Senior Regulatory Compliance Manager

5 days ago

Durban, South Africa New World Personnel Consultants Full time

Senior Regulatory Compliance Manager A position has become available for a Senior Regulatory Compliance Manager based in Durban. Job Purpose Provide advice, guidance, recommendations on the adherence of regulatory compliance practices in client facing divisions ensuring compliance regulatory risks are identified, assessed, and reported on for the Group. Job Responsibilities Identify and manage all Regulatory requirements of the Group. Manage the completion of all commentary and/or impact assessments requests from various Regulatory Bodies including the Prudential Authority, Financial Intelligence Centre, National Credit Regulator, and Information Regulator. Provide expert guidance and recommendations to ensure adherence to multiple laws and regulations regulating the affairs of the Group. Demonstrate in-depth understanding of key legislation such as the NCA, FAIS Act, POPIA, FIC, and other applicable laws (including subordinate legislation) that impact the Group. Conduct compliance regulatory training, keeping Compliance and all internal stakeholders (1st line) informed and updated on regulatory changes and policy requirements. Build and maintain trusted relationships with internal stakeholders by establishing effective partnerships to identify and manage compliance regulatory risks. Develop and maintain a clear understanding of the scope and nature of the business conducted by 1st line (business acumen). Develop a solid understanding of all high-risk legislation that applies to the Group. Keep abreast of all regulatory developments/changes that may potentially impact the Group and engage with all relevant stakeholders on a timely basis to ensure business readiness and ongoing compliance risk management. Contribute to the creation of a compliance culture and compliance awareness in the division by becoming a trusted advisor. Execute on all Regulatory Compliance projects (end-to-end) within set timelines. Provide advice, guidance, and recommendations on whether regulatory compliance requirements are met. Ensure accurate and timely reporting on any non-compliance, the management of compliance risks, and the state of compliance in the division. Provide advice, guidance, and recommendations to stakeholders on the state of regulatory compliance by reporting on how key risks are being managed, highlighting areas that require immediate attention, and recommending corrective action to stakeholders. Present potential compliance regulatory findings to stakeholders through formal engagement. Take an active part in all Regulatory Compliance governance. Assist in filing regulatory reports to the respective regulators, keeping the Group in good standing with regulatory bodies. Qualifications: LLB Degree Admitted Attorney Member of the Compliance Institute of SA RE5 Accredited: Advantageous 5-7 years’ experience in a regulatory compliance position, 3 of which must have been in a managerial role - preferably in financial services. Salary market related for a senior position. #J-18808-Ljbffr

  • Senior Regulatory Compliance Manager

    3 weeks ago

    Durban, South Africa New World Personnel Consultants Full time

    Senior Regulatory Compliance Manager A position has become available for a Senior Regulatory Compliance Manager based in Durban. Job Purpose: Provide advice, guidance, recommendations on the adherence of regulatory compliance practices in client facing divisions ensuring compliance regulatory risks are identified, assessed, and reported on for the Group. Job...

  • Senior Manager

    5 days ago

    Durban, South Africa Future Careers Full time

    Job Description Responsibilities: Identify and manage all Regulatory requirements of the Group, including mortgage providers and insurance companies offering credit life and homeowners. Manage the completion of all commentary and/or impact assessments requested from various Regulatory Bodies including the Prudential Authority, Financial Intelligence Centre,...

  • Senior Regulatory Compliance Manager

    2 weeks ago

    Durban, South Africa TLT Appointing Full time

    **Company Description** About Us: TLT Appointing provides recruitment serves via a team of specialist recruitment consultants in the following areas Finance, HR, IT & Telecommunications, Financial Services, Engineering, FMCG & Retail, Consulting & Professional Services, Public Sector, Executive Search - Compliance Risk Management with current legislation,...

  • Regulatory and Compliance Specialist

    4 weeks ago

    Durban, South Africa Buckman Full time

    Overview Regulatory and Compliance Specialist role at Buckman. Location: Hammarsdale, Durban, South Africa. Language: English. Seniority: Mid-Senior Level. Employment Type: Full-Time. This position is responsible for ensuring compliance with laws and regulations associated with the sale of chemical products, contributing to the company’s success in a...

  • Senior Regulatory Compliance Lead, Financial Services

    1 week ago

    Durban, South Africa New World Personnel Consultants Full time

    A leading recruitment agency seeks a Senior Regulatory Compliance Manager in Durban. The role involves managing regulatory compliance, providing guidance on adherence to laws, and training stakeholders. Candidates must hold an LLB degree, be an admitted attorney, and have 5-7 years of experience in regulatory compliance, with at least 3 years in a managerial...

  • Regulatory and Compliance Specialist

    5 days ago

    Durban, KwaZulu-Natal, South Africa Buckman Full time R400 000 - R800 000 per year

    DescriptionREGULATORY AND COMPLIANCE SPECIALISTOPERATIONS DIVISION, HAMMARSDALELocation: Hammarsdale, Durban, South AfricaLanguage(s) Requirements: EnglishSeniority Level: Mid-Senior LevelEmployment Type: Full-TimeA Regulatory and Compliance Specialist position has become available at an international manufacturing company. This is a fast - paced but...

  • Regulatory And Compliance Specialist

    3 weeks ago

    Durban, South Africa Buckman Full time

    DescriptionREGULATORY AND COMPLIANCE SPECIALISTOPERATIONS DIVISION, HAMMARSDALELocation: Hammarsdale, Durban, South AfricaLanguage(s) Requirements: EnglishSeniority Level: Mid-Senior LevelEmployment Type: Full-TimeA Regulatory and Compliance Specialist position has become available at an international manufacturing company. This is a fast - paced but...

  • Specialist: Regulatory and Compliance

    2 weeks ago

    Durban, South Africa Elchemie Full time

    Overview International Chemical Manufacturer has a vacancy for a Regulatory and Compliance Specialist, within a fast-paced, friendly environment. The role will focus on ensuring compliance with the laws and regulations associated with the sale of chemical products. Relevant tertiary qualification and a minimum of 5 years relevant experience required. The...

  • Compliance Manager

    1 week ago

    Durban, South Africa GBS Full time

    We are seeking an influential and service-focused **Compliance Manager** with exceptional planning and organisational skills to provide compliance support and guidance to our internal teams while engaging with external partners. **Key Responsibilities**: - ** Compliance and Risk Management**: - Maintain the compliance and risk management framework and...

  • Legal and Compliance Manager

    2 weeks ago

    Durban, South Africa TLT Appointing Full time

    Company Description About Us: TLT Appointing provides recruitment serves via a team of specialist recruitment consultants in the following areas Finance, HR, IT & Telecommunications, Financial Services, Engineering, FMCG & Retail, Consulting & Professional Services, Public Sector, Executive Search **Job Description**: **Legal Function key areas of...