Senior Compliance Officer

**Introduction** - The Senior Compliance Officer will be responsible for monitoring and reporting results of compliance of all licenses and with laws, good governance prescripts, the rules and regulations of regulators, that company policies and procedures are being followed and that there is a compliance culture within the Group. **Disclaimer** - As an...

Our client is searching for a Risk & Compliance Officer to join their team in Sandton. (Hybrid)Main Purpose of RoleSupport the overall business strategy by managing the risk and compliance frameworks and programmes. Required Minimum Education / TrainingBcom / LLB / Postgraduate Diploma in Compliance preferred.Professional Risk Manager (PRM) certification is...

Job DescriptionThe Senior Compliance Officer will be responsible for ensuring that the organisation adheres to all applicable laws, regulations, and industry standards.Key ResponsibilitiesMaintain and review policies and procedures to prevent non-compliance with all applicable laws and regulations.Review and propose amendments to compliance policies and...

Job Title: Senior Legal Compliance ManagerOverview:Nedbank Head Office is seeking a Senior Legal Compliance Manager to join their team. This role will be responsible for developing and implementing strategies to mitigate legal risk and improve business outcomes.The successful candidate will collaborate with stakeholders to foster good relationships and...

**Introduction** - Through our client-facing brands Metropolitan and Momentum, with Multiply (wellness and rewards programme), and our other specialist brands, including Guardrisk and Eris Property Group, the group enables business and people from all walks of life to achieve their financial goals and life aspirations. We help people grow their savings,...

The Compliance Officer is responsible for assisting and supporting SBUs/Departments in complying with all applicable regulatory requirements (i.e. Laws, Regulations and Supervisory requirements (i.e. rules, codes and self-regulatory organizational standards) applicable to the organization by facilitating the implementation, management and maintenance of the...

The Compliance Officer is responsible for assisting and supporting SBUs/Departments in complying with all applicable regulatory requirements (i.e. Laws, Regulations and Supervisory requirements (i.e. rules, codes and self-regulatory organizational standards) applicable to the organization by facilitating the implementation, management and maintenance of the...

Job SummaryNedbank Head Office seeks a seasoned Compliance Officer Lead to spearhead regulatory compliance initiatives, ensuring the organization's adherence to relevant laws and regulations. This is an exciting opportunity for a motivated professional to join our team and contribute to maintaining the highest standards of integrity and governance.The ideal...

Our client, with more than 20 years of experience within the financial services field and a nationwide footprint, is seeking a compliance officer who will ensure that the company operates within the legal and regulatory frameworks applicable to the financial services industry.Location:BryanstonFormal Education:Related degree (LLB, Bachelor of Law, Finance,...

**Who are we?** Sanlam Life and Savings (SLS) is focused on serving our retail and corporate clients in South Africa and further developing our strategic advantages in the South African market. Sanlam Life and Savings consists of three clusters - Sanlam Corporate, Sanlam Retail Mass and Sanlam Retail Affluent. The Sanlam Life and Savings Office provides...

Job OverviewSanlam Limited, a leading financial services group, is seeking a highly skilled Senior Compliance Expert to join our Group Governance team.About the RoleThis exciting opportunity will involve working closely with our compliance office to develop and implement effective compliance monitoring programs across the organization. You will be...

We are looking for an experienced Compliance Officer - Key Individual to oversee the implementation of compliance programs across our client's insurance advice channels.About the Role:This is a critical position that ensures the effective management of Key Individual compliance risks.The successful candidate will be responsible for providing guidance on...

Job Summary:Nedbank Head Office seeks a Chief Risk Officer - Legal Compliance to oversee the development and implementation of strategies to mitigate legal risk and drive business outcomes.The successful candidate will have extensive experience in legal compliance and risk management.They will possess strong leadership skills to drive the Legal and...

Performing compliance monitoring on sites based on legislation, licence conditions and internal controls using a risk-based approach - Evaluating the adequacy of internal controls and amending as needed - Completion of detailed working papers, checklists and reports for all monitoring performed - Follow up on recommendations provided to sites to assess...

Job SummaryThe Senior Compliance Officer will play a critical role in ensuring that Guardrisk Group meets all regulatory requirements and maintains a strong compliance culture.The ideal candidate will have a deep understanding of the legislative framework and have at least 3 to 6 years of experience in insurance compliance. A Compliance Management...

**Company Overview:**Ubuntu Markets is a leading company in the Financial and Insurance Brokerage industries.We are seeking an experienced Compliance Manager to join our team.

About the RoleThe Senior Compliance Officer will play a critical role in maintaining our reputation by ensuring that we comply with all relevant laws and regulations.ResponsibilitiesDevelop and implement effective compliance processes and procedures.Monitor and report on compliance results, identifying areas of risk and recommending remedial...

The Recruitment Council is seeking a seasoned Senior Compliance Risk Manager to join our team. This role is crucial in ensuring adherence to Key Individual compliance requirements and practices across our client's insurance advice channels.Key Responsibilities:Monitor Key Individual compliance requirements and risks to determine the state of compliance...

Role PurposeThe Senior Compliance Officer will be responsible for monitoring and reporting results of compliance of all licenses and with laws, good governance prescripts, the rules and regulations of regulators, that company policies and procedures are being followed and that there is a compliance culture within the Group.ResponsibilitiesMaintain and review...

**Responsibilities** - Measure the Group’s compliance to legislation and report on all potential and actual compliance breaches - Facilitate the resolution of compliance breaches that reduces the risk to the Group - Maintain and update all compliance risk management plans for the Group Legal and Compliance Department - Resolve compliance issues by...