Compliance Officer

4 days ago

Johannesburg, Gauteng, South Africa SALT Employee Benefits Full time

Purpose

The Compliance Officer will be responsible for ensuring that Salt EB adheres to all legal and regulatory requirements related to being a financial services and retirement fund administration provider. This includes monitoring compliance with South African financial sector and retirement fund legislation, providing guidance to internal teams, and implementing compliance frameworks to mitigate risks.

Key Responsibilities

  • Develop, implement, and maintain compliance policies and procedures in line with the Pension Funds Act, Financial Sector Regulation Act, Financial Advisory and Intermediary Services (FAIS) Act, and other applicable legislation.
  • Monitor legislative and regulatory developments affecting the financial services and retirement fund industries and advise stakeholders on compliance obligations.
  • Conduct regular compliance audits and risk assessments to ensure adherence to legal and regulatory standards.
  • Develop and implement compliance training programs for employees to promote awareness of regulatory requirements.
  • Ensure that Salt EB maintains proper records and documentation in compliance with regulatory requirements.
  • Act as a liaison between Salt EB and its outsourced compliance consultant (Moonstone), regarding compliance matters.
  • Act as a liaison between Salt EB and regulatory bodies, such as the Financial Sector Conduct Authority (FSCA), regarding compliance matters.
  • Assist in preparing reports for the Board, senior management, and regulators on compliance-related matters.
    Investigate compliance breaches and work with relevant departments to implement corrective actions.
  • Support the due diligence process for clients and service providers to ensure compliance with anti-money laundering (AML) and counter-terrorism financing (CTF) regulations.
  • Stay updated on industry best practices and emerging compliance risks related to the financial services sector and retirement fund administration.

Qualifications & Skills

  • Bachelor's degree in law, Business Administration, Risk Management, or a related field.
  • Registered Compliance Officer (FSCA approval) or relevant compliance certification (e.g., CPrac (SA), CProf (SA), or similar).
  • Minimum 3-5 years of experience in compliance, risk management, or regulatory affairs within the retirement fund industry or financial services sector.
  • Strong knowledge of South African financial services and retirement fund laws, regulations, and industry standards.
  • Excellent analytical, problem-solving, and communication skills.
  • Ability to work independently and provide strategic compliance advice to senior management.
  • Proficiency in Microsoft Office Suite and compliance management systems.
  • Experience working with retirement funds and financial services.
  • Familiarity with King IV governance principles and risk management frameworks.
  • Strong interpersonal skills to engage with stakeholders at various levels.

  • Compliance Officer

    2 days ago

    Johannesburg, Gauteng, South Africa Standard Bank of South Africa Limited Full time

    We are looking for a skilled Compliance Officer to join our team at Standard Bank of South Africa Limited. As a key member of our OHS department, you will be responsible for ensuring that our operations are conducted in a compliant manner, while identifying, assessing, and mitigating risks associated with our activities.Your primary objective will be to...

  • Compliance Officer

    2 days ago

    Johannesburg, Gauteng, South Africa Hollard Full time

    We are looking for a dedicated Compliance Officer to join our Hollard Life Solutions team in the Financial Crime Risk Management area.The ideal candidate will have a strong background in compliance and financial crime investigation, with excellent analytical and communication skills.Key Responsibilities:To provide effective and efficient financial crime...

  • Compliance Officer

    18 hours ago

    Johannesburg, Gauteng, South Africa Spane4all Full time

    Role SummaryThis Compliance Officer role is responsible for ensuring the organization's adherence to regulatory requirements and industry standards.Stay up-to-date on regulatory changes and updates, ensuring the organization remains compliant.Develop and implement compliance policies, procedures, and training programs.Collaborate with stakeholders to...

  • Compliance Officer

    7 days ago

    Johannesburg, Gauteng, South Africa Nedbank Full time

    Provide advice, guidance, oversight and assurance on the adherence to compliance practices in client facing divisions (1st line) to ensure compliance risks are identified, assessed, managed and reported on for Nedbank. Be a trusted advisor to 1st line but maintain independence of mind as part of 2nd line.Job ResponsibilitiesBuild and maintain relationships...

  • Compliance Officer: Markets

    6 days ago

    Johannesburg, Gauteng, South Africa Nedbank Full time

    Nedbank is seeking a skilled Compliance Officer to join its Markets business unit. This role will report directly to the Head of Markets Compliance and be responsible for managing compliance risk within the Markets business unit.Key ResponsibilitiesEvaluate and implement effective measures to ensure compliance with applicable laws, regulations, and internal...

  • Compliance Officer Position

    7 days ago

    Johannesburg, Gauteng, South Africa Rand Mutual - RMA Full time

    Job Overview">Rand Mutual Assurance is a 130-year-old company that values personal and professional development. We are looking for a highly skilled individual to join our team as a Compliance Officer.">Key Responsibilities">Regulatory and Compliance Management: Design and implement a compliance program, ensuring adherence to regulatory and compliance...

  • Financial Compliance Officer

    2 weeks ago

    Johannesburg, Gauteng, South Africa Complement Recruitment Full time

    Financial Compliance Officer (Chartered Accountant) Johannesburg Salary: R70-85K Per Month Purpose of Position: Complement Recruitment are recruiting for an experienced Financial Compliance Officer, Chartered Accountant to join our clients finance team based in Woodmead, Johannesburg, Gauteng. The FCO will be reporting to the Senior Financial...

  • Financial Compliance Officer

    4 days ago

    Johannesburg, Gauteng, South Africa Complement Recruitment Full time

    Financial Compliance Officer (Chartered Accountant) JohannesburgSalary : R70-85K Per MonthPurpose of Position :Complement Recruitment are recruiting for an experienced Financial Compliance Officer, Chartered Accountant to join our clients finance team based in Woodmead, Johannesburg, Gauteng. The FCO will be reporting to the Senior Financial Officer, of...

  • Financial Compliance Officer

    2 weeks ago

    Johannesburg, Gauteng, South Africa Complement Recruitment Full time

    Financial Compliance Officer (Chartered Accountant) Johannesburg Salary: R70-85K Per MonthPurpose of Position:Complement Recruitment are recruiting for an experienced Financial Compliance Officer, Chartered Accountant to join our clients finance team based in Woodmead, Johannesburg, Gauteng. The FCO will be reporting to the Senior Financial Officer, of...

  • Compliance and Governance Officer

    7 days ago

    Johannesburg, Gauteng, South Africa H And S Labour Brokers Full time

    Company OverviewH And S Labour Brokers is seeking a qualified individual to fill the position of Risk and Compliance Officer. The ideal candidate will have a strong background in risk management and compliance.Job DescriptionProvide effective control and monitoring of all risk management activities.Foster a culture of compliance and governance.Key...

  • Legal and Compliance Officer

    2 weeks ago

    Johannesburg, Gauteng, South Africa Curiska Full time

    Hiring: Compliance AdministratorLocation: RosebankDepartment: Legal and ComplianceJob Summary:This position is ideal for a recent graduate who has completed their articles or is a newly admitted attorney, with a strong interest in compliance. The Compliance Administrator will support the team in ensuring that the company adheres to all regulatory...

  • Legal and Compliance Officer

    7 days ago

    Johannesburg, Gauteng, South Africa Curiska Full time

    Hiring: Compliance Administrator Location: Rosebank Department: Legal and Compliance Job Summary: This position is ideal for a recent graduate who has completed their articles or is a newly admitted attorney, with a strong interest in compliance. The Compliance Administrator will support the team in ensuring that the company adheres to all regulatory...

  • Contract and Compliance Officer

    7 days ago

    Johannesburg, Gauteng, South Africa Southern African Music Right Organisation Full time

    Role OverviewWe are looking for a highly motivated Contract and Compliance Officer to join our team. The successful candidate will be responsible for managing contracts, ensuring compliance with regulatory requirements, and maintaining accurate records.Key Responsibilities:Manage contracts, including negotiation, drafting, and vetting.Conduct compliance...

  • Legal and Compliance Officer

    2 days ago

    Johannesburg, Gauteng, South Africa Curiska Full time

    This position is ideal for a recent graduate who has completed their articles or is a newly admitted attorney, with a strong interest in compliance. The Compliance Administrator will support the team in ensuring that the company adheres to all regulatory requirements and internal policies. You will assist with various compliance tasks, regulatory reporting,...

  • Procurement and Compliance Officer

    2 days ago

    Johannesburg, Gauteng, South Africa African Recruitment and Training Full time

    Job Description:African Recruitment and Training is seeking a Procurement and Compliance Officer to join our team. The successful candidate will be responsible for managing our procurement processes, ensuring compliance with regulatory requirements, and maintaining accurate records.Key Responsibilities:Procurement: Manage the procurement process from start...

  • Compliance Officer Specialist

    4 hours ago

    Johannesburg, Gauteng, South Africa Tumaini Consulting Full time

    Tumaini Consulting is looking for a skilled Compliance Officer Specialist to join our team.About the Role:This role involves managing and maintaining compliance processes, documentation, and regulatory obligations, specifically focusing on AML, FAIS, and other financial regulatory requirements.Requirements:Bachelor's degree in Law, Finance, Compliance, or a...

  • VAT Compliance Officer

    2 days ago

    Johannesburg, Gauteng, South Africa Omega Human Capital Full time

    Omega Human Capital is a leading mobility provider based in Johannesburg, offering a dynamic and challenging environment for career advancement.We are currently seeking a highly skilled VAT Compliance Officer to join our team.The ideal candidate will possess NQF Level 4, Grade 12 (National Certificate) and a Degree in Accounting, Cost Accounting, or...

  • Governance & Compliance Officer: Group Office

    2 days ago

    Johannesburg, Gauteng, South Africa Coca-Cola Beverages Africa Full time

    Coca-Cola Beverages Africa (CCBA) presents an exciting opportunity for a Governance & Compliance Officer: Group Office to join the CCBA compliance team. The role will report to the Group Head: Governance & Compliance.CCBA is the largest African Coca-Cola bottler, accounting for 40% of all Coca-Cola volumes on the continent. CCBA is a Non Alcoholic Ready to...

  • Compliance Officer: Markets

    6 days ago

    Johannesburg, Gauteng, South Africa Nedbank Full time

    To assist the Head of Markets Compliance with the management of compliance risk within the Markets business unit by ensuring compliance with applicable laws, Rules and Directives regulations, internal policies, and procedures, including, but limited to, the following key responsibilities.Job ResponsibilitiesEnsuring that the relevant Markets desk(s)...

  • 2x Compliance Officers

    7 days ago

    Johannesburg, Gauteng, South Africa Human Accent Full time

    Job title : 2x Compliance Officers (Cleaning) – GautengJob Location : Gauteng, JohannesburgDeadline : April 18, 2025Quick Recommended LinksJobs by Location Job by industries About the RoleOur client is looking for a Compliance Officer (Cleaning) to join the Operations team in Bellville - Western Cape. Reporting to the Key Accounts Manager, the successful...