Risk and Compliance Manager

5 days ago


Durban, KwaZulu-Natal, South Africa PKF South Africa Inc. Full time

PKF South Africa Inc. seeks a dedicated and experienced Quality Assurance Director to oversee the Firm's system of quality management.

The successful candidate will be responsible for ensuring the Firm's system remains compliant and fit for purpose, through the development and delivery of enhanced quality monitoring processes.

A strong ability to understand and address firm-wide matters relevant to the Firm's regulatory requirements is essential.

Key Responsibilities:

  1. System of Quality Management
  • Executing, implementing, and monitoring all quality procedures and requests contained in the PKF Durban SOQM Manual.
  • Undertaking monitoring activities relating to quality risks and responses devised for the Firm's system of quality management.
  • Performing root cause analysis and remedial action plan requirements for identified deficiencies.
  • Coordinating, managing, and reviewing ISQM 1 remedial actions and monitoring activities.
  • Day-to-day management of the Firm's ISQM 1 registers and documents.
  1. Training & Guidance
  • Preparing and presenting compliance-related training.
  • Identifying areas of training based on quality control reviews.
  • Developing and issuing compliance-related materials, guidance, and articles.
  1. Queries
  • Researching, drafting, and responding to queries covering all compliance matters.


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