Compliance Administrator for Regulatory Excellence
2 weeks ago
We are seeking a highly skilled Compliance Administrator to join our team at Energy at Work Projects. This role is responsible for ensuring that all compliance functions are met, including monitoring and reporting on regulatory requirements.
Key Responsibilities:- Monitor and report on compliance with applicable legislation and internal requirements;
- Fulfill FAIS legislations by monitoring and reporting to the financial services provider and the FSCA when required;
- Identify and assess compliance risk areas periodically and address findings through relevant action plans;
- Maintain legislative Registers bi-monthly;
- Track and monitor representatives' FSCA Deadlines and ensure compliance;
- Assist representatives with completing Exemption applications;
- Oversee SBIB Supervision and conduct monthly meetings with supervisors;
- Manage PI Insurance/ Claims for projects and FSPs;
- Stay up to date with legislation and FSCA board notices;
- Maintain FSP's legislative registers;
- Ensure representatives remain Fit and Proper;
- Add and remove representatives on the rep register, update the rep register with reps status changes or sub category change;
- Create rep letters for all representatives;
- Create supervision agreements for representatives working under supervision and conduct monthly supervision;
- Manage FSP relations with the Compliance practice, implement changes and policies brought to the FSP's attention by the compliance practice;
- Manage and update FSP's policies such as Complaints policy, FICA policy, and Business continuity policy;
- Ensure all staff are trained on GCOC, FICA, POPIA annually;
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Regulatory Compliance Expert
2 weeks ago
Johannesburg, Gauteng, South Africa FNB South Africa Full timeJob TitleCompliance SpecialistJob OverviewFNB South Africa is seeking a skilled Regulatory Compliance Expert to join our team. As a key member of our compliance department, you will be responsible for ensuring the bank's operations are in line with regulatory requirements.About the RoleThis is a fantastic opportunity for someone who is passionate about...
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Regulatory Compliance Expert
4 weeks ago
Johannesburg, Gauteng, South Africa Network Recruitment Full timeAre you a seasoned professional looking for a new challenge in the financial services sector? Network Recruitment is seeking an experienced Regulatory Compliance Expert to join our team.About the RoleThis is a fantastic opportunity to take your compliance career to the next level, working with a reputable company that values regulatory excellence. As a...
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Regulatory Compliance Expert
1 month ago
Johannesburg, Gauteng, South Africa FirstRand Bank Limited Full timeJob SummaryThe Compliance Head will be responsible for managing the Compliance function in the business unit, ensuring adherence to regulatory requirements and preventing exposure risks.Key ResponsibilitiesDevelop and implement a compliance framework to ensure regulatory compliance.Manage the budget for the Compliance function, ensuring cost-effectiveness...
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Regulatory Compliance Specialist
3 weeks ago
Johannesburg, Gauteng, South Africa Isilumko Staffing Full timeWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Isilumko Staffing.Estimated salary: $120,000 - $180,000 per year.Job DescriptionTo ensure compliance with the Act and regulations of the entity, you will support enforcement action against individuals who do not comply or have contravened the provisions and any other...
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Regulatory Compliance Specialist
1 month ago
Johannesburg, Gauteng, South Africa ES Recruitment Full timeJob Summary: We are seeking a highly skilled Regulatory Compliance Specialist to join our team at ES Recruitment.Main Responsibilities:Ensure compliance with all relevant regulatory requirements, including Act 101 and Act 53.Prepare and submit regulatory dossiers, including Act 101 and Act 36 submissions.Develop and implement regulatory strategies and...
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Regulatory Compliance Manager
2 weeks ago
Johannesburg, Gauteng, South Africa Network Recruitment Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Manager to join our team at Network Recruitment. As a key member of our organization, you will play a critical role in ensuring our compliance with regulatory requirements, with a focus on employee benefits, pension funds, and the Financial Advisory and Intermediary Services (FAIS) Act.Key...
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Regulatory Compliance Expert
2 weeks ago
Johannesburg, Gauteng, South Africa Network Recruitment Full timeJob Description:As a Regulatory Compliance Expert, you will oversee and ensure compliance with regulatory requirements, focusing on employee benefits, pension funds, and the Financial Advisory and Intermediary Services (FAIS) Act.The ideal candidate has a deep understanding of the regulatory landscape and a proven track record in implementing and managing...
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Regulatory Compliance Specialist
1 month ago
Johannesburg, Gauteng, South Africa ES Recruitment Full timeKey Responsibilities:The successful candidate will be responsible for ensuring regulatory compliance with Act 101 and Act 53.Act as Responsible Pharmacist for the entity.Develop and implement regulatory strategies and plans.Prepare and submit dossiers for regulatory approval.Manage quality and compliance with a focus on quality management system and...
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Regulatory Compliance Expert
3 weeks ago
Johannesburg, Gauteng, South Africa Initiate International Full timeLegal & Compliance Manager RoleWe are seeking a seasoned Legal & Compliance Manager to join our team at Initiate International in Johannesburg. This pivotal role requires an individual with extensive experience in legal and regulatory matters, specifically within the iGaming sector.Key Responsibilities:Maintain and ensure compliance with all applicable laws,...
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Regulatory Compliance and Governance Professional
2 months ago
Johannesburg, Gauteng, South Africa KPMG-SouthAfrica Full timeJob SummaryWe are seeking a highly motivated and detail-oriented Regulatory Compliance and Governance Professional to join our team at KPMG-SouthAfrica. As a key member of our Internal Audit, Risk and Compliance Services practice, you will play a critical role in providing strategic sourcing of Internal Audit; Enterprise Risk Management; Governance,...
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Regulatory Compliance Specialist
1 month ago
Johannesburg, Gauteng, South Africa Telebest Full timeTelebest is seeking a skilled Regulatory Compliance Specialist to join our team. With a focus on ensuring adherence to standards, this role is ideal for individuals with a strong background in compliance management and risk awareness.Key Responsibilities:Conduct audits to verify compliance with regulatory standards.Investigate compliance procedures and take...
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Regulatory Compliance Expert
2 weeks ago
Johannesburg, Gauteng, South Africa Network Recruitment Full time**About the Role**We are seeking a highly skilled Regulatory Compliance Expert to join our team at Network Recruitment. As a key member of our organization, you will play a vital role in ensuring compliance with regulatory requirements in the financial services sector.**Estimated Salary:** R800,000 - R1,200,000 per annum, depending on experience and...
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Compliance Administrator | Regulatory Expert
1 month ago
Johannesburg, Gauteng, South Africa Capital Recruit Full timeKey Responsibilities:Manage physical and digital filing systems, ensuring accurate and up-to-date records.Lead the onboarding process for clients, identifying compliance requirements and liaising with stakeholders.Collate portfolio statements from various investment houses, verifying accuracy and timeliness.Prepare portfolio reviews for clients, providing...
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Regulatory Compliance Specialist
1 month ago
Johannesburg, Gauteng, South Africa Edge Executives Full timeKey Responsibilities:Develop and implement compliance frameworks to ensure regulatory adherence across business units and corporate services.Engage with industry regulators and manage compliance processes to support business needs.Evaluate and advise on the impact of new legislation and regulations on the business.Manage and resolve compliance-related...
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Regulatory Compliance Specialist
3 weeks ago
Johannesburg, Gauteng, South Africa Isilumko Staffing Full timeJob DescriptionTo ensure compliance with the Act and regulations of the entity, we are seeking a highly skilled Regulatory Compliance Specialist. The ideal candidate will support enforcement action against individuals who do not comply or have contravened the provisions and any other legislation governing the sector.Key ResponsibilitiesMonitoring and...
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Regulatory Compliance Expert
3 weeks ago
Johannesburg, Gauteng, South Africa Initiate International Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team at Initiate International. As a key member of our organization, you will play a vital role in ensuring that we maintain the highest standards of compliance and regulatory adherence.Your primary responsibility will be to monitor and ensure compliance with all...
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Compliance Officer
2 months ago
Johannesburg, Gauteng, South Africa Isilumko Staffing Full timeIsilumko Staffing is seeking a highly skilled Compliance Officer to join our team in Johannesburg. The ideal candidate will have a strong background in regulatory compliance and a proven track record of ensuring compliance with relevant laws and regulations.Key Responsibilities:Conduct regular audits and inspections to ensure compliance with regulatory...
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Regulatory Compliance Specialist
3 weeks ago
Johannesburg, Gauteng, South Africa Capital Recruit Full timeWe are seeking a highly skilled and experienced Regulatory Compliance Specialist to join our team at Capital Recruit. This role plays a crucial part in ensuring the organization's adherence to regulatory requirements, internal policies, and best practices.
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Regulatory Compliance and Operations Specialist
3 weeks ago
Johannesburg, Gauteng, South Africa Curiska (Pty) Ltd Full timeWe are seeking a highly skilled Regulatory Compliance and Operations Specialist to join our team at Curiska (Pty) Ltd.Job DescriptionAs a key member of our operations team, you will be responsible for ensuring the efficient and accurate completion of client onboarding processes, in compliance with relevant regulatory requirements. This includes:Leading the...
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Regulatory Compliance Specialist
21 hours ago
Johannesburg, Gauteng, South Africa Curiska Full timeAbout the RoleWe are seeking a highly motivated Regulatory Compliance Specialist to join our team at Curiska in Rosebank. As a key member of our compliance department, you will play a crucial role in ensuring we meet all legal and regulatory requirements when onboarding new clients.Key Responsibilities:Verify customer identity and information to ensure they...