Regulatory Compliance Specialist
1 month ago
We are seeking a highly skilled Regulatory Compliance Manager to join our team at BSMG Investments. As a key member of our compliance department, you will be responsible for ensuring that our business operations are in line with all relevant regulatory requirements.
Your primary focus will be on guiding and advising our business and management on compliance requirements, including POPI, FAIS, TCF, FIC Act, FATCA, CRS, EXCON Regs, and Conduct Standards. You will also be responsible for updating policy and procedure manuals, conducting compliance training, and assisting in compiling compliance monitoring plans and reports.
Key Responsibilities- Guide and advise business and management on compliance requirements
- Update policy and procedure manuals
- Conduct compliance training
- Assist in compiling compliance monitoring plans and reports
- Assist in reviewing the Legislative Risk Matrix
- Conduct compliance monitoring and testing
- Develop and update Compliance Risk Management Plans
- Assist in submitting FATCA and CRS reports
- Assist in managing and overseeing the REKYC and Enhanced Due Diligence processes
- Assist in preparing and submitting reports to the Group and Audit Committee
- 5-7 years' experience in a compliance and regulatory position in a bank
- LLB qualification or similar and other compliance-related courses/qualifications
- In-depth knowledge of FIC Act, POPI, FAIS, GDPR, EXCON Regulations, Conduct Standards, and other applicable legislation impacting banks
Standard Benefits
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