Senior Compliance Professional
2 weeks ago
HR Genie is a dynamic company seeking a skilled Senior Compliance Professional to join our team in Pretoria, Bellville or Bloemfontein.
About the RoleWe are offering a competitive salary of R850,000 per annum, plus benefits, to the right candidate.
Job DescriptionThis permanent position involves working in a compliance function in the financial services industry. The ideal candidate will have a related degree and 3-5 years of experience in a similar role.
The successful candidate will be responsible for:
- Regulatory Risk Management: Develop and implement a compliance coverage plan based on the approved regulatory framework, assist in maintaining compliance policies and procedures, and ensure timely submission of license profile changes to the Regulator.
- Licensing and Profile Changes: Ensure that all necessary actions are taken as per the compliance plan to achieve its objectives.
- Monitoring: Conduct monitoring as per the agreed compliance coverage plan, monitor and maintain all compliance registers, compile a monthly file monitoring schedule, and provide feedback to the Compliance Manager.
- Ad Hoc Support: Assist the Compliance Manager with any compliance project, including reporting to the regulator and other industry bodies.
- Recordkeeping: Store all compliance records securely in SharePoint, adhere to correct naming conventions, and maintain compliance documentation on the intranet.
- Training and Awareness: Assist the Compliance Manager with compliance training and awareness initiatives.
The successful candidate will also stay up-to-date with regulatory matters by attending webinars and reading newsletters, and attend regular compliance meetings as required.
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