Financial Services Compliance Officer
3 days ago
CA Financial Appointments has an exciting opportunity for a Financial Services Compliance Officer to join their team.
About the Position
This role involves assisting in driving compliance policies and procedures, researching legislative updates, and implementing compliance plans.
Essential Requirements
- A relevant degree in Finance / Law / Accounting / Business Studies or similar is necessary.
- The successful candidate must have completed both RE1 and RE3 exams.
- Detailed knowledge and experience with FAIS, FSRA, FICA, POCA, POCDATARA, CISCA, CoFI, POPIA, and EU GDPR are required.
- Excellent communication and relationship building skills are also essential.
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