depth understanding of CISCA and all the regulations.
- Good understanding of FAIS, FICA and POPIA.
- Good understanding of FX.
- Assist in implementing and maintaining policies.
- Assist with mandate compliance and mandate monitoring.
- Analysis and implementation of regulatory changes.
- Assist in the implementation of new legislative requirements.
- Provide training or prepare material on regulatory changes.
- Review of Investment Partner FAIS documents.
- Review of legal documents with service providers.

**Technical support**:

- Legal and technical query management.
- Second pair of eyes on all agreements.
- Second pair of eyes on all policies.

**Other**:

- Must be able to prepare and deliver presentations on topics such as changes in regulations or new developments which impact on the business.
- Attend Investment Committee meetings periodically.
- Ad hoc projects.

**Skills required**:

- Excellent interpersonal skills - must be comfortable presenting to groups.
- Team player.
- Good attention to detail.
- Excellent operational efficiency.
- Personal accountability.
- Hardworking.
- Positive.
- Be able to multi-task.

**Qualifications and Experience**:

- Minimum of 10 years’ experience in a compliance role or a similar role.
- Legal qualifications.
- Expert knowledge in collective investments (CISCA).
- Good understanding of FAIS, POPI and FICA.

Area: Plattekloof, Cape Town.

Salary offered: R66 000 per month (depending on experience and qualifications.

To start as soon as possible.

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