Specialist Analyst Investment Providers Department

**Purpose of the Job**: To assist the department in ensuring that the approved authorised Financial Services Providers (FSPs) and their Compliance Officers complies with the Financial Advisory and Intermediary Services (FAIS) legislation. The person appointed to these positions will report to the Manager. **Key Performance Areas**: ? Analyse annual...

**Purpose of the Job**: To manage and direct the activities of the alternative investment managers in conjunction with the Departmental Head and to advance sound and appropriate supervision of the alternative investment managers. The person appointed to this position will report to the Departmental Head: Supervision Investment Providers. **Key Performance...

Overview The purpose of this role is to assist the Investment Analyst in providing extensive reporting, monitoring and analysis of the investment portfolios of the Corporation and the establishment and upkeep of the systems to support these functions. The role also entails liaising with the Corporation’s back and middle offices and the custodian. The...

Purpose Of The Job To assist the department with the processing of new licence application, developing, streamlining, and ensuring appropriate licensing processes, procedures, frameworks. To assist with the development and enhancement of regulatory frameworks providing commentary views on policy matters impacting the licensing processes. The person appointed...

**Purpose of the Job**: To assist the department in ensuring that the approved authorised Financial Services Providers (FSPs) and their Compliance Officers comply with the Financial Advisory and Intermediary Services (FAIS) legislation and its subordinate legislation. The person appointed to this position will report to the Manager. **Key Performance...

Are you an Investment Specialist? We specialize in personal financial planning and advice, catering to the individual financial needs and goals of our HNW clients. Should you qualify, you would become one of our highly qualified and experienced senior financial advisers, using our proven process that identifies key areas requiring focused advice. Our...

Company Description At New Road Capital , we’re excited to be expanding our team as we continue to grow and innovate. This is a great opportunity to join a dynamic environment where collaboration, fresh thinking, and excellence drive everything we do. Role Overview The Investment Analyst will be responsible for conducting detailed financial analysis,...

Symotree is searching for high-performing Investment Analyst for our client to fulfil the role outlined below.Role:Investment AnalystLocation:South Africa (Hybrid)Type:Full-time | Private Investment FirmAbout The Hiring OrganisationThe organisation is a privately held investment company (BVI domiciled) built on a simple design —one ship, two engines, one...

Overview Join to apply for the Investment Specialist - Pretoria role at Coronation Fund Managers Support the sale of CFM’s retail products through linked product providers, broker consultants and financial advisers. Responsibilities Support the sale of CFM’s retail products through linked product providers, broker consultants and financial advisers....

**Purpose of the Job** **Key Performance Areas** - Conducts "Market Conduct Market Surveillance” which begins with computerised analyses of activities that trigger “alerts” requiring additional review to determine whether the activity was a violation of a law, rule, regulation, policy or procedure requirement related to one or more Market Conduct Risk...