Compliance Manager
2 weeks ago
As a key member of the Compliance Team at BDO South Africa, you will play a crucial role in supporting the firm's growth and success by designing and implementing effective compliance processes. Your expertise will enable business to deliver exceptional client service while ensuring adherence to regulations and policies.
Main Responsibilities:
- Manage the design and implementation of projects and initiatives related to Relevant Ethical Requirements (including Independence).
- Provide training, advice, and support to partners, directors, and professionals on Ethics, Independence & Conflicts of Interest policies, processes, procedures, and systems.
- Identify risks related to quality objectives, assess current controls, and design controls to mitigate identified risks.
- Perform reviews to monitor compliance to policies and procedures and provide input into related risks.
- Manage a team of Compliance Practitioners responsible for certain steps in the client and engagement acceptance and independence processes.
Requirements:
- Matric qualification or equivalent.
- A qualification in accounting, finance, business, external or internal audit (CA(SA) or CIA advantageous).
- Proven experience in a risk, ethics, conflicts, or independence role within an audit firm or similar financial services setting.
Knowledge and Skills:
- Intermediate Excel, Word, and PowerPoint skills.
- Strong written and spoken English language skills.
BDO Core Competencies:
- Relationships and Collaboration.
- Exceptional Client Service.
- Engaging People.
- Leadership.
- Quality, Risk Management, and Operational Performance.
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