Key Individual

4 days ago


Pretoria, Gauteng, South Africa Numeral XII (Pty) Ltd. Full time
Job Title: Key Individual

We are seeking a highly skilled and experienced Key Individual to join our team at Numeral XII (Pty) Ltd. As a Key Individual, you will play a critical role in ensuring the firm's compliance with applicable laws and statutory obligations.

Key Responsibilities:
  • Manage and oversee activities related to the rendering of financial services as a Category I and Category II FSP.
  • Ensure the firm has Policies & Procedures in place.
  • Ensure compliance with the General Code of Conduct and Fit & Proper Requirements.
  • Fulfill contractual obligations as per the agreement in place.
  • Manage and oversee the Firm's team members rendering the FSP's financial services, including those persons under supervision.
  • Ensure business processes are in place and the Firm's operational ability is sustainable.
  • Ensure the firm complies with applicable laws and statutory obligations.
Requirements:
  • Undergraduate degree, preferred.
  • Minimum NQF Level 5 in Finance, Business and/or Wealth Management.
  • Minimum 5 years' FSP management experience.
  • Must be able to act as KI for a Cat 1 and 2 FSP.
  • RE1, RE5 and RE3 Exams required.
  • Class of Business if not exempt.
  • CPD required.
What We Offer:
  • Modern fit-for-purpose people practices.
  • Working in a state-of-the-art tech building that includes access to on-site gym to help you grow your fitness as much as you do your brain.
  • Two on-site restaurants that will have you inhaling aromas of mouth-watering lunchtime dishes, and freshly brewed coffee.

We are a young, energetic, and passionate group of companies working in different industries, all focused on becoming market leader in our fields. Our fast-paced environment will positively challenge you and keep you engaged as you navigate through changing priorities and varying demands. We work smart, we work hard, but we have fun doing it.

Our group includes:

  • LNDR – a lending solutions provider
  • Aluma Capital – Asset and Fund Manager
  • Cryosave – A bank for newborn stem cells
  • APS – an outsourced call centre management company


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