Regulatory Compliance Specialist

3 weeks ago


Umhlanga, KwaZulu-Natal, South Africa BSMG Investments Full time
Job Title: Regulatory Compliance Manager

At BSMG Investments, we are seeking a highly skilled Regulatory Compliance Manager to join our team. As a key member of our compliance department, you will play a critical role in ensuring that our organization remains compliant with all relevant regulatory requirements.

Key Responsibilities:
  • Guide and advise business and management on compliance requirements, including POPI, FAIS, TCF, FIC Act, FATCA, CRS, and EXCON Regulations.
  • Update policy and procedure manuals to reflect regulatory and operational changes.
  • Conduct compliance training and update training manuals in line with regulatory changes and policy requirements.
  • Assist in compiling a compliance monitoring plan and reporting against plan.
  • Assist in reviewing the Legislative Risk Matrix on an annual basis and submit to the Board of Directors.
  • Conduct compliance monitoring and testing, including providing recommendations and action plans.
  • Develop and update Compliance Risk Management Plans.
  • Assist in submitting FATCA and CRS reports to the South African Revenue Service (SARS) and implementing new reporting requirements.
  • Manage and oversee the REKYC and Enhanced Due Diligence (EDD) processes.
  • Prepare and submit all required reports to the Group and Audit Committee on a quarterly basis.
  • Regularly review the Compliance Monitor's functioning, quality of commentary, and timeliness of clearing, including conducting investigations and filing reports where required.
  • Provide guidance on new product and delivery channel development.
  • Filing of regulatory reports to the respective regulators.
Requirements:
  • 5-7 years' experience in a compliance and regulatory position in a bank.
  • LLB qualification or similar and other compliance-related courses/qualifications.
  • In-depth knowledge of FIC Act, POPI, FAIS, GDPR, EXCON Regulations, Conduct Standards, and other applicable legislation impacting banks.
Benefits:Standard Benefits

  • Umhlanga, KwaZulu-Natal, South Africa BSMG Investments Full time

    Job Title: Regulatory Compliance ManagerBSMG Investments is seeking a highly skilled Regulatory Compliance Manager to join our team. The successful candidate will be responsible for ensuring the company's compliance with relevant regulatory requirements and laws.Key Responsibilities:Provide guidance and advice to business and management on compliance...


  • Umhlanga, KwaZulu-Natal, South Africa BSMG Investments Full time

    Job SummaryWe are seeking a highly skilled Regulatory Compliance Manager to join our team at BSMG Investments. As a key member of our compliance department, you will be responsible for ensuring that our business operations are in line with all relevant regulatory requirements.Your primary focus will be on guiding and advising our business and management on...


  • Umhlanga, KwaZulu-Natal, South Africa BSMG Investments Full time

    Job Title: Regulatory Compliance ManagerAt BSMG Investments, we are seeking a highly skilled Regulatory Compliance Manager to join our team. The successful candidate will be responsible for guiding and advising business and management on compliance requirements, ensuring that our organization remains compliant with relevant laws and regulations.Key...


  • Umhlanga, KwaZulu-Natal, South Africa Hollywoodbets Full time

    Hollywoodbets: A Career OpportunityWe are seeking a skilled Transformation and Compliance Specialist to join our team in South Africa. As a key member of our Hollywoodbets team, you will be responsible for providing comprehensive BEE support to the Hollywood Group and its related entities and subsidiaries.Responsibilities:Capture and compile BEE information...


  • Umhlanga, KwaZulu-Natal, South Africa Pronel Personnel Full time

    Job Summary:Pronel Personnel is seeking a highly skilled Client Relationship Officer to join their team. The ideal candidate will have a strong background in finance and customer service, with excellent communication and interpersonal skills.Key Responsibilities:Client Engagement: Build and maintain strong relationships with existing clients, ensuring their...

  • SHEQ Specialist

    2 weeks ago


    Umhlanga, KwaZulu-Natal, South Africa Azelis Full time

    SHEQ Specialist Job DescriptionAt Azelis, we are seeking a highly skilled SHEQ Specialist to join our team. As a key member of our organization, you will play a crucial role in ensuring the highest standards of quality, safety, and environmental responsibility.Key Responsibilities:Support the SHEQ Manager in implementing quality management systems and...


  • Umhlanga, KwaZulu-Natal, South Africa Pronel Personnel Full time

    Client Relationship OfficerA well-established wealth specialist seeks a Client Relationship Officer to join their team.Key Responsibilities:Client Outreach: Contact allocated leads, set up appointments with potential clients for the Wealth Specialist.Client Support: Address existing client queries and requests timeously and professionally, offering high...


  • Umhlanga, KwaZulu-Natal, South Africa Fouche & Co Recruitment Full time

        Job Title: Tax Compliance OfficerAt Fouche & Co Recruitment, we are seeking a highly skilled Tax Compliance Officer to join our client's team in Umhlanga. The ideal candidate will possess strong attention to detail, excellent communication skills, and the ability to manage time efficiently.    Key Responsibilities:Prepare and submit corporate,...


  • Umhlanga, KwaZulu-Natal, South Africa Fouche & Co Recruitment Full time

    Role OverviewFouche & Co Recruitment is seeking a skilled Chief Financial Compliance Officer to join our team. As a key member of our accounting department, you will be responsible for compiling and reviewing annual financial statements for a variety of clients.Key ResponsibilitiesCompile annual financial statements for clients, ensuring adherence to...


  • Umhlanga, KwaZulu-Natal, South Africa Pronel Personnel Full time

    Key ResponsibilitiesThe ideal candidate will be responsible for attending to all existing client queries and requests in a timely and professional manner, ensuring the highest levels of service. This includes handling, maintenance, and tracking of all leads received by the Wealth Specialist team, as well as maintenance, reconciliation, and submission of the...


  • Umhlanga, KwaZulu-Natal, South Africa iKhokha Full time

    Financial Accountant Job DescriptionWe are seeking a highly skilled Financial Accountant to join our team at iKhokha. As a key member of our finance department, you will be responsible for ensuring the accuracy and completeness of our financial transactions, as well as ensuring compliance with relevant legislation and regulations.Key...


  • Umhlanga, KwaZulu-Natal, South Africa Intercon Recruitment Full time

    Intercon Recruitment is seeking an Experienced Dealership Warranty Clerk to join our team. **Job Summary:** We are looking for a skilled Warranty Clerk to manage warranty claims and resolve issues efficiently. **Responsibilities:** * Manage and process warranty claims in a timely manner * Collaborate with dealerships to resolve warranty-related...

  • Accounting Specialist

    3 weeks ago


    Umhlanga, KwaZulu-Natal, South Africa Sandi Crowther Recruitment Full time

    Job DescriptionWe are seeking a highly skilled and experienced Bookkeeper to join our team at Sandi Crowther Recruitment. The successful candidate will be responsible for maintaining accurate and up-to-date financial records, preparing financial statements, and ensuring compliance with accounting standards.Key ResponsibilitiesPrepare and maintain accurate...


  • Umhlanga, KwaZulu-Natal, South Africa Pronel Personnel Full time

    About the RolePronel Personnel is seeking an experienced Client Relationship Specialist to join their team. As a key member of the wealth management team, you will be responsible for building and maintaining strong relationships with high net worth clients.Key ResponsibilitiesProvide exceptional client service and support to ensure high levels of...


  • Umhlanga, KwaZulu-Natal, South Africa Sandi Crowther Recruitment Full time

    Debt Collection SpecialistDraft and prepare legal documents, including pleadings, notices, and applications, to support debt collection efforts. Utilize spreadsheets and system reminders to manage high volumes of debt collection matters. Ensure compliance with legal requirements and deadlines.Requirements:Matric and relevant tertiary qualification3-5 years...


  • Umhlanga, KwaZulu-Natal, South Africa Pronel Personnel Full time

    Client Relationship OfficerA dynamic and experienced Client Relationship Officer is required to join our team at Pronel Personnel. This role involves building and maintaining strong relationships with clients, ensuring exceptional customer service, and driving business growth.Key Responsibilities:Establish and maintain relationships with existing and...


  • Umhlanga, KwaZulu-Natal, South Africa Fouche & Co Recruitment Full time

    Job Title: Bookkeeper (Trial Balance)About the RoleFouche & Co Recruitment is seeking a highly skilled and experienced Bookkeeper to join their team. As a Bookkeeper, you will be responsible for processing accounting journals, performing reconciliations, and preparing VAT returns for submission to SARS.Key ResponsibilitiesProcess and record accounting...


  • Umhlanga, KwaZulu-Natal, South Africa Pronel Personnel Full time

    Key ResponsibilitiesClient Service: Provide exceptional customer service to existing clients, ensuring timely and professional responses to their queries and requests.Lead Management: Handle, maintain, and track all leads received by the Wealth Specialist team, following up with clients within the company's set timeframes.Reconciliation and Submission:...


  • Umhlanga, KwaZulu-Natal, South Africa BET Software Full time

    Web Application Quality Assurance SpecialistWe are seeking a skilled Web Application Quality Assurance Specialist to join our dynamic Web Development Team at BET Software. As a key member of our team, you will be responsible for ensuring the quality of our web applications by testing, analyzing, and fine-tuning them to meet business expectations.Key...


  • Umhlanga, KwaZulu-Natal, South Africa iKhokha Full time

    Quality Assurance Specialist Job DescriptioniKhokha is seeking a Quality Assurance Specialist to join our Retentions team. As a Quality Assurance Specialist, you will be responsible for ensuring that our customer service teams deliver top-notch service and meet industry regulations.Key Responsibilities:Perform call monitoring on calls within the Support,...