Compliance Risk Professional

2 weeks ago


Pretoria, Gauteng, South Africa Catch Recruit Full time
  • Job Summary
  • As a Compliance Risk Professional at Catch Recruit, you will be responsible for the creation and updating of compliance risk management plans and monitoring compliance in accordance with primary and secondary legislation.
  • Implementing, maintaining, and managing a regulatory compliance management framework within the business, in accordance with the overall risk management framework and group requirements.
  • Create processes to meet regulatory requirements and mitigate identified compliance risks within the business.
  • Maintain a compliance culture within the business and analyze legislation to advise the business on regulatory changes that may impact compliance management.
  • Establish and maintain relationships with internal and external stakeholders.
  • Assist the business in creating processes to mitigate identified compliance risks and assist in drafting and implementing compliance policies.
  • Minimum of 3 years of compliance experience in a risk or compliance role in a Category I or II financial services provider environment.
  • Understanding of the financial services industry, specifically advisory, and knowledge of requirements, implementation, application, and monitoring of FAIS, FICA, and TCF.
  • Knowledge and understanding of legal principles and ability to interpret legislation, as well as compliance risk management principles.
  • A postgraduate compliance or risk management qualification and knowledge of the Financial Services Industry are advantageous.

Requirements

  • Relevant degree (preferably a law degree)
  • Computer literate and proficient in MS Office


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