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Financial Services Compliance Specialist
1 week ago
We are a leading financial services and investment firm in Southern Africa, with a strong commitment to empowering generations to be financially confident, secure, and prosperous. Our team of experts provides innovative solutions to our clients, leveraging our vast in-house expertise and strategic partner networks.
Job SummaryWe are seeking a highly skilled Investment Compliance Professional to join our team. The successful candidate will be responsible for assisting in monitoring compliance with applicable legislation and internal requirements. Key responsibilities include:
- Identifying and assessing compliance risk areas periodically and addressing findings through relevant action plans.
- Developing, promoting, and maintaining compliance standards and procedures.
To be successful in this role, the ideal candidate will possess:
- A relevant tertiary qualification.
- 2-3 years of relevant experience, preferably in an asset management environment.
- A good working knowledge of FAIS, AML & FICA, and other related legislation.
We offer a competitive package, including opportunities for growth and development within our organization. Our commitment to transformation and diversity makes us an attractive employer for talented individuals.
