Regulatory Compliance Expert

2 days ago

Cape Town, Western Cape, South Africa The Recruitment Council Full time
Compliance Intern

At The Recruitment Council, we are seeking a highly motivated and detail-oriented Regulatory Compliance Expert to join our dynamic Compliance Unit. As a key member of our team, you will play a pivotal role in ensuring our adherence to regulatory requirements, best practice guidelines, and internal policies.

About the Role:
  • Assist in fostering a culture of compliance under the guidance of the Compliance Officer.
  • Support compliance with relevant laws and regulations impacting insurers and financial services providers, focusing on FAIS, PPR, POPIA, FICA, and the Insurance Act.
  • Contribute to the development of risk-based Monitoring Plans.
Responsibilities:
  1. Take ownership of Compliance Monitoring activities.
  2. Manage changes in FAIS profiles and report on compliance levels.
  3. Presentation of findings and engagement with management.
  4. Maintenance of the Noncompliance Register and support for ad hoc compliance initiatives.
  5. Assistance in regulatory reviews, inspections, and investigations.
  6. Contribution to compliance awareness and training initiatives.
  7. Review and development of relevant policies.
  8. Assistance to the Head of Compliance in monitoring industry developments and emerging legislation.
  9. Reporting on new laws and their impact on our operations, ensuring awareness and understanding.
Requirements:
  • LLB, Risk Management, or BCom qualification.
  • Compliance Management Certificate or Postgraduate Diploma in Compliance (preferred).
  • 1 year of compliance experience (advantageous).
  • Solid understanding of financial services legislation.
  • Proficiency in MS Office with strong reporting skills.
Competencies:
  • Excellent communication skills, both verbal and written.
  • Team player with a flexible approach to work.
  • Strong problem-solving abilities and a proactive attitude.
  • Eagerness to learn and develop professionally.
  • Demonstrates integrity and ethical behavior.
  • Diligent with keen attention to detail.
  • Ability to perform under pressure and work independently when required.
  • Effective self-management skills.
Salary:

R420 000 per annum, depending on qualifications and experience. The Recruitment Council offers a competitive salary package and excellent benefits.

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