Regulatory Compliance Manager

2 weeks ago

Durban, South Africa Watershed Consulting Full time

**Job Description**:
Regulatory Compliance Manager

Experience and qualifications:
5-7 years’ experience in a compliance and regulatory position in a bank

LLB qualification/or similar and other compliance related courses/qualifications

In-depth knowledge of FIC Act, POPI, FAIS, GDPR, EXCON Regulations, Conduct Standards and other applicable legislation impacting Banks

**Job Description**:
Guide and advise Business and management on Compliance requirements (POPI, FAIS, TCF, FIC Act, FATCA, CRS, EXCON Regs, Conduct Standards).

Updating of Policy & Procedure Manuals due to regulatory and operational changes in terms of key legislation affecting the Bank.

Conduct compliance training as per the compliance training plan. Update training manuals in line with regulatory changes and policy requirements.

Assist in compiling a compliance monitoring plan and reporting against plan.

Assist in compiling an annual Compliance Activity Plan for approval by the BoD.

Assist in reviewing the Legislative Risk Matrix on an annual basis and submit to the BoD.

Conduct compliance monitoring and testing, including providing recommendations and actions plans

Develop and update Compliance Risk Management Plans.

Assist in submitting FATCA and CRS reports to the SARS including implementation of new reporting requirements.

Assist in managing and overseeing the REKYC and Enhanced Due Diligence (EDD) processes

Assist in preparing and submitting all required reports to Group and Audit Committee on a quarterly basis.

Regularly review the Compliance Monitor’s functioning, quality of commentary and timeliness of clearing, including conducting investigations and filing of reports where required.

Assist in providing guidance on new product & delivery channel development.

Assist in filing of regulatory reports to the respective regulators

**Skills**:
Compliance

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